Understanding SOC 2 Compliance and Standards

Apr 22, 2025

What is SOC 2 | Guide to SOC 2 Compliance & Certification

Introduction to SOC 2 Compliance

  • SOC 2 is a set of standards designed to help manage customer data based on five trust service principles: security, availability, processing integrity, confidentiality, and privacy.
  • Developed by the American Institute of CPAs (AICPA).
  • It is crucial for security-conscious businesses, especially when considering SaaS providers.

SOC 2 Trust Service Principles

1. Security

  • Protects system resources against unauthorized access.
  • Utilizes access controls, network and web application firewalls (WAFs), two-factor authentication, and intrusion detection.

2. Availability

  • Ensures system accessibility as per contract or service level agreement (SLA).
  • Involves monitoring network performance and availability, site failover, and security incident handling.

3. Processing Integrity

  • Ensures systems deliver the right data at the right time accurately.
  • Data processing should be complete, valid, accurate, timely, and authorized.

4. Confidentiality

  • Restricts data access and disclosure to authorized persons or organizations.
  • Uses encryption, network and application firewalls, and rigorous access controls.

5. Privacy

  • Manages the collection, use, retention, disclosure, and disposal of personal information.
  • Places controls to protect personally identifiable information (PII) from unauthorized access.

Types of SOC Reports

  • Type I: Describes a vendor's systems and their suitability to meet trust principles.
  • Type II: Details the operational effectiveness of those systems.

Importance of SOC 2 Compliance

  • While not mandatory for SaaS and cloud computing vendors, SOC 2 is vital for data security.
  • Regular audits ensure comprehensive compliance with the five trust service principles.
  • Imperva extends compliance across services like web application security, DDoS protection, CDN, load balancing, and attack analytics.

Conclusion

  • SOC 2 compliance helps in safeguarding data and maintaining customer trust.
  • Important for organizations outsourcing operations to third-party vendors to ensure secure data management.

Additional Resources


This concludes the summary of SOC 2 compliance based on Imperva's guide. It highlights the significance of adhering to SOC 2 standards to protect organizational and customer data effectively.