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Enols and Enolates: Reactivity, Halogenation, & Alkylation

Aug 8, 2025

Overview

This lecture covers the chemistry of enols and enolates, focusing on their formation, nucleophilicity, reactions (especially halogenation and alkylation), and the acetoacetic ester alkylation process.

Enols and Enolates

  • Enols are compounds with an alcohol group attached to a carbon-carbon double bond.
  • Enols and their tautomers (keto forms) differ only by the position of hydrogens and electrons.
  • Formation of enols involves protonation of a carbonyl oxygen and deprotonation at the alpha carbon.
  • Enolates are the conjugate bases of enols, formed by deprotonating alpha hydrogens with a strong base.
  • Enolates are resonance-stabilized anions and very good nucleophiles.

Alpha Hydrogens and Acidity

  • Alpha hydrogens (adjacent to carbonyl groups) are acidic and can be removed by bases.
  • The lower the pKa, the more acidic the hydrogen and more enolate forms.
  • Compounds with two carbonyls (like beta-dicarbonyls) have more acidic alpha hydrogens.
  • Esters and amides have less acidic alpha hydrogens due to resonance from oxygen/nitrogen.

Halogenation of Carbonyl Compounds

  • Enolates react with halogens (e.g., Br2), leading to halogenation at the alpha carbon.
  • Basic conditions make controlling mono-halogenation hard; multiple halogenations occur.
  • Over-halogenation can lead to Haloform reactions, creating carboxylic acids and haloforms like chloroform and bromoform.
  • Acidic halogenation (using enols not enolates) is better for controlled mono-halogenation.

Alkylation of Enolates

  • Enolates react with alkyl halides in SN2 reactions to form new Cโ€“C bonds (alkylation).
  • Primary or methyl alkyl halides are preferred; secondary/tertiary lead to unwanted side reactions (E2).
  • Enolates can react at either the oxygen or the carbon, leading to product mixtures unless conditions are controlled.

Acetoacetic Ester Alkylation

  • Acetoacetic ester (ethyl acetoacetate) has very acidic alpha hydrogens due to two carbonyls.
  • Complete enolate formation occurs with sodium ethoxide base.
  • Alkylation can be done once or twice by adding different alkyl halides in steps.
  • Final product is converted to a methyl ketone by hydrolysis and decarboxylation (loss of COโ‚‚).

Key Terms & Definitions

  • Alpha Hydrogen โ€” hydrogen attached to the carbon adjacent to a carbonyl group.
  • Enol โ€” a compound with a hydroxyl group bonded to a carbon with a double bond.
  • Enolate โ€” resonance-stabilized anion formed by deprotonating an alpha hydrogen of a carbonyl compound.
  • Tautomer โ€” isomers that differ by the placement of a proton and electrons.
  • Halogenation โ€” addition of a halogen atom (Cl, Br, etc.) to a molecule.
  • Haloform Reaction โ€” formation of a trihalomethane and carboxylic acid from a carbonyl compound under basic conditions.
  • Alkylation โ€” substitution reaction where an alkyl group is introduced.
  • Acetoacetic Ester โ€” ethyl acetoacetate, a beta-keto ester used in alkylation reactions.

Action Items / Next Steps

  • Review aldol and Claisen reactions in the upcoming episode.
  • Revise key mechanisms: enol/enolate formation, halogenation, and acetoacetic ester alkylation.
  • Practice problems on controlling mono- vs. poly-halogenation and SN2 alkylation conditions.