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ASHA Code of Ethics Overview

Sep 9, 2025

Overview

This lecture outlines the ASHA Code of Ethics, detailing its foundational principles, obligations, and rules for audiologists, speech-language pathologists, and related professionals.

Preamble and Applicability

  • The Code of Ethics is ASHA's framework for professional standards, duty, accountability, fairness, and responsibility.
  • It applies to members, certificate holders, applicants, and nonmembers with certification.
  • The Code guides decision-making and helps resolve ethical dilemmas.

Principle of Ethics I: Welfare of Persons Served

  • Professionals must provide competent services and use appropriate resources, including referrals and collaborations.
  • Discrimination on any personal characteristic is prohibited.
  • Credentials of all involved in service delivery must be accurately represented to clients.
  • Delegation is allowed only with appropriate preparation, supervision, and within proper scope of practice.
  • Informed consent is required for services, research, and teaching; participation must be voluntary.
  • Confidentiality and proper records management are mandatory.
  • Personal issues should not impair professional ability; impaired professionals must seek help and may need to limit practice.
  • Reports must be made if colleagues cannot provide safe, competent care.
  • Continuity of care must be ensured if services are discontinued.

Principle of Ethics II: Professional Competence

  • Services must only be provided within one's scope and competence.
  • Certification is required for clinical service provision, though those in the application process may practice under regulations.
  • Lifelong learning and competence enhancement are expected.
  • Technology must be used and maintained according to professional guidelines.

Principle of Ethics III: Public Responsibility

  • Credentials, competence, and services must not be misrepresented.
  • Conflicts of interest must be disclosed and managed.
  • Fraud, false statements, and misrepresentation of results or billing are forbidden.
  • Public statements and advertising must be accurate and honest.

Principle of Ethics IV: Professional Relationships

  • Professionals must collaborate respectfully and exercise independent judgment.
  • Misrepresentation, dishonesty, harassment, and abuse of power are prohibited.
  • Proper supervision and honest credit assignment in collaborative work are required.
  • Plagiarism is not tolerated.
  • Discrimination and unethical conduct must be reported appropriately.
  • Compliance with all applicable laws is required.

Key Terms & Definitions

  • Informed consent — Agreement to participate after adequate information about risks and outcomes is provided.
  • Misrepresentation — Any false or misleading assertion.
  • Negligence — Failure to exercise reasonable care as would be expected of a prudent person.
  • Self-report — Professional's obligation to disclose relevant legal or professional actions to ASHA.
  • Telepractice — Delivery of services via telecommunications, equivalent in quality to in-person services.
  • Shall/May — "Shall" means required; "may" allows discretion.

Action Items / Next Steps

  • Review and familiarize yourself with the ASHA Code of Ethics full text.
  • Reflect on how these principles apply in real-life scenarios.
  • Prepare for discussion or case studies on ethical dilemmas in practice.