Overview
This lecture follows a case study of “John,” a male who stutters, from preschool through later stages, focusing on assessment, risk factors, and early clinical management, with emphasis on indirect and direct therapy for preschool children.
Preschool Case Profile: John
- John is 2 years 9 months old, in preschool, typically developing with normal speech, language, and motor milestones.
- No concerns with eating or sleeping; attends daycare some days, with maternal grandparents on others.
- Lives with parents and two older sisters; Spanish is spoken at home, English at school; he is bilingual.
- Personality: very social, easygoing; enjoys trains and playing outside.
- Parents report signs of early stuttering beginning about 7 months ago.
- Strong maternal family history: grandfather, two uncles, and one female cousin all stutter.
- Pediatrician advised “wait and see,” predicting he would likely grow out of it.
Risk Factors and Need for Assessment
- An assessment is strongly recommended for this profile; “wait and see” is not appropriate.
- Key risk factors present in John:
- Family history of stuttering on maternal side.
- Male gender (higher risk than female).
- Time since onset ≥ 6 months (John = 7 months).
- Parental concern about stuttering.
- Early signs of stuttering vs typical disfluency.
- At this age, decisions are based on risk factors, not only on how disfluent the child is.
- Goal of assessment: differentiate early stuttering from normal disfluency and decide on need for therapy.
Major Preschool Risk Factors for Persistent Stuttering
| Risk Factor | Description for John | Clinical Implication |
|---|
| Family history | Grandfather, two uncles, cousin stutter | Strong genetic risk; supports need for assessment |
| Gender | Male | Higher likelihood of persistence than for females |
| Time since onset | 7 months since first signs | Exceeds 6-month threshold; increased concern |
| Parent concern | Parents worried; contacted pediatrician | Adds to risk; motivates assessment and counseling |
| Other speech-language | None reported | Protective, but cannot outweigh multiple risk |
| Reactions/awareness | Initially minimal; later increasing | Guides choice of indirect vs direct treatment |
| Family environment | Multiple communication partners, bilingual home | Affects everyday speaking demands |
Differential Diagnosis: Stuttering vs Typical Disfluency
- Assessment must consider more than disfluency frequency.
- Features to examine:
- Family history of stuttering.
- Gender and time since onset.
- Presence or absence of other speech/language concerns.
- Type of disfluencies:
- Easy, whole-word repetitions vs part-word repetitions, prolongations, and blocks.
- Presence of:
- Physical tension (face, neck, chest).
- Pitch or loudness changes during disfluencies.
- Secondary behaviors (eye blinks, head nods, hand tapping).
- Reactions:
- Child’s awareness, frustration, negative emotions.
- Reactions of parents, siblings, and others in the environment.
- Parent concern is especially important in very young children.
- Cannot base decisions solely on “how disfluent” the child is on a single sample.
Assessment Protocol for a Preschool Child Who Stutters
- Case history with parents (child is too young for formal interview):
- Development and course of stuttering over time (onset, changes, plateau).
- Health and medical history.
- Types of stuttering behaviors observed at home.
- Internal impact: child’s reactions, frustration, thoughts (as inferred by parents).
- External impact: how others respond to the child’s stuttering.
- Observation and interaction:
- First observe child interacting with parents to see typical style and comfort.
- Then clinician interacts:
- Start calm, relaxed, low-demand interaction to assess fluency in “ideal” conditions.
- Gradually increase speech demands:
- Talk faster, ask more questions, increase excitement and time pressure.
- If child is highly disfluent even in ideal conditions, additional pressure may not be needed.
- If interaction in clinic is not typical (quiet, shy), ask parents to video interactions at home.
- Measurement and tools:
- Disfluency counts (e.g., percentage of words stuttered), but used as only one piece of the puzzle.
- Note physical tension and secondary behaviors during stuttering.
- Standardized instrument option: SSI-4 to quantify:
- Frequency of stuttering.
- Duration.
- Physical concomitants (tension, secondary behaviors).
- Risk factor analysis:
- Integrate behavioral observations, case history, and risk factors to judge severity and prognosis.
- Evaluate how stuttering affects both child and environment for treatment planning.
Initial Assessment Results for John
- Disfluency rate (percent words stuttered, approximate):
- 4% with clinician.
- 8% with parents.
- 16% with sisters.
- Types of stuttering:
- Primarily whole-word repetitions.
- Some prolongations.
- Occasional slight increases in pitch and loudness.
- Physical and emotional aspects:
- Mild physical tension, but no secondary behaviors observed.
- Minimal awareness; stuttering not currently restricting communication.
- Parents observe increased stuttering when:
- John is tired.
- He is telling a story or trying to talk over his sisters.
- Severity has not changed over the 7 months since onset (plateau).
Interpretation of John’s Assessment Profile
- Increase in disfluency from clinician → parents → sisters:
- Suggests more stuttering in more natural, competitive, high-demand environments.
- With clinician (new person, low time pressure), speech appears relatively fluent.
- With siblings, there is more competition for talking time and excitement, resulting in 16% stuttering.
- Prolongations plus pitch/loudness increases:
- Indicate emerging tension in the speech system and attempts to push words out.
- Suggest some level of internal awareness even if not verbally expressed.
- Mild tension but no secondary behaviors:
- Early stage of stuttering behaviors, not yet heavily conditioned.
- Stable severity over 7 months:
- Lack of improvement is concerning and argues against spontaneous recovery at this stage.
- Overall judgment:
- John is considered an excellent candidate for therapy given age, risk factors, and profile.
Is John Too Young for Therapy?
- Age alone is not a barrier; therapy can be appropriate even for 2–3-year-olds.
- Decision is based on:
- Number and strength of risk factors.
- Pattern and stability of stuttering.
- Impact on child and family.
- Early therapy aims to maximize the chance of a good outcome and reduce risk of persistence.
Choosing Indirect vs Direct Treatment (Preschool)
Approaches Discussed
- Indirect treatment:
- Focuses on modifying the environment and parental behaviors.
- Does not explicitly require the child to change speech patterns at first.
- Direct treatment:
- Directly addresses stuttering with the child.
- Teaches specific speech strategies and openly discusses stuttering.
- Operant / response-contingent approaches:
- Mentioned as existing in the literature.
- Not recommended for preschool children:
- Do not address underlying nature of stuttering.
- Rely on contingencies that can be problematic in this age group.
Initial Treatment Choice for John
- Start with an indirect approach for John:
- Reasons:
- Minimal awareness and frustration initially.
- No urgent need to directly confront stuttering at the beginning.
- Allows building a strong parent-education foundation.
- Plan:
- Use indirect therapy for a short period (about 4–6 sessions).
- Do not stay in indirect-only therapy for extended periods (e.g., a full year) if insufficient change.
- Be prepared to move to more direct therapy if needed.
Indirect Therapy: Goals and Strategies
- Main objectives:
- Reduce speaking demands and time pressure on the child.
- Modify aspects of the environment that are under parental control.
- Educate parents about stuttering, risk factors, and realistic expectations.
Environmental and Interaction Changes
- Reduce overall speaking demand:
- Provide more turn-taking time and space for the child to talk.
- Avoid rapid-fire questioning and constant demands for verbal responses.
- Reduce time pressure:
- Slow the pace of family conversations.
- Allow the child sufficient time to respond without interruptions.
- Modify question types:
- Change from direct, demanding questions to softer, invitational prompts:
- From: “Tell me what you did at school today. What did you have for breakfast?”
- To: “I wonder what you did at school today. Maybe you can tell grandma what we did on vacation.”
- Presents opportunities rather than demands for immediate speech.
Parent Modeling Strategies
- Phrased speech with pauses:
- Parents model slower rate by inserting brief pauses between phrases.
- Example: short phrase, then pause, then next phrase, rather than a continuous rapid stream.
- Recasting and rephrasing:
- Parent repeats child’s utterance using fluent, clear language and smooth speech.
- Provides strong language and fluency models.
- Most importantly: shows the child that their message was understood despite stuttering.
- Education about risk factors:
- Clarify which factors can be changed (environment, interaction style) vs those that cannot (family history, gender).
- Emphasize that family history is important but not modifiable.
Progress After Initial Indirect Therapy
- After about five sessions of indirect therapy:
- Disfluency rates:
- 8% with clinician (increased from 4%).
- 6% with parents (approximately same as before).
- 9% with sisters (decreased from 16%).
- Changes in awareness and behavior:
- Awareness and frustration increasing.
- Parents report statements such as “I can’t say it.”
- John sometimes walks away when he gets stuck, stopping communication attempts.
- Changes in stuttering pattern:
- Shift from mostly easy, whole-word repetitions to:
- More part-word repetitions.
- More frequent prolongations.
- Occasional blocks emerging.
Interpreting These Changes
- Possible explanations for increased disfluency with clinician:
- Child becoming more comfortable with the clinician and talking more during sessions.
- More talking can naturally reveal more stuttering; can actually be a positive sign of comfort.
- Language development:
- Expanding language abilities increase demands on the speech motor system.
- A child already prone to disfluency may show more stuttering during language “bursts.”
- Concerning signs:
- Giving up (“I can’t say it”), walking away from communication:
- Indicate negative reactions and avoidance beginning.
- Emergence of more prolongations and blocks:
- Suggest more advanced stuttering behavior and increased tension.
Treatment Implication
- Indirect therapy alone is no longer sufficient.
- This is the point to:
- Keep indirect strategies as a foundation.
- Add a more direct therapy approach to address emerging awareness and tension.
Transition to Direct Therapy
- Rationale:
- Child is now more aware, occasionally frustrated, and showing more advanced stuttering behaviors.
- Indirect-only therapy is not achieving desired goals.
- Important clinical stance:
- Do not be afraid to talk about stuttering directly, even with very young children.
- However, match language to child’s cognitive-developmental level.
Talking About Stuttering with Young Children
- Use developmentally appropriate terms:
- Older preschoolers (5–6 years):
- Can usually understand and use “stuttering” as a label.
- Younger children (2–3 years):
- May not grasp abstract term “stuttering”; use more concrete terms such as “bumpy speech.”
- Goals of discussion:
- Normalize stuttering as something that can happen; “It is okay to have bumpy speech.”
- Increase child’s awareness in a non-threatening, playful way.
- Build vocabulary so the child can recognize when speech is bumpy vs smooth.
- Provide a base for later strategy teaching; strategies depend on knowing what stuttering is and when it occurs.
Examples of Direct Therapy Content for John
Fast vs Slow Speech (Turtle vs Rabbit)
- Teach rate control through concrete metaphors:
- “Turtle talk”:
- Slow, with pauses between phrases.
- Calm and steady.
- “Rabbit talk”:
- Very fast, continuous speech with few pauses.
- Activities:
- Playfully contrast turtle and rabbit speech in therapy tasks.
- Help the child experience and hear the difference between slow and fast speech.
- Key point:
- Instead of just telling the child “slow down,” clinician teaches what “slow” actually sounds and feels like.
Easy Starts
- Concept:
- “Easy starts” mean beginning sentences or phrases gently, with low tension.
- Implementation:
- Model starting phrases softly, then continuing in the child’s usual speech.
- Practice easy, gentle onsets in play and conversation.
- Benefit:
- Provides a concrete, positive behavior (“start easy”) instead of an abstract instruction.
Hard Bumps vs Easy Bumps
- Distinguish two types of “bumpy speech”:
- Hard bumps:
- Have a lot of tension, struggle, and possible secondary behaviors.
- Easy bumps:
- Disfluencies without strong tension or visible struggle.
- In session:
- When child produces a tense stutter, clinician might say:
- “That was a really hard bump. Let’s try that again and make the bumps nice and easy.”
- The goal is not “try again without stuttering,” but “try again with easier bumps.”
- Clinical message:
- Stuttering is not “bad” or a failure.
- Reducing struggle and tension makes speaking easier and more rewarding.
- Child still may stutter, but with more control and less internal effort.
Addressing Bilingualism in John’s Case
- Bilingual profile:
- Spanish at home; English at school.
- Family may worry that bilingualism causes or worsens stuttering.
Bilingualism and Stuttering
- Bilingualism is not a cause of stuttering:
- Does not make a child start stuttering.
- Genetic and other factors play a much larger role.
- Typical pattern for bilingual children who stutter:
- Early stage of second-language learning:
- Child may be surprisingly fluent in second language:
- Uses mostly single words.
- Limited sentence length and complexity.
- As second language develops:
- Longer, more complex utterances increase linguistic load.
- Stuttering may increase in the second language.
- Eventually, disfluency levels can match or exceed those in the first language.
Clinical Advice About Bilingualism
- Do not recommend limiting the child to one language:
- Doing so may:
- Distance child from family culture and community.
- Hinder development of second-language skills.
- There is no evidence that this improves fluency in the first language.
- If a child is going to stutter, they are likely to stutter across both languages.
- Demand and capacities perspective:
- Bilingualism adds cognitive and linguistic load.
- This can contribute to increased disfluency in already susceptible children.
- It does not cause the underlying disorder.
Language Mixing Consideration
- Caution about frequent code-switching mid-sentence:
- Avoid habitually starting a sentence in one language and finishing in another.
- Different languages have different syntactic structures; mixing in the middle:
- Increases cognitive-linguistic load.
- Creates a hybrid structure that matches neither language.
- Better to model complete sentences in one language at a time when possible.
Addressing Concern About “Imitating” Stuttering
- Family context:
- John spends time with maternal grandparents; grandfather stutters.
- Cousin who stutters is sometimes present.
- Family may fear John is copying their stuttering.
- Clinical response:
- Emphasize role of genetics:
- Genetic influence is far stronger than any imitation effect.
- Children are exposed to many speakers:
- They hear hundreds of fluent speakers.
- It is unlikely they uniquely imitate the one person who stutters.
- Stuttering is not typically acquired by copying; it reflects underlying predisposition.
- Communication strategy:
- Gently shift family away from imitation-based explanations.
- Focus on hereditary contributions and individual speech system differences.
Explaining Fluctuation in Stuttering Severity
- Parents may observe that:
- Stuttering seems worse after therapy.
- Severity differs across listeners and days.
- Key explanations for fluctuation:
- Variation is a hallmark of stuttering, especially at early ages.
- Developmental change:
- Motor, language, and cognitive systems change rapidly in young children.
- These changes naturally produce variability in fluency.
- Speaking comfort and talking amount:
- As children become more comfortable with a clinician, they talk more.
- More speech provides more opportunities for stuttering to appear.
- Non-linear progress:
- Therapy progress rarely shows a smooth, linear decrease in disfluency.
- Expect ups and downs (peaks and valleys) even with effective treatment.
Clinical Caution About Using Disfluency Counts
- Disfluency counts alone are not reliable as sole indicators of:
- Need for therapy.
- Progress in therapy.
- Example:
- A child could stutter 5% on Monday, 10% on Wednesday, 2% on Friday.
- Variation may reflect normal fluctuations, not genuine regression or improvement.
- Counts must be interpreted in context of:
- Speaking demands.
- Child’s comfort and participation.
- Risk factors and emotional impact.
Therapy Format and Activities for Preschoolers
- Treatment with very young children is primarily play-based:
- Avoid rigid, table-top drill approaches.
- Integrate goals into games and play that the child enjoys.
- Typical therapy structure:
- At session start, ask child what game or activity they want to do.
- Follow their lead in choosing toys or games.
- Embed speech and fluency goals into chosen activities.
Using Games in Therapy
- Example games mentioned:
- Cranium Cariboo:
- Often used by speech-language pathologists with young clients.
- What’s in Ned’s Head:
- Another fun, engaging game for preschoolers.
- Practical tips:
- Use commercially available toys and games instead of always creating new materials.
- Focus clinician effort on:
- Adapting goals and strategies to fit the chosen activity.
- Supporting natural, enjoyable interaction.
- Play-based format increases engagement and more natural speech samples.
Long-Term Course and Discharge from Preschool Therapy
- After approximately one year of therapy (indirect and direct) John’s profile:
- Stuttering now mild:
- Still present but significantly reduced in frequency.
- Fairly consistent across different speaking situations.
- Tension-free:
- Disfluencies occur with minimal or no physical struggle.
- Positive emotional impact:
- John has positive reactions; parents also respond positively.
- No noticeable negative effect on:
- Social interactions.
- Emotional well-being.
- Classroom participation or functioning.
- Service reduction plan:
- Decrease therapy frequency to once monthly for about six months.
- Use this period to:
- Monitor stability of gains.
- Support family as needed during transition.
Discharge Planning Considerations
- Do not immediately stop therapy once progress is evident:
- Gradual reduction allows observation over time and in varied circumstances.
- Clarify ongoing access:
- Discharge does not mean child can never return to therapy.
- Build in understanding that:
- If concerns re-emerge, there should be an easy path to re-enter services.
- Needing therapy again is not a failure; it can be part of a normal course.
- Parent communication:
- Explain:
- Rationale for phased reduction.
- Possibility of future variability or increased demands (e.g., new school stage).
- That many children will not need to return, but some may.
Key Terms & Definitions
- Stuttering:
- A fluency disorder involving disruptions in the forward flow of speech (e.g., repetitions, prolongations, blocks), often associated with tension and emotional reactions.
- Typical disfluency:
- Common, non-pathological disruptions in young children’s speech (e.g., occasional whole-word repetitions) without tension or significant concern.
- Risk factors:
- Features that increase likelihood stuttering will persist (e.g., family history, male gender, long time since onset).
- Indirect therapy:
- Treatment focusing on modifying the child’s environment and caregiver interactions rather than directly modifying the child’s speech.
- Direct therapy:
- Treatment that explicitly teaches the child about stuttering and speech strategies; involves directly practicing changes in speech.
- Easy starts:
- A speech strategy in which the child begins phrases gently, with low tension, then continues in typical speech.
- Hard bumps:
- Stuttering moments characterized by high tension, struggle, and possibly secondary behaviors.
- Easy bumps:
- Stuttering moments without strong tension or struggle; more controlled, less effortful.
- Bilingualism:
- Use and development of two languages; in this case, Spanish at home and English at school.
- Response-contingency/operant approach:
- Therapy method based on reinforcing fluent speech and/or responding to stuttering with specific contingencies; not recommended as primary approach for preschool stuttering.
- Disfluency counts:
- Quantitative measures of how often a child stutters, often expressed as a percentage of words or syllables stuttered.
- SSI-4 (Stuttering Severity Instrument – Fourth Edition):
- Standardized tool measuring severity based on frequency, duration, and physical concomitants of stuttering.
Action Items / Next Steps (Preschool Phase)
-
For clinicians:
- Use a thorough case history and multiple speaking contexts to assess preschool stuttering.
- Consider all major risk factors when deciding on therapy, not just disfluency counts.
- Begin with indirect therapy for low-awareness preschoolers; be prepared to move to direct work when needed.
- Educate parents about:
- Risk factors.
- Normal variability in stuttering.
- How to reduce speaking demands and model supportive communication.
- Use developmentally appropriate language (e.g., “bumpy speech,” “turtle talk,” “rabbit talk”) when introducing stuttering concepts.
- Plan for gradual discharge and clear pathways for re-entry if concerns arise later.
-
For families:
- Implement recommended indirect strategies at home:
- Slower, phrased speech.
- Reduced time pressure.
- Recasting without focusing on errors.
- Avoid restricting languages; continue natural use of both home and school languages.
- Reframe expectations to understand stuttering variability and non-linear progress.
- Stay in communication with clinicians about any new avoidance behaviors or changes in stuttering.