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Foundation Shear Failure Types

Nov 11, 2025

Overview

Lecture covers foundations, their purpose, failure causes, and types of shear failure in soils affecting shallow foundations.

Foundations: Definition and Purpose

  • Foundation is the connecting link between superstructure and ground.
  • Superstructure cannot be built directly on ground; foundation constructed first.
  • Foundation transmits structural loads safely to the supporting soil.
  • Key purpose: distribute load over larger area to keep soil pressure below allowable.
  • Provides vertical support and maintains acceptable settlement of the structure.

Foundation Failure: Causes

  • Shear failure of soil beneath the foundation; soil particles move from original positions.
  • Excessive settlement beyond permissible limits for the structure.

Types of Shear Failure

  • Three types: general shear failure, local shear failure, punching shear failure.
  • Occurrence depends on soil density/consistency and load–settlement behavior.

General Shear Failure

  • Occurs in dense sand or stiff clay under the foundation.
  • Load–settlement curve shows sudden increase in settlement at ultimate load QU.
  • At QU, a fully developed failure plane forms and reaches ground surface.
  • Heaves appear on the sides of the foundation due to soil movement upward.
  • Failure surface extends to ground, indicating complete shear failure.

Local Shear Failure

  • Occurs in medium dense sand or clays of medium consistency.
  • Load–settlement curve shows sudden jerks at a load QU1.
  • Failure surface extends outward toward ground but does not reach surface at QU1.
  • No heaves observed initially; failure is limited and not visible externally.
  • With further load increase, settlement rate increases markedly after QU1.
  • At higher load QU, failure surface reaches ground; heaves become observable.

Punching Shear Failure

  • Occurs in loose sand or soft clay beneath the footing.
  • Load–settlement curve shows sudden jerks at a load QU1.
  • With further loading to QU, footing experiences sudden, steep settlement.
  • Settlement curve becomes steeper; small load increases cause large settlement.
  • No heaves appear because loose soil allows particle readjustment internally.

Load–Settlement Behavior Summary

  • Settlement increases with load for all failure types; character differs by soil.
  • General shear: distinct sudden settlement at QU with heaves at ground.
  • Local shear: jerks at QU1; later at QU, surface expression and heaves occur.
  • Punching shear: jerks at QU1; steep settlement at QU without surface heaves.

Key Terms & Definitions

  • Foundation: Structural element transferring loads from superstructure to ground.
  • Allowable bearing pressure: Maximum soil pressure without unsafe settlement or failure.
  • QU (ultimate load): Load intensity where rapid settlement indicates shear failure.
  • Heaves: Upward bulging of ground adjacent to foundation due to soil displacement.
  • Failure surface: Shear plane along which soil mass moves during failure.

Comparative Table: Shear Failure Types

Failure TypeSoil ConditionsLoad–Settlement BehaviorFailure SurfaceSurface HeavesNotable Points
General shearDense sand; stiff claySudden large settlement at QUFully developed; reaches groundPresentClear, well-defined failure plane
Local shearMedium dense sand; medium consistency clayJerks at QU1; higher settlement rate after QU1; further failure at QUExtends outward; reaches ground only at higher load QUAbsent at QU1; present at QUInitially limited, not visible externally
Punching shearLoose sand; soft clayJerks at QU1; steep settlement at QUPredominantly vertical under footingAbsentSoil readjusts internally; no surface expression

Action Items / Next Steps

  • Recognize soil type to anticipate likely shear failure mode in design.
  • Ensure foundation area provides pressure below allowable bearing pressure.
  • Monitor load–settlement response to identify QU and adjust loading accordingly.