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Japanese Sword Craftsmanship and Metal Strength

Apr 4, 2025

Notes on Japanese Sword Craftsmanship and Metal Strength

Introduction

  • Discussion on legendary Japanese swords with extraordinary powers (e.g., Ishikiri Maru)
  • Scientific exploration of sword strength based on craftsmanship
  • Focus on the effects of grain size on steel

Overview of Metal Strength

  • Metals with identical appearances can have different properties
  • Example: 99.9% copper bar
    • Difficult to bend at room temperature
    • Becomes soft and easy to bend after heat treatment

Importance of Internal Structure in Steel

  • Steel's structure consists of crystal grains of varying orientations
  • Smaller grain sizes lead to higher strength

Crystal Grain Formation

  • Upon heating and cooling, small crystals form and grow
  • Larger crystals can lead to defects and easier deformation
  • Smaller crystals act as barriers against deformation

Grain Boundaries

  • Larger grain boundary area allows for better impact absorption and dispersion
  • Impact energy is absorbed and spread out by smaller grains

Relationship Between Grain Size and Strength

  • Hall-Petch Equation: Predicts material strength based on grain size
    • Smaller grains = higher tensile strength
    • Example: Steel with 25 micrometers grain size vs. several micrometers grain size (strength can double)

Techniques for Achieving Smaller Crystal Grains

  • Comparative Example: Crushing ice while preventing melting
  • Maintaining lower temperatures is crucial to avoid larger grain formations
  • Heating above certain temperatures can cause larger crystals to form
  • Best to work below 700°C to prevent grain growth
  • Effective striking technique (rounded hammer) can help in deformation

Historical Context of Japanese Swords

  • Distinction between swords made before and after the Edo period (Koto vs. Shinto)
  • Claims of Koto swords having superior qualities (sharpness, color, feel)
  • Study by Masahiro Kitada on 30 katanas from Kamakura to Edo period
    • Found that Edo period swords have larger crystal grain sizes
  • Kamakura swords: grain size 1-5 micrometers; Edo swords: 20-30 micrometers
    • Smaller grains in Kamakura swords indicate higher hardness

Implications of Findings

  • Changes in heating techniques and processing potentially affect grain size
  • May contribute to rumors about the superiority of swords from certain periods
  • Note: Findings are based on a limited sample size (30 swords)

Conclusion

  • Discussed only one method of strengthening steel (grain size)
  • Other strengthening principles exist (e.g., crystal structure, solid solution strengthening)
  • Future videos may cover additional strengthening methods.