Understanding U.S. Federalism and Its Evolution

Sep 12, 2024

Crash Course Government and Politics: Federalism

Introduction to Federalism

  • Federalism in the U.S. is the division of power between the national government and individual state governments.
  • The national government is referred to as the federal government.
  • Federalism implies a federation of states.
  • Within a federal system, certain responsibilities fall under national jurisdiction (e.g., foreign policy, mail), while others are state responsibilities (e.g., licensing).
  • Some areas, like taxes, are handled by both state and national governments.

Types of Federalism

Dual Federalism

  • Existed from 1788 to 1937.
  • Government power was divided strictly between state and national governments, referred to as "layer cake federalism."
  • National jurisdiction included interstate roads, tariffs, public lands, patents, and currency.
  • State jurisdiction included property laws, banking, family law, education, etc., known as "police power."
  • Based on limited government principles.

Cooperative Federalism

  • Began in the 1930s with the New Deal.
  • National government encourages states to pursue nationally defined goals through financial incentives.
  • Grants-in-aid: financial aid from federal to state level.
    • Categorical Grants: specific purposes, e.g., transportation.
    • Formula Grants: aid based on a formula (e.g., welfare).
    • Project Grants: competitive proposals for aid.
    • Block Grants: large chunks of money for broad purposes like infrastructure.
  • Known as "marble-cake federalism" due to mixing state and federal roles.

Regulated Federalism

  • National government sets mandates for states (e.g., EPA regulations).
  • Unfunded Mandates: regulations without funding for implementation.
  • Example: OSHA regulations.
  • UMRA attempted to curb unfunded mandates.

New Federalism

  • Aimed to give more power to the states (popularized by Nixon & Reagan).
  • Block Grants: increased state discretion over federal funds.
  • Devolution: shifting regulatory enforcement to states.
  • 10th Amendment: powers not delegated to the U.S. or prohibited to states are reserved for states or the people.

Modern Federalism

  • A mix of cooperative and regulated federalism.
  • Presidents Reagan, G.H.W. Bush, and Clinton supported new federalism.
  • G.W. Bush leaned towards regulated federalism with increased federal oversight.
  • Ongoing debate about the size and role of national government.

Conclusion

  • Dual federalism is unlikely to return as institutions rarely relinquish power.
  • Federalism remains a complex and evolving system of governance in the U.S.