Banking, Finance, and Management - SEBI Grade A

परणाम और प्रस्तावना

• स्वागत बाय यज वीर अा 247 रेगुलेट बॉडीज चैनल
• चैनल पर अच्छे क्वेश्चंस की प्रैक्टिस
• चैनल सब्सक्राइब करने की हिदायत
• अ 247 ऐप डाउनलोड करने की सलाह (फ्री कंटेंट)
• मैक्सिमम डिस्काउंट कोड: y 581
• बैंकिंग और फाइनेंस करंट अफेयर की फ्री मटेरियल की उपलब्धता
• फ्री मटेरियल: ऐप, टेलीग्राम ग्रुप

मुख्य मुद्दे और सवाल

Depository Participants

• Depository Participants: Intermediaries between investor and depository
• लाइसेंस देता है: Depositories (NSDL & CDSL)

Electric Vehicle Index

• India’s first electric vehicle index: NSE (National Stock Exchange)

Tick Size Reduction

• NSE ने टिक साइज 5 पैसा से घटा कर 1 पैसा कर दिया है (सिक्योरिटी जिनका प्राइस 250 से कम है)

Basic Demat Account

• SEBI ने बेसिक डीमेट अकाउंट की लिमिट 10 लाख तक कर दी है

Market Infrastructure Institutions

• Market Infrastructure Institutions (MIIs): Stock exchanges, depositories, clearing corporations
• Not considered: Credit Rating Agencies (CRAs)

Advance Tax Payment

• चालान ITNS 280: For advance taxes, self-assessment, and regular assessment tax

Bond and Yield

• Current Yield Calculation: Coupon rate (5%) on face value / Current price = 5.26%

Interest Rate Swap

• Net cash flow calculation in swaps: Difference in interest rates calculated on the notional principal

GST Mixed Supply

• Example: A package of notebooks and pens sold together

GST Taxes

• All forms of GST: CGST, SGST, IGST, UTGST

Front Running

• Front running: Related to insider trading (Mutual fund example)

Short Selling

• Short selling: Selling borrowed shares expecting price drop

Angel Funds

• Minimum investment: 25 lakh

Environmental, Social, and Governance (ESG) Ratings

• CARE agency approved for ESG ratings

Annual Information Statement (AIS)

• Issued by: CBDT (Central Board of Direct Taxes)

Finance Commission Members

• Appointed by: President of India

Junk Bonds

• Bonds with high yields, high risk, low credit rating

Block Deals

• Definition: Single trade involving shares >= 5 lakh or Rs. 10 crore

Equity Finance

• Example: Venture Capital

Convertible Bonds

• Convertible into: Common stock

Mezzanine Finance

• Involves elements of both debt and equity financing

Hybrid Annuity Model (HAM)

• Traffic and revenue risk borne by: Public-Private Partnership (PPP)

Financial Derivatives

• Example: Futures, options, and forwards

Offer for Sale (OFS)

• Promoters diluting their stake

Rights Issue

• Privilege to existing shareholders to buy new shares

Management Questions

Marketing Manager Role

• In maintaining relationships: Laison

Trait Approach Theory

• Relationship building and trustworthiness: Agreeableness

CEO’s Long-Term Vision

• Characteristic: Visionary

Laissez-faire Leadership

• Known as: Hands-off leadership

Servant Leadership

• Focus: Others' well-being and needs

Communication Process

• Pre-testing: Ensuring clarity and relevance before dissemination

Managerial Grid

• Developed by Blake and Mouton

HRD Intervention

• Enhancing adaptability: Leadership development programs

Expectancy Theory

• Motivated by perceived chances and value of success: Vroom

Career Resilience

• Important for: Continuous skill enhancement

Training Needs Analysis (TNA)

• Aligns individual and organizational needs for development

Communication Barriers

• Different meanings leading to misunderstandings: Semantic barriers

Characteristics of Effective Feedback

• Timely, specific, constructive

Written Communication Advantage

• Acts as a legal record

Scientific Management Theory

• Focus on: Division of labor and specialization

Management by Objectives (MBO)

• Key concept: Improving organizational performance

Transformational Leadership

• Characteristic: Inspiring and motivational

Path-Goal Theory

• Leader’s role: Removing obstacles, showing path

Leader-Member Exchange (LMX) Theory

• Leadership emerges from interaction between leaders and followers

Transactional Leadership

• Also known as: Management leadership

Implication of High Morale

• Reduces conflict, promotes orderly resolution

Supervisory Component

• Regular interaction and review: Supervision

Delegation

• Defining limits of authority and responsibility

Example of Leadership

• Not supervision: Influencing team Vijay

Closing Notes

• Session wrap-up
• Further marathon sessions pending
• Course enrollment and special offers (using code: y 581)

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Summary: This session covered important questions from Banking, Finance, and Management, focusing on topics relevant for SEBI Grade A exam.