💼

Understanding Pari-Passu in Finance

Feb 25, 2025

Lecture Notes: What Is Pari-Passu?

Introduction to Pari-Passu

  • Definition: Latin phrase meaning "equal footing."
  • Usage: Refers to situations where two or more assets, securities, creditors, or obligations are treated equally without preference.
  • Common Example: Used during bankruptcy to ensure creditors are treated equally, repaid in equal fractional amounts.

Key Concepts

Pari-Passu in Financial Contracts

  • Loans and Bonds: Often include pari-passu clauses to ensure all parties are treated equally.
  • Bankruptcy and Trusts: Used to distribute claims or assets equally.
  • Wills: Clauses can be used to ensure equal distribution among beneficiaries.

How Pari-Passu Works

  • Equity Shares: New equity shares have equal rights with existing shares, ensuring equal claims for dividends, voting rights, and liquidation assets.
  • Creditors: Does not apply to creditors vs. shareholders; creditors are paid first in bankruptcy.
  • Assets and Securities: Stocks can be pari-passu if they rank equally for dividends and liquidation.
  • Wills and Trusts: Ensure equal distribution among beneficiaries.

Pari-Passu and Unsecured Debts

  • Unsecured Debts: Not backed by an asset, thus often equal among obligations.
  • Parity Bonds: Bonds with equal rights of payment or seniority.

Comparison with Pro Rata

  • Pro Rata: Means "in proportion," used when parties have unequal stakes.
  • Example: In default scenarios, pari-passu obligations might result in pro-rata divisions.

Examples of Pari-Passu

  • Parity Bonds: Bonds with equal rights to coupon yield.
  • Senior vs. Junior Lien Bonds: Secured debts have senior lien over unsecured (junior) debts.

FAQs

  • Meaning in Finance: Used in contract law for equal management of assets or obligations.
  • Difference from Pro Rata: Pari-passu refers more to seniority, pro rata to proportional distribution.
  • Application in Real Estate: Used for pro-rata distribution in profit models based on investment percentage.

Conclusion

  • Pari-Passu's Meaning: A concept of equal treatment in financial claims or contracts applicable to shares, loans, bonds with equal seniority or payment rights.