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Understanding Seasoned Issues in Finance

Apr 24, 2025

Seasoned Issue: Meaning, Benefits, Examples

What Is a Seasoned Issue?

  • Definition: Additional securities issued by an established company already trading in the secondary market.
  • Also known as:
    • Seasoned Equity Offering
    • Follow-On Public Offering (FPO)
  • Includes new shares by blue-chip companies and outstanding bonds.

Key Takeaways

  • Used by publicly traded companies to raise money, often for debt reduction or funding new projects.
  • Dilutive Effect: Increases total shares, potentially reducing existing shareholders' value.
  • Non-Dilutive: When existing shareholders sell part of their holdings, not increasing total shares.
  • Market Impact: Can cause share prices to fall due to perceived financial issues.

How a Seasoned Issue Works

  • Handled by equity underwriters (investment banks).
  • Prices based on current market value of outstanding shares.
  • Different from an Initial Public Offering (IPO):
    • IPO: First time a company offers shares to the public.
    • Seasoned Issue: Additional shares from already public companies.

Types of Seasoned Issues

Dilutive Seasoned Issues

  • Involves issuing new shares, diluting current shareholders' equity.
  • Risks: May negatively impact share value as investors sell off.
  • Protection: Subscription rights offer existing shareholders a chance to buy shares at a discount.

Non-Dilutive Seasoned Issues

  • Does not create additional shares.
  • Often involves founders or venture capitalists selling shares, especially after "lock-up" periods post-IPO.

Criticism of Seasoned Issues

  • Seen as a sign of financial distress, possibly leading to a negative investor sentiment.
  • Large share sales can pressure stock prices down, especially in thin markets.
  • Investors advised to assess overall company financial health.

Examples of a Seasoned Issue

  • Company ABC: Issues new shares to fund a new factory, example of a dilutive issue.
  • Private Investor: Sells a large block of shares, receiving proceeds without diluting the stock, example of a non-dilutive issue.

This summary covers the essential aspects of seasoned issues, from their definition and operation to types and criticisms. It includes examples to illustrate dilutive and non-dilutive effects and highlights the importance of understanding the financial context of offerings.