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Understanding Federalism in American Governance

Oct 5, 2024

Lecture Notes on Federalism

Introduction

  • Overview of federalism and its importance in the American government.
  • Recap of previous lecture on the Confederation (Confederal System).

Confederal System

  • Definition: A league of independent states with a central government that has limited power.
  • Historical context: Fear of tyranny led to the establishment of a weaker government.
  • Issues faced: Inflation and collapse of the confederal system, leading to the Constitutional Convention.

Transition to Federalism

  • Federalism as a compromise between advocates of states' rights and a strong national government.
  • Importance of pragmatism in the founding of the federal system.
  • Federalism retains state traditions while establishing a powerful national government.

Reasons for Choosing Federalism

  1. Geographical Size
    • The U.S. is one of the largest countries geographically.
    • Isolation of regions necessitated a federal system for effective governance.
  2. Benefits of Federalism
    • States as training grounds for national leaders and experimentation for new policies.
    • Examples: Unemployment compensation, air pollution control, same-sex marriage, marijuana regulation.

Arguments Against Federalism

  • Criticism of state power impeding national progress.
  • Dominance of local factions and impact on minority rights.
  • Inequalities between states in areas like education, crime prevention, and safety.
  • Calls for increased federal legislation and standards.

Constitutional Basis of Federalism

  • The term "federal system" is not explicitly in the Constitution.
  • Divided powers:
    • Category 1: Powers given to national government.
    • Category 2: Powers given to states.
    • Category 3: Powers prohibited for any government level (to protect citizens).

Supremacy Clause

  • States that national government wins in conflicts with state/local laws.

Powers of the National Government

  1. Enumerated Powers
    • Clearly stated powers in Article 1, Section 8. Examples include:
      • Printing money
      • Standards for weights and measures
      • Naturalization laws
      • Admission of new states
      • Regulation of interstate commerce.
  2. Implied Powers
    • Based on the Necessary and Proper Clause (Elastic Clause) which allows flexibility.
    • Example: Modernization needs like electric cars and public health.
  3. Inherent Powers
    • Powers inherent to sovereign nations.
    • Includes the ability to make treaties, declare war, and acquire territory.

Powers of State Government

  • Defined by the Tenth Amendment as reserved powers.
  • State powers include:
    • Regulation of commerce within the state
    • State militia
    • Police power for health, safety, and welfare.
  • Local governments operate under state law, but states can abolish local governments.

Prohibited Powers

  • Powers denied to both national and state governments (e.g., states cannot make treaties).

Concurrent Powers

  • Shared powers between state and national governments.
    • Examples include taxation, borrowing funds, and establishing courts.

Conclusion

  • Summary of federalism's structure and function in American government.
  • Importance of understanding the divisions and interactions between national and state governments.

Closing Remarks

  • Encouragement to review material and prepare for the next session.