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E-cigarette Regulation and History

Jul 22, 2025

Overview

This lecture covers the history, regulation, and business challenges of e-cigarettes in the US, focusing on Juul's FDA authorization and the complexities of tobacco product approval.

FDA Authorization of Juul

  • Juul received FDA authorization (not full approval) via a Marketing Granted Order (MGO).
  • FDA found allowing Juul to be sold is a net positive for public health compared to traditional cigarettes.
  • FDA authorization does not mean Juul is safe, only that its availability may reduce cigarette harm.

E-cigarette Product Evolution

  • Early e-cigarettes were unsatisfying to smokers due to low nicotine concentration.
  • Juul founders improved satisfaction using nicotine salts to deliver concentrated nicotine effectively.
  • Initial vape devices were bulky and complex, resembling custom-built machines.

Industry and Regulatory History

  • Cigarettes became popular after the invention of rolling machines, which made them cheap and accessible.
  • Regulatory monopolies and brand dominance (like Marlboro) made market entry difficult for new companies.
  • The Master Settlement Agreement forced tobacco companies to pay billions to states and banned most advertising.

Regulation of E-cigarettes

  • Early e-cigarettes faced legal battles over classification as medical devices.
  • The FDA gained authority over tobacco-containing products with the Tobacco Control Act (2009).
  • The Pre-Market Tobacco Application (PMTA) process requires new nicotine products to get FDA review before sale.
  • Products on the market before August 8, 2016, were allowed a grace period pending FDA review.

Challenges for New Nicotine Products

  • New entrants must invest millions and wait years for FDA review before selling.
  • Strict marketing and distribution restrictions favor established tobacco companies.
  • Competitive disadvantage exists for new brands due to limited access to retail space and inability to advertise effectively.

Key Terms & Definitions

  • FDA Authorization — Permission to market a product based on public health impact, not a statement of safety.
  • Marketing Granted Order (MGO) — FDA document allowing the sale of a tobacco product.
  • Nicotine Salts — A form of nicotine used for higher delivery efficiency in e-cigarettes.
  • PMTA (Pre-Market Tobacco Application) — Required FDA process for new tobacco/nicotine products.
  • Master Settlement Agreement — Legal settlement requiring tobacco companies to pay states and restrict advertising.

Action Items / Next Steps

  • Review the PMTA process and its impact on tobacco product innovation.
  • Study the Master Settlement Agreement and its significance in tobacco regulation.
  • Prepare for potential exam or discussion on FDA's role in regulating nicotine delivery products.