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Understanding Federal Bureaucracy Oversight

May 1, 2025

Lecture on Oversight of the Federal Bureaucracy

Introduction

  • Focus: How the federal bureaucracy is held accountable by the three branches of the federal government.
  • Goal: Explain Congress's oversight power and relationship with the executive branch, and how the President ensures agencies carry out responsibilities aligned with the administration's goals.

Importance of Federal Bureaucracy

  • Power and Responsibilities: Bureaucracy holds significant power over law implementation and execution.
  • Delegated Authority: Uses discretionary authority and rule-making procedures.

Congressional Oversight

  • Purpose: Ensure bureaucratic agencies implement laws as Congress intended.
  • Methods:
    • Committee Hearings: Involve agency directors testifying about law implementation progress.
      • Example: Judiciary committee hearing involving the FBI and abuse scandal among Olympic gymnasts.
    • Power of the Purse: Congress funds bureaucratic agencies. Agencies require spending authorization from Congress.
      • Budgetary Influence: Agencies not executing laws appropriately may receive reduced funding.
      • Budget and Empowerment Control Act of 1974: Enhanced Congress's power over budgetary decisions.

Presidential Oversight

  • Authority: Bureaucracy falls under presidential authority.
  • Methods:
    • Formal Powers:
      • Appointment: President appoints agency heads sympathetic to policy agenda.
      • Firing: Can fire certain bureaucratic positions to instill alignment with policy goals.
        • Example: Trump's firing of FBI Director James Comey.
    • Informal Powers:
      • Executive Orders: Utilize orders to enforce policy agenda.
        • Example: Johnson's Executive Order 11246 on civil rights and affirmative action.

Judicial Branch Oversight

  • Judicial Review: Courts can check bureaucratic power by ruling on constitutionality of regulations.
  • Court Rulings: Typically favor agencies unless there's a constitutional violation.

Challenges and Compliance

  • Bureaucratic Slowdown: Due to compliance monitoring, which is essential to ensure adherence to regulations.

Conclusion

  • Judicial Involvement: Judicial branch also plays a role in ensuring bureaucratic accountability.
  • Overall Impact: Oversight ensures bureaucracies operate within legal and policy confines.