Financial Markets Overview

Jul 18, 2025

Overview

This lecture covers the fundamentals of financial markets in macroeconomics, focusing on money, the banking system, monetary policy, and key financial market graphs.

Financial Assets & Money

  • Stocks represent ownership in a corporation.
  • Bonds are certificates for loans to firms or governments, paid back with interest.
  • Bond prices and interest rates are inversely related.
  • Money is the most liquid financial asset, easily spent.

Functions & Measures of Money

  • Money must serve as a medium of exchange, unit of account, and store of value.
  • M0 includes currency and bank reserves (monetary base).
  • M1 includes currency, checkable, and some savings deposits.
  • M2 is the broadest: M1 + small time deposits and money market funds.

The Fisher Formula & Interest Rates

  • Fisher formula: nominal interest rate ≈ real interest rate + inflation rate (i ≈ r + Ï€).
  • Unexpected inflation helps borrowers (repay with less valuable money) and hurts lenders (receive lower real returns).

Bank Balance Sheets

  • Assets: what the bank owns (reserves, loans, other assets).
  • Liabilities: what the bank owes (demand deposits, savings, other liabilities).
  • Required reserves are set by the central bank; excess reserves can be loaned out.
  • Assets and liabilities must balance.

Money Creation & the Multiplier

  • Money multiplier = 1 / reserve requirement.
  • Excess reserves multiplied by the money multiplier gives maximum new loans and deposits.
  • Actual money creation is lower due to banks holding excess reserves and people holding cash.

The Money Market

  • Demand for money decreases as nominal interest rates rise due to higher opportunity cost.
  • Money demand includes asset demand (to hold wealth) and transaction demand (to buy goods/services).
  • Money supply is fixed by the central bank, shown as a vertical line on the graph.
  • Equilibrium where money demand and supply meet determines the nominal interest rate.

Monetary Policy Tools

  • Central banks use open market operations, discount rate, and reserve requirements to target policy rates.
  • Open market operations involve buying/selling government securities to change reserves.
  • In ample reserve systems (e.g., US Federal Reserve), main tool is the interest on reserves.

Expansionary & Contractionary Policy

  • To reduce unemployment (recessionary gap): buy bonds, lower reserve requirements/discount rate, or decrease interest on reserves.
  • To fight inflation (inflationary gap): sell bonds, raise reserve requirements/discount rate, or increase interest on reserves.
  • These tools shift aggregate demand, affecting output, unemployment, and price level.

Loanable Funds Market

  • Demand: investment by businesses, downward sloping with respect to real interest rate.
  • Supply: household and foreign savings, upward sloping with respect to real interest rate.
  • Shifts in investment demand or savings supply change the real interest rate and quantity of funds.
  • Crowding out: increased government borrowing drives up interest rates, reducing private investment.

Key Terms & Definitions

  • Stock — Ownership certificate of a corporation.
  • Bond — Certificate of debt issued to a lender by a business or government.
  • Liquidity — Ease with which an asset can be converted to cash.
  • M0/M1/M2 — Measures of money supply, from narrowest (M0) to broadest (M2).
  • Fisher Formula — Relationship: nominal rate ≈ real rate + inflation.
  • Required Reserves — Minimum reserves banks must hold, set by the central bank.
  • Excess Reserves — Bank reserves above the required minimum, available for lending.
  • Money Multiplier — Factor showing potential money creation from excess reserves.
  • Monetary Policy — Central bank actions to influence money supply and interest rates.
  • Crowding Out — Government deficit spending raises interest rates, reducing private investment.

Action Items / Next Steps

  • Review key graphs: money market, reserves market, loanable funds market.
  • Practice bank balance sheet and money multiplier calculations.
  • Prepare examples of monetary policy actions and their effects.
  • Read additional unit materials or complete assigned practice problems.