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Sleep Stages and Theories

Jun 12, 2025

Overview

This lecture explains the stages of sleep, differentiates between REM and non-REM sleep, describes their physiological characteristics, and explores the role of sleep in learning, memory, and dreaming.

Sleep Stages: General Concepts

  • Sleep consists of various stages, each defined by characteristic brain wave patterns.
  • Brain activity during wakefulness is dominated by high-frequency, low-amplitude beta waves.
  • Sleep is divided into REM sleep and non-REM (NREM) sleep.
  • REM sleep is noted for rapid eye movements and brain activity similar to wakefulness.
  • NREM sleep is subdivided into three stages with distinct brain wave changes.

NREM Sleep Stages

  • Stage 1: Transition between wakefulness and sleep with alpha and theta waves, slow heart rate, and relaxed muscles.
  • Alpha waves (early stage 1): Lower frequency, higher amplitude, synchronized patterns, resemble relaxed wakefulness.
  • Theta waves (late stage 1): Even lower frequency and higher amplitude than alpha waves.
  • Easy to awaken from stage 1; people often deny being asleep.
  • Stage 2: Body enters deep relaxation, theta waves dominate with sleep spindles and K-complexes.
  • Sleep spindles: Brief bursts of high-frequency activity, may aid learning and memory.
  • K-complexes: High amplitude patterns, often in response to external stimuli, may protect sleep.
  • Stage 3: Deep or slow-wave sleep, characterized by low-frequency, high-amplitude delta waves.
  • Heart rate and respiration slow significantly, very difficult to awaken.
  • Increased alpha wave activity during stage 3 may result in unrefreshing sleep.

REM Sleep

  • REM sleep features rapid eye movement and brain waves resembling wakefulness.
  • Dreaming occurs during REM sleep.
  • Body experiences muscle paralysis except for vital functions.
  • REM is called paradoxical sleep due to high brain activity and muscle atonia.
  • REM sleep is important for learning, memory, and emotional regulation.
  • REM rebound: More REM sleep after deprivation, suggesting homeostatic regulation.
  • Hypnogram shows typical progression through all sleep stages during the night.

Dream Theories

  • Freud viewed dreams as access to the unconscious, distinguishing manifest (actual) and latent (hidden) content.
  • Jung believed dreams tap into the collective unconscious and universal archetypes.
  • Cartwright argued dreams reflect significant life events; her view is supported by evidence.
  • Hobson's activation-synthesis theory sees dreams as the brain synthesizing random neural activity; later updates suggest dreams help with virtual reality construction (protoconsciousness).
  • Lucid dreams occur when a person is aware they are dreaming and can control dream content.

Key Terms & Definitions

  • REM Sleep β€” Rapid Eye Movement sleep, involving quick eye movements, dreaming, and muscle paralysis.
  • NREM Sleep β€” Non-Rapid Eye Movement sleep, consists of three stages with progressively deeper sleep.
  • Alpha Waves β€” Brain waves present in relaxed wakefulness and early stage 1 sleep.
  • Theta Waves β€” Lower frequency, higher amplitude brain waves prominent in stage 1 and 2 sleep.
  • Delta Waves β€” Very low frequency, high amplitude waves found in deep sleep (stage 3).
  • Sleep Spindle β€” Brief bursts of high-frequency activity in stage 2, linked to learning.
  • K-Complex β€” High-amplitude brain wave in stage 2, potentially protective response to stimuli.
  • REM Rebound β€” The tendency to spend more time in REM after deprivation.
  • Manifest Content β€” The literal storyline of a dream.
  • Latent Content β€” The hidden psychological meaning of a dream.
  • Collective Unconscious β€” Jung's idea of shared universal symbols and archetypes.
  • Lucid Dream β€” A dream during which the dreamer is aware they are dreaming.

Action Items / Next Steps

  • Watch assigned video on sleep stages.
  • Review key terms and study the hypnogram illustrating sleep cycles.
  • Prepare for questions on distinguishing REM from NREM stages and their characteristics.