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Understanding AVL Trees and Operations

Jun 4, 2025

Lecture: Binary Trees (Part 2)

Review of Binary Trees

  • Binary Tree Structure: Each node has:
    • An item stored
    • A left pointer to another node
    • A right pointer to another node
    • A parent pointer
  • Tree Example:
    • B and C are A's children (root is A)
    • Height: Length of the longest downward path (edges counted)
    • Height of the entire tree is the height of the root node.

Operations and Traversal

  • Operations in Order H Time:
    • Subtree insert, delete, first, and last
    • Compute predecessor and successor nodes
  • Traversal Order:
    • Implicit order defined recursively:
      • Traverse left subtree
      • Output the root
      • Traverse right subtree
    • Example order: F, D, B, E, A, C

Improving Efficiency

  • Goal: Convert operations to run in Order log n Time
  • AVL Trees: Introduce height balance to ensure H = log n
  • Set Data Structure:
    • Maintain traversal order in increasing key order
    • Efficiently perform find and predecessor, successor operations

Maintaining Sequence Order

  • Sequence Binary Trees:
    • Maintain order for sequence operations like insert at
  • Search Algorithm:
    • Based on subtree sizes to find the node at index I.

Subtree Augmentation

  • Subtree Properties:
    • Properties computed from the node’s left and right children
    • Example: Size of a node’s subtree
  • Maintain Properties Efficiently:
    • Update properties using a downward-looking algorithm on changes

Rotation Operations

  • Preserving Traversal Order:
    • Use rotations to rebalance trees
  • Right and Left Rotations:
    • Transformations that maintain traversal order
    • Useful for tree balance maintenance

AVL Tree Structure

  • Height Balance Property:
    • Difference in height between left and right subtrees is at most one
  • Ensuring Logarithmic Height:
    • Maintain height balance through rotations
  • Maintaining Balance:
    • Check and correct tree balance post-insertions or deletions

Balancing Using Rotations

  • Imbalance Correction:
    • Identify and correct lowest out-of-balance node
  • Cases for Rotations:
    • Case 1 & 2: Simple single rotation
    • Case 3: Requires a double rotation

Conclusion

  • Through augmentation and rotations, AVL trees maintain balance
  • Operations run efficiently in O(log n) time