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Life Insurance Key Concepts

Sep 18, 2025

Overview

This lecture covered key types of life insurance policies, important features, policy provisions, and major exam concepts with a focus on word associations and practical implications.

Types of Life Insurance Policies

  • Whole life insurance provides lifelong coverage and builds cash value.
  • Term life insurance offers affordable premiums for a set period without cash value.
  • Variable life insurance allows policyholders to invest in accounts similar to mutual funds.
  • Universal life insurance features flexible premiums and adjustable coverage.
  • Indexed universal life ties cash value growth to an equity index.
  • Convertible term policies allow conversion to permanent coverage without proof of insurability.
  • Graded premium whole life starts with lower premiums that increase, then level off.

Policy Features & Provisions

  • Stopping premiums on whole life may use cash value to cover them.
  • Nonforfeiture options let policyholders retain value if they stop paying premiums.
  • The incontestability clause prevents claim denial after a set period.
  • A modified endowment contract (MEC) triggers tax on distributions if overfunded.
  • Waiver of premium rider waives payments if the insured becomes disabled.
  • Guaranteed insurability rider lets coverage increase without medical proof.
  • Universal life’s main benefit: flexible premium payments (can increase, decrease, or skip).
  • Policy loans and withdrawals are allowed from whole and universal life.
  • Excess withdrawal (over cost basis) from universal life is taxable as income.
  • The family term rider covers spouse and children.
  • The spendthrift clause protects beneficiaries from creditors claiming the death benefit.

Settlement Options & Policy Processes

  • Life income option provides guaranteed income for life.
  • Fixed period option gives equal payments for a set number of years.
  • Joint life policies pay the benefit after the first death; survivorship (second-to-die) pays after both pass away.
  • Reinstatement provision allows reactivating lapsed coverage under certain conditions.
  • Coverage does not begin until the first premium is paid.
  • Free look period allows policyholders to cancel within a defined timeframe for a full refund.

Exam Tips & Word Associations

  • MEC = taxes on distributions.
  • Variable = investments, stock market, mutual funds, not guaranteed.
  • Universal = flexible premium; can skip, increase, or decrease payments.
  • Whole life = fixed premium.
  • Spendthrift = creditors.
  • Incontestability = prevents claim denial/cancellation after a period.

Key Terms & Definitions

  • Whole Life Insurance — Permanent policy with cash value and fixed premiums.
  • Term Life Insurance — Temporary coverage with no cash value, low premiums.
  • Universal Life Insurance — Permanent policy with flexible premium/payment.
  • Variable Life Insurance — Policy investing in subaccounts like mutual funds.
  • Modified Endowment Contract (MEC) — Overfunded life policy with taxable distributions.
  • Incontestability Clause — Prevents policy denial after a certain time.
  • Spendthrift Clause — Protects policy proceeds from beneficiaries’ creditors.
  • Waiver of Premium Rider — Waives premium if insured is disabled.
  • Guaranteed Insurability Rider — Allows coverage increases without medical evidence.

Action Items / Next Steps

  • Review definitions and word associations for each policy type and feature.
  • Memorize which policy features are linked to taxes, flexibility, or investments.
  • Study all key terms and review any unclear exam points.