Rome was a mess. And I mean that on every level.
Living in Rome was messy, dealing with Rome was messy, and in our case, talking about Rome
is messy. Admittedly, that’s like 80% of the fun with them – Because there is no single
history of Rome. The perspective of every era, every province, every social class, and every
outsider is completely different. Instead, my goal today is to tell a complete history
of Rome as a Mediterranean Civilization-State. Not just looking at warfare, nor literature, nor
politics, nor architecture – mmm, man I wish – and certainly not imperial tabloid scandal, but a
history of the Idea Of Rome – the collective consciousness that defines the Senātus Populusque
Rōmānus: The Senate and People of Rome. Those 4 letters “SPQR” weren’t just a moniker the Romans
called themselves, it was a communal promise that remained true throughout centuries of evolution
and change – and qualities like that make Rome feel really special. There's honestly nothing like
it, and I think it's important to appreciate not just what Rome became, but how much slow, careful,
calculated effort was put into its cultivation and preservation. As we’ll see in a minute, early
Roman history is a notoriously slow burn, as generation after generation dedicated
themselves to something they'd never see the end of. And I just think that's really cool, so:
as we start from the very beginning of the Roman story and weave our way through two millennia of
glory, triumph, and deeply hilarious disasters, Let's do… some History!
Rome was not built in a day, but it was built,
consciously and with intentionality. Roman civilization as we understand it is the product of
millions of people: men and women, young and old, weak and powerful – working over millennia to
make their culture something spectacular. We can see that they built and accomplished amazing
things across three continents, but what’s less obvious is what they built on. Not literally,
mind you, that’s usually just brick or stone; but what cultural foundation sustained so huge an
idea as “Rome”? That’s the kind of question that takes us to the very beginnings of their history,
as we’d try to figure out what inciting incident led to all of this. However, any records from the
earliest Roman chronicles are agonizingly absent, as the city was sacked and burned in 390 by a
tribe of Gauls, so we are instead left at the mercy of Roman Legend: completely ahistorical,
and hella propaganda. But despite this rather considerable setback in understanding the
earliest roots of Roman history, we can work with this – because later Romans also didn’t know
where exactly they came from, and were voraciously curious to fix that. So, lacking a verifiable
answer, they instead devised one, consciously and intentionally compiling a narrative
out of half-remembered myths and historical foreshadowing of the later Rome they knew. This
web of folktales, retold and refined by centuries of storytellers until their codification around
the turn of the millennium, is our best source of cultural intent and ambition for the Rome that was
to be. So, let’s untangle this Roman Creation Myth to better understand the underlying Roots of Rome.
If we take the Romans at their word, their origins
goeth thusly: 1100-something-or-other BC, Troy’s on fire and one lucky prince Aeneas escaped. He
made his way to Italy, with interruptions, and won kingship of the plain of Latium, but it’s not
Rome Time quite yet. His descendants ruled in Alba Longa a short ways south of the Tiber river for
four centuries, until the Alban king Numitor got deposed by his brother Amulius, who made Numitor’s
daughter Rhea Silvia a vestal virgin to ensure the bloodline ends with her. This was always a
failing strategy when Olympians were afoot, and sure enough the war god Mars slid in to give her
twin sons Romulus and Remus. Amulius demanded they be killed river-style, but they were saved at the
banks of the Tiber by a she-wolf, who then nursed them through early childhood before they were
taken in by shepherds – bringing the twins’ parent count to one dad, two moms, one god, and a wolf.
They grew up and deposed that nasty awful Amulius, and later set about founding a new settlement
along the Tiber. A brotherly quarrel escalated as they were plotting out the course of their new
walls, and Romulus killed Remus in the first but distinctly not last Roman-on-Roman violence. That,
kids, is why it’s called Rome and not Reme. With his kingship secure and the city founded in the
year 753, Romulus got to populating his new town, so he welcomed bandits, exiles, and other such
ruffians, and then captured the Sabine women en-masse to ensure Rome would have heirs. Unlike
Rhea Silvia , we can’t all be slammed by the god of war, but the Romans sure learned from his
example. Romulus also implemented several core features of Roman society: the tribes, Patrician
and Plebeian classes, marriage laws, the patron-client system, even the Senate arose as if
springing fully-formed from the head of Romulus. After him, six more kings ruled over Rome,
the last three of whom were from the Etruscan Tarquinii clan, and the very last was Tarquinius
Superbus, AKA Tarky-Tark Super-Bus, who was a total knob. His incessant assholery enraged the
Romans into throwing their very first coup-d’état, very exciting, ousting Tarquin and establishing
Rome as a republic in 509 BC. From there, the Italian peninsula was destined to one
day fall under the stunning force of Rome’s military and kickass civic institutions, and the
whole Mediterranean would undoubtably be next.
This origin story is dignified, tidy, a little self-indulgent, but above all else, convenient.
So let’s go through this and, you know, rip it apart. First off, Rome’s founding date of 753 is a
guess, posited in the first century BC to roughly line up with the earliest Greek Olympics. As far
as the story itself goes, the Italy-bound journey of Aeneas the perfect Roman OC Do Not Steal is
suspiciously Odyssean enough as is, but it’s first attested by Greek sources during the Republic.
Aeneas is also way back in the Bronze Age compared to 753; that hefty 4-century gap between
Aeneas and Romulus went largely unexplained until Dionysius of Halicarnassus seemingly invented the
entire concept of the Alban Kings in his “Roman Antiquities” from the first century BC. The Kings
of Alba longa have very little characterization, and some can be mapped onto nearby Latium
place-names, so it’s not a stretch to think Dionysius decided that hill over there is totally
derived from this ancient king you guys I promise, don’t google it, I promise, please, please
don’t investigate it. It’s only when we run into the twins’ backstory that the Alban kings
Numitor and Amulius actually do anything. The boys’ story is overtly mythical, and even Livy
questions Mars and the wolf, but what might be less believable than divine parentage is the idea
that 7 kings ruled Rome for a combined 244 years, which requires an unbroken string of seven 35-year
reigns on average. That is a royal runtime matched by only two emperors before the fall of Western
Rome. And yes, that of all things is where I draw the realism line; because each segment of this
story feels abundantly retrofitted to clean up a messy set of chronologies between key events: the
well-known establishment of the republic in 509, the vaguely-understood foundation of the city in
the mid 700s-ish, and the heavily mythologized Trojan origins of Aeneas back in the Bronze Age.
Everything else is just narrative-scaffolding.
Republican-era Romans wondered aloud how exactly their history could fit two
founders in the same folk-tradition, and it took until the Augustan period to square all that by
having Aeneas found the Roman dynasty and Romulus build the city itself. Other classical states
didn’t struggle this much with contradicting narratives – Athens certainly didn’t mind having
multiple founder heroes, and one of them was Theseus, eugh – but in the first century BC, Rome
took an organic storytelling tradition and forced all those disparate threads to play by History’s
rules: one continuous narrative. It didn’t need to be what we would call “Factual”, it just needed
to fit. Of course the Alban kings were retconned into existence to tidy up the timeline, Aeneas and
Romulus are the only two who narratively matter. Rome’s legendary origins only needed to make sense
to The Romans, and in the absence of records from before Rome’s first sack in 390 BC, that’s
the closest thing to a primary source we have. As pure history, it’s bound to leave us wanting
anything more substantive – but as an artifact of their culture, this origin tells us everything the
Romans needed to know about themselves and wanted anyone else to know: Their heroes are divine
descendants of Venus and Mars, their lineage runs back as far as anywhere in Greece, they come
from disparate places and backgrounds, civil war is in their blood, they 100% have a wolf kink, and
they kill tyrants. That’s Rome – everything else is Livy’s filler arcs.
Now, for a supposedly ancient story, two of
Romulus’ deeds point decidedly forwards in Roman history, and reveal what later Romans thought
must have been intrinsic to their identity. His first act as king was to welcome Italy’s
dispossessed and outlaws as Rome’s citizens, which may seem rather unheroic on the face of
it, but this reflects Rome’s most peculiar trait: its openness to cultures and people. Rome, of
course, thought it was the best civilization ever, and made that known loudly and frequently, but
Rome took good ideas wherever they found them, and was willing to let any barbarian become Roman
so long as they took on Rome’s customs and learned Latin. Romans always started as outsiders, be
they exiles from across Italy or refugees from far off Troy, supposedly. Rome was also remarkably
comfortable with granting citizenship to freed slaves, a quality the Greeks absolutely did not
share. This seemingly undignified story actually enshrines the idea that regardless of social
class or cultural boundaries, it was possible to become a Roman – and that idea is the stuff that
pan-Mediterranean civilizations are made of. But alongside Rome’s great aspirations, their deepest
anxiety is also present in the Romulus story: as their ruinously blood-soaked hobby of civil
wars finds its start in that fratricidal founder. Rather than being intended as justification
to go out murdering (as if they needed that), this looks like the closest thing to Rome’s
Original Sin, the foundational crime they will be doomed to repeat over and over and over and
over and over for more than two thousand years.
These stories take their most permanent forms seven centuries after the supposed
founding of the city, in the pages of Livy’s History of Rome and Virgil’s Aeneid – and as we
wait for potential discoveries in archaeology to illuminate the earliest settlements amid those
hills beside the Tiber, that’s all we’ve got to go on. The image sharpens into historical focus
as we depose king Tarquin, start the republic, and embark on the slow process of building
Rome’s civic institutions and establishing a domain across central Italy, but the further we
progress along the timeline, the more meaningful and relevant their origin story becomes. The
roots of Rome ultimately tell us nothing about the earliest Romans – if they even called themselves
Romans, even came from Troy, even had kings, even did any of the things their myths take
for granted – but this narrative reveals so much about the civilization they would become and
the kind of people the Romans would one day be: Crafty Bastards. As the next two thousand years
will amply demonstrate, they were crafty bastards.
What's important to keep in mind as we start laying down more and
more red paint on this lovely marble map is that Rome did not begin with a grand plan of conquest.
Rather, after shaking off Etruscan domineering and suffering their first major incursion of the
Gauls in 390 by Brennus, the Romans needed to fortify their territory by pacifying threats at
their frontier. Simply put, this process began, and never finished. Individuals had their
social or political motives for participating, but at scale, this doctrine of Expanding Defense
just kept on expanding. Rome did not have some 53-and-a-half step plan for Mediterranean
domination imposed from the top, but a set of priorities which successive generations inherited
and renewed. This defensively-expansionist military philosophy carved through Etruria,
Samnium, Magna Graecia, Carthage, Macedonia, Gaul, Syria, Egypt, Germania, and Parthia – there
would always be another enemy to fear. But we're getting ahead of ourselves; Rome handled
its enemies one at a time, and so will we.
A majority of Rome’s early history was simply a spearited back and forth
between its neighbors the Etruscans to the north, the Samnites to the south, and later on the
Greek colonies of Magna Graecia to the way further south. And by "spearited" I do literally
mean they were stabbing each other with spears. While all of this neighborly murder-y business
was going on, the city of Rome was building itself up both physically and institutionally, with
walls, streets, a sewer system, stone temples and buildings, a governmental system reminiscent
of the Greek Polis system, and a religious system reminiscent of the Greek pantheon. Man that
Greek influence really got in there early.
Institutionally speaking, by the time they kicked out Tarquin and swore never to have a king
again, a lot of the mechanics of the republic were already in place, like the Senate, the Patrician
nobility and the citizen assembly. The transition to a Republic was really more of a reorganization
of authority than a political revolution or anything like that. Broadly speaking, the whole
idea was to take their government and publicize the power so the people could participate,
and the word Republic comes from the Latin "Res Publica" which just means "public thing".
Structurally the government was controlled by two annually elected Consuls, the Praetors ran the
justice system, and the Quaestors, the silliest roman name ever, managed state finances. The
Aediles were responsible for the state of the city, so they handled food, games, infrastructure,
and all that jazz. The Senate, though it didn't technically legislate anything, published opinions
on policy that were often very quickly put in place by their respective officers down the chain.
Almost all of these magistrates and Senators
in the early republic were of the Patrician nobility. If you happened to be one of Rome's
many Plebeians, you might have rightly felt a little left out of this supposed Res Publica.
The Plebeians unsurprisingly wanted political and social rights and they were determined
to acquire them, so on any given season of campaigning against Rome's bothersome neighbors,
the Plebeians, who composed the majority of the army, simply went on strike. They'd just go sit
on a hill and wait until the Senate granted them the right to marry Patricians or to have their
own government positions in a special assembly, or to elect their own members of that special
assembly, or to serve as consul! And then by 287 BC the Plebeians and the Patricians were
equal in everything but name. Good for them!
The government of the Roman Republic simultaneously had elements
of a monarchy, an aristocracy, and a democracy. This mixed constitution and its flexibility
in governance – according to the historian Polybius – was one of Rome's greatest strengths,
and I'm inclined to agree. Rome's institutions were its backbone for over two thousand years and
you need a backbone like that to hard-carry an entire civilization. Okay, enough of the politicky
stuff, back to the stabby stuff. Now like I said, early Roman Republican history is a notoriously
slow burn: the struggle for Plebeians’ rights took over two centuries, and conquering the Italian
peninsula was similarly slow going. Rome was intent on being careful, taking small steps, and
taking its time. Compare this to the aftermath of the Macedonian conquests happening just a short
ways east: when you go too far too fast, things tend to fracture. Rome spent most of the fourth
and early third centuries fighting with various neighbors and working its way down to only the bay
of Naples. That's a pretty short way to go in so long a time – Call it careful, call it as fast as
a small state like Rome could hope to go anyway, either way it worked. Key to Rome's military
strategy was that aforementioned doctrine of "Expanding Defense". Essentially Rome would never
be so brash as to go out and attack someone, Good heavens no! Rome had the good manners to
only fight in self-defense, and they knew that their gods would only grant them victory if their
war was a just and pious war. Buuuuut if Rome suspected that someone was going to attack them,
Rome would absolutely shoot first –eh, defensively of course! A pre-emptive retaliatory strike, if
you will. And that is how you go on to conquer the entire world, defensively.
By 280 Rome had successfully yoinked all of
Samnium and proceeded to set its sights at Magna Graecia in southern Italy. Magna Graecia,
not being the biggest fans of the Romans, and wishing to keep their land thank you very much,
sent for help from Greece proper, and they brought in the big guns. Specifically they imported the
Hellenistic king Pyrrhus of Epirus. Pyrrhus fought two battles against the Romans, and even though he
won both of them, his losses were so devastating that he bailed on the campaign. After a detour
through Sicily, he fought the Romans again, lost, and went home for good. Pyrrhus's abilities to
win battles coupled with his inability to not burn through a third of his army in the process is what
gives us the term "Pyrrhic Victory". So uh, good on Pyrrhus for eternally tethering his name to the
military equivalent of pulling five consecutive all-nighters to cram for a test. Yeah it's a
win but was it worth it, ehhhhh? So with pretty much no one left to protect Magna Graecia, Rome
proceeded to swoop in and colonize all over the place. And unlike those who employ the "Torch it
and start over" method of conquest, the Romans had a political motive to be kind-ish toward conquered
peoples, keeping existing systems in place and not rocking the boat too badly. Exceeeeeept for this
next example, from a rather salty chapter in roman History, The Punic Wars against Carthage.
The first war can be roughly attributed to a
miscommunication with some Sicilian Pirates. While Carthage and Rome may have been destined
to fight each other at some point or another, they ultimately came to blows on account of both
being called into Sicily to settle a fight between the city of Syracuse and some rowdy pirates. Rome
and Carthage kind of just tripped face-first into war, and spent most of the 23-year long war
not actually fighting each other. The issue was Carthage had been a long-standing naval
power in the Mediterranean but Rome had no navy to speak of. So Rome really needed a navy,
and quick. This is another of many instances of Rome adapting to situations scarily well. Say
what we will about Rome, and boy is there plenty, they were immensely clever, and had a great habit
of taking good ideas, methods, technologies and techniques from other cultures and using them
to great effect. In this case the Romans found a few beached and sunk Carthaginian Triremes and
Quinqueremes and proceeded to reverse engineer an entire fleet of ships. You know, just casually, as
you do. Rome's first aquatic outings weren't all that fruitful but at battles like Cape Ecnomus,
which is arguably one of the Biggest naval battles in history, Rome pulled out wins.
Ultimately Rome won the war, claiming Sicily
for itself and forcing heavy reparations on Carthage. They also decided to take Corsica
and Sardinia because "Screw you Carthage, these are mine now." In the decades following, the
Carthaginians, led by the general Hamilcar Barca, colonized the seaside coast of Hispania or
Spain, largely for the purposes of mining silver to pay their Roman reparations. Little
did Rome know, Hamilcar, his son Hannibal, and the other Carthaginians in Spain, were furious
over losing Sicily, Corsica, and Sardinia, and had been casually scheming to completely destroy
Rome for almost two whole decades. In 219 BC Hannibal sacked the Roman allied Seguntum in Spain
and Rome, defensively of course, declared war.
Hannibal, the madman proceeded to rather famously Leroy Jenkins his way across
the god-damn Alps with over 40,000 soldiers and 37 elephants. ELEPHANTS! And while Elephants aren't
particularly scary to us – if you're an ancient Roman who's never seen an elephant before, that
thing is a four-legged giant with two spears and a snake coming out of its face! Bottom line, they're
monsters, the Romans thought they were Monsters. Granted most of Hannibal's elephants died while
crossing the Alps, perhaps unsurprisingly, but it doesn't take a lot of elephants to have
a scary amount of elephant on the battlefield. I genuinely can't convey how viscerally terrifying
the mere mention of Hannibal's name would have been to a Roman. After arriving in Italy,
Hannibal demonstrated his tactical brilliance by immediately winning two battles in northern
Italy through guerrilla and ambush tactics. Hannibal and his armies would proceed to stay in
Italy effectively behind enemy lines with next to no means of supply or reinforcement, for 16 years.
The Carthaginians went up and down the peninsula setting fire to farms left and right hoping
above all else for Rome to simply surrender.
Two years into the campaign, Hannibal said “Alright screw this I'm gonna
destroy the entire Roman army!” and proceeded to make plans for his next battle, at the roman
supply depot at Cannae, in southern Italy. At the battle the Carthaginians advanced in a U-shape
with 40,000 infantry forming the front line and 10,000 cavalry on the wings. The Romans however
had almost twice as big an army, so they felt pretty good about their chances. The armies met
and as the fighting progressed the center of the Carthaginian line fell back, and the Romans pushed
forward hoping to break the retreating line. Except at that moment when they all rushed in, the
Carthaginian's African infantry and famed Numidian cavalry advanced on the flanks and effectively
enveloped the whole roman army. From there it was a bloodbath – estimates are all over the place
but the gist is that most of the 80,000-strong Roman army was killed outright, and the rest were
imprisoned. It was the single greatest defeat that Rome ever suffered in its history. And Hannibal
hoped that a shattered and dismayed Rome, having lost 16 legions and the entire south of Italy,
would surrender at once. Rome's response was, simply, “See ya next year”. And it spent the
entire winter raising more armies to go out the following summer.
For the next several years, the Roman army
pursued the strategy of "Just bother him" and shadowed Hannibal around the Italian
countryside. He was still being annoying and they obviously didn’t want him there, but
he wasn't a direct threat to the City of Rome, so good enough for now. But jumping back,
can we take a second to appreciate the sheer quintessential Roman badassery it takes to hear
that you lost at least 50,000 soldiers, and then turn around and tell the guy who killed them to
shove it and wait for round two! Because holy crap that takes some serious coleones, serious and
massively suicidal coleones. And speaking of, in 211 the young Publius Cornelius Scipio took up
a generalship for the Spanish campaign, which was widely considered to be a dead-man’s quest. To the
surprise of basically everyone, He spent the next five years successfully de-Carthagifying Spain.
Following his campaign he hatched a brilliant plan to take the fight back to Carthage. But the
Senate, thinking this was another suicide mission, told him he could do it, but they wouldn't finance
his armies. So Scipio raised a couple legions in Italy and Sicily and hopped over to north
Africa. Why would anything else be what happened?
Now while Hannibal is absolutely a brilliant general, in that he did impossibly crazy stuff
like crossing the alps, campaigning in Italy for 16 years, and wiping out an entire roman army –
Scipio's brilliance came from his quintessentially Roman ability to adopt and adapt. The Romans
above all else knew a good idea when they saw one, and they almost never made the same mistake
twice. Scipio studied Cannae and he knew what he had to do to defeat Carthage. Since the Numidian
cavalry was critical to the Carthaginian army, Scipio played into a Numidian civil war to get
some of their cavalry for himself. In doing so he had massively weakened Carthage on their own
soil and had nearly orchestrated their surrender when OH SNAP HANNIBAL'S BACK.
And on that day, history nerds from all around
the world and across time busted out the popcorn, because this was gonna be good! The night before
the impending battle of Zama, Hannibal and Scipio actually, supposedly, had a meeting. It's detailed
in Livy's "History of Rome" book 30, chapters 30 and 31. Just read it okay, for me, read it it's
incredible. First they're simply in awe of each other. Then Hannibal waxes philosophical
about fortune, gives Scipio life advice, and asks for peace. Scipio respondes "Well I was
going to make peace but then you brought an army here, I can't just leave now. Look Hannibal I
respect you I really do, but you're leaving me no choice here man. I've just gotta kick your
ass dude, I'm sorry, there's no other way, I have to kick your ass."
And on the following day, some asses were
certainly kicked. At the battle of Zama, Scipio's Numidian cavalry put the Carthaginian
cavalry to flight. And fighting between the infantry lines was actually very close until
the Roman cavalry returned from behind the Carthaginian line to ultimately win the day.
It was a hard-fought and super tense battle, but with that, the second Punic War was won. Half
a century later, and after lots of Cato the Elder ending all of his senate speeches with "Carthago
Delenda Est", Rome returned to raze Carthage to the ground. Later accounts would embellish this
victory with tales of salting the earth to ensure Carthage would never rise again. In literal terms,
that’s demonstrably false given Rome later built its own Carthage on the site of the original,
but it points to how thoroughly they destroyed the Carthaginian state. Further, that fable is an
essential piece of the popular Roman tradition and a core trait of their character: There’s regular
bitter, there’s 90% extreme dark chocolate bitter, and then there’s Rome hates you so much they wipe
your empire off the face of the earth forever” bitter. Moral of the story is Rome does not screw
around, so don't screw with Rome, and salt or not, that much is true.
With Spain and north Africa now happily Romanized,
focus shifted eastward and Rome proceeded to clean up the squabbling and stagnating Hellenistic
kingdoms from the aftermath of Alexander the Shortsighted's campaigns. The Macedonians
had helped Carthage in the Punic wars, so Rome considered that sufficient grounds
for bespearment. And bespearment of course is a word that I made up for the act of getting
stabbed with a spear. Anywho, in that conflict the Seleucid Greeks helped the Macedonians,
so the Romans saw that too as provocation. Not wanting to go too far too fast (and also
because they didn't quite have a big enough army yet) Rome stopped at Greece for the better
part of a century, and simply took to kneecapping the armies of the eastern Mediterranean
so they didn't pose any direct threat.
This marks a much more aggressive roman attitude towards conquest. It was super important that
Italy be unified through diplomacy and generosity because that was Italy. But all of these new
places were explicitly considered provinces under Rome. Even though Rome was still a
Republic and didn't yet have an emperor, it absolutely possessed an empire by this point.
After the conquest of Greece and the acquisition of the kingdom of Pergamum through a will of all
things, Rome was clearly the dominant power in the Mediterranean. But there was one thing Expanding
Defense could not protect against: itself.
By the mid 100s BC, Rome had become rather adept at exporting violence. In 146, it capped the
Punic War trilogy by burning the city of Carthage to the ground, meanwhile that very same year,
the Roman Army plundered, ransacked, destroyed, murdered, and/or enslaved every Man, Woman, Child,
and artefact in the city of Corinth to complete their conquest of Greece. This was a banger year
for Rome’s cartographers who had the happy task of painting a beautiful shade of Red all across
Greece and North Africa, but it was a mixed bag at best for the new subjects, not citizens, who
lived there. Violence was a key ingredient of Roman statecraft abroad, and with such a thin line
between the military and political establishments, we shouldn’t be surprised when someone applies
that same thinking to local politics. … OH NO.
With that foreboding preamble out of the way, let’s meet the Gracchi
Brothers! Members of the lower Plebeian class, these boyos were the sons of a Consul and
general, as well as the maternal grandsons of the great general Scipio Africanus himself.
During his political career, the elder brother Tiberius set about reforming land rights to be
more egalitarian. The plan was that no one could own more than half a square mile of the Public
Lands acquired by the state during wars. Notably, a lot of Public Land was recently acquired by the
state during wars. His idea was to partition all that out in small lots for the poorer citizens, so
that everyone — well, actually not everyone — but all the citizens had a farm and a livelihood to
call their own. The thing is, a version of this law had already been in place since 367 BC, but
nobody enforced it, so wealthy romans and generals gobbled up loads of public land during the recent
conquests. Naturally, the reason this law was ignored was the same reason Tiberius would have so
much trouble getting it back on the books: Rome’s old-money-est citizens tended to be Senators,
who had plenty to lose from a law that capped a considerable source of their family wealth.
But Tiberius was not a Senator himself, rather, in
133 BC he held the office of Tribune. In centuries past, this was the only office available to
the lower Plebeian class, but generations of reforms and good old fashioned bullying eroded
the social, political, and financial barriers between Patricians and Plebeians. And as a
result, the Tribune was no slouch, having the authority to veto many government actions and
upper magistrates. Tiberius’ own father used this veto to save Scipio Africanus from a sham bribery
trial back in the 180s BC, which is supposedly why Scipio’s daughter was swiftly betrothed into
the Gracchi family. That particular sidebar will remain unexplored, but the relevant point is how
Rome’s weaponized gridlock pressured the Senate to act in the interest of the Plebeians. Except this
time, as Tiberius pushed his legislation through the Plebeian Assembly, the Senators pressured
an aristocratic-leaning Tribune to veto it.
This was legal, but had never been done before, and despite Tiberius’ requests, neither the
Senate nor the other Tribune would budge. So Tiberius took a similarly unprecedented step
and had the other guy deposed, voiding his veto, and then finally passing the reforms, with him
and his family in charge of divvying up the plots to landless citizens. Now with all that done…
even for the Romans who liked these reforms, that last bit was a little shifty. A frivolous
veto is one thing, but deposing a Tribune and passing a law with blatant conflicts of interest
made Tiberius look dangerous. And just like that, Rome’s Proto-Socialist fave became problematic.
Honestly, the political machinations at play here are a fascinating showcase of how Romans began
breaking constitutional customs before they got to outright Breaking the Republic. But, let’s
not get off-track, I promised you a bodycount, so here is the fun part.
Fearing prosecution once he left office, Tiberius
took another unprecedented step of running for a consecutive second term as Tribune, which his
opponents interpreted as a tyrannical power grab on top of his existential threat to their
wealth. Unfortunately for them, the land reform was popular, and Tiberius' enemies in the Senate
figured he would win his re-election for Tribune. So the Pontifex Maximus and several senators went
over to the Assembly with the intent to cause a ruckus and stop the vote counting. But the ensuing
scuffle got out of hand, and without any weapons, they grabbed what was available, and subsequently
beat Tiberius to death, with clubs and chairs. As we will see later, stabbing Caesar with knives
was one thing, but using chairs? Now that’s a full-body workout – that takes intent and a good
deal of persistence. This was the first time the Roman instinct for violence had turned inward
and spilled into republican politics, and with that blood-red line so spectacularly crossed,
boy oh boy it would not be the last. Frankly, the senators were already in too deep to just go
home and change, so they proceeded to kill another 300 of Gracchus' supporters, thus introducing the
concept of political martyrdom and removing any prejudice against the expediency of assassination.
Now with that point made, I mentioned Tiberius had
a brother. That would be Gaius, and his story is… well, let’s see for ourselves. Gaius was unfazed
by his brother’s grisly demise, and embarked on even more aggressive reforms when he became
Tribune in 123. These new policies included: redoing the provincial tax system so income went
back to Rome instead of the governors, then using that new revenue to offer low-price wheat for the
Roman people. Elsewhere, he cut down on bribery in the courts and stopped the senate from playing
favorites with Consuls. Gaius’ consistent strategy was to prevent Senatorial corruption by elevating
the Equestrian class to advisory positions and oversight roles in the Republic. Far more daring
than Tiberius’ little old land laws, this thicc-o slate of reforms touched nearly every level of
government – from revenue to public programs and courts to consuls – so it could only be passed
with big help. Gaius allied with the Equestrians, offering them new authority and prestige in
exchange for passing those laws to help the poor and make the Republic run smoother.
That all sounds good and noble, but let’s remember
that Gaius’ brother was f*cking assassinated, so the man justifiably held a grudge. To that end,
he limited the Senate’s power to prosecute without the Assembly’s consent, and forbade anyone deposed
by the Assembly from holding any other office. On paper, that’s a power-grab for the Assembly, but
those are also just reasonable laws. So despite all the reasons Senate hated him, he remained
extremely popular with the Roman people, securing a second consecutive term as Tribune in 122.
But it’s here that Gaius played himself by
raising the question of citizenship. Essentially, Rome was Rome, and proper Romans were citizens,
but outside of Rome, the Latin-speaking population weren’t citizens, and the other Italians in
the peninsula had even fewer rights than the Latins. Gaius sensed widespread discontent
among these allied non-citizens, and figured he could win them over by giving Latin Rights to
free Italians, and making the Latins into full citizens. One could imagine how such a grateful
new voting block would happily elect Gaius into everything forever. But while this solution was
rather clever, it was intensely unpopular with every class of citizen in Rome, so the measure
completely failed, his popularity plummeted across the board despite his astounding reforms, and
he handily lost his next election for Tribune.
Wait hold on, this isn’t an assassination, this is just realpolitik. Ugh, Dammiiiit. – Wait,
wait, there’s another page – oh yeah, here we go. SO, one of Gaius’ pet policies was setting up new
colonies of Roman citizens in Carthage and Italy, so that proper Romans had a place to live in
these shiny new provinces they killed so many people to get. But the new Tribune proposed to
dissolve the colonies, so Gaius triggered illegal protests against it, and in the ensuing scuffles,
one of Gaius’ supporters was killed. The Senate, horrified at the uproar, feared a classic Gracchi
Brothers Power Grab, so they passed the Senatus Consultum Ultimum, an ultimate decree branding
Gaius and his allies as enemies of the state and granting themselves the authority to strategically
unalive them. And thus, the senators partied like it’s 133 BC – Gaius and his gang fortified
themselves atop the Aventine hill, so the Consul raised a mob and brought soldiers within
the city walls to go slash their way up. Sources differ on the details, as is tradition, but Gaius
had likely fallen on his own sword by the time the Senate found him. So technically, technically,
He Specifically was not actually assassinated… However, 3,000 of his supporters were absolutely
murdered to death during and after the riot, and that handy purge left a template for targeted
political violence that later Romans would be all too eager to follow.
In the years after, nearly all of Gaius’
laws were repealed, but the Republic could not escape him throughout its last century. His
defining reforms remained highly contentious, and the political violence of his term became
frighteningly commonplace – decades later, the issue of citizenship erupted into the Social
War in 91 BC, ending with all Italians getting full citizenship, but nearly toppling the
entire Roman state in the process. Meanwhile, the Equestrian class benefitted immensely from
Gaius’ reforms, taking on vast new powers with none of the checks or customs that kept the Senate
at least nominally in line. The Roman Republic didn’t collapse overnight, and the worst of its
civil wars was yet to come, several times over, but the reforms, political battles, and violent
deaths of the Gracchi brothers made it far easier to be Bad – and that was a temptation the Romans
absolutely did not need – because nobody could kick Rome’s ass like Rome.
Okay, Rome buddy hold up you had no political
violence for 400 years, you got a really good thing going, please don't screw this up... Oh WOW
yeah they really screw this one up don't they? Jeez, yikes where do we start?
Well, crises like the Gracchi derived in part
from the roman Patron-Client system, in which a wealthy and well-connected Roman provided for his
clients, who in turn supported him politically. This worked fine on a small scale but things got
problematic when people effectively tried to buy public support in large quantities. On top
of that, there were three mass slave revolts in Sicily and Italy. Then there's the social war
where most of Italy revolted against Rome, after which all Italians were granted full citizenship.
And let's also not forget the Catiline conspiracy to overthrow the consulship of Cicero! All of
those civil wars were reconciled but still, that's a lot of civil warring to happen in
just the span of a half century. But by far the worst of the lot were the factional civil
wars between the populist Populares and the aristocratic Optimates. Otherwise known as the two
civil wars between Marius and Sulla. Gaius Marius, a seven-time Consul and general who conquered
parts of north Africa and settled the Social War, headed the Populares. While the Optimates were
led by Lucius Sulla, another successful general. The Optimates, for context, were the ones who
assassinated the Gracchi brothers. And they clearly remained satisfied with their handiwork,
because when Sulla came back from a campaign in Anatolia, he marched his army into Rome,
established himself as dictator, and proceeded to massacre his rival Populares, Twice. He did all of
that, TWICE. That's huge! In 50 years we went from not a single Roman being killed over politics
to armies marching on Rome and carrying out prescribed hit lists of political enemies. Things
were really really bad in the first century.
For now though let's recap: Rome started as one tiny irrelevant city and
grew itself very gradually through calculated means. First conquering Italy, then the islands,
then Spain and soon after Greece north Africa and Anatolia. What astounds me is that a typical Roman
would only ever see a small part of this unfold. Whether intentionally or not, the Romans were
patient – and their combination of smarts, skills, and strategic restraint let them build towards
something bigger than themselves. As Rome grew, it appeared to be creating a world far greater and
more stable than the floundering conquests of a Greek kid on a horse, but as we’ll see, that only
held true so long as Rome exercised restraint, and that was not a given.
Ah the roman republic, perhaps the ancient world's
most brilliant form of government. It's had a rough go in its later years, but with the right
people in charge I bet that it could continue on for centuries to come – like this guy right here,
Julius Caesar, who I'm sure will do everything in his power to preserve the Republic. We’ve seen
so far that as Roman politics got increasingly factional and Roman territory got increasingly
massive, things started getting increasingly civil war-y, as in they'd barely be able to go a
decade between 135 and 30 BC without collapsing into some variety of a civil war. It's honestly
a minor miracle that Rome didn't permanently tear itself in half before we even got to Caesar, so as
we push forward through history and get to talking about our old buddy Julius I want to consider the
question of whether the Roman Republic – not Rome as a whole but specifically the republican
system of government – was doomed to fail, or whether it had any chance of survival. Because
our answer to that question really matters when we look at people like Caesar and Augustus and
ask ourselves what they did and whether or not they went too far, but since I'm impatient I'm
going to give you my answer right now: To me, the republic had almost no chance of surviving
on its own. Zero. You saw what happened in the first century, you know what kind of mess Rome was
in. The motives for individuals were irrevocably misaligned from the good of the state. I love the
Roman Republic, it's one of my favorite systems of government ever, But that poor thing was so
screwed. So with our sickly looking republic on its last legs, let's meet the guy who took
it out back and killed it dead: Julius Caesar.
To establish what kind of guy Caesar really is, I'll spin you a yarn about some Cilician pirates.
When Caesar was in his early 20s he managed to get himself captured by a band of pirates who wanted
to ransom him off for 20 talents of silver. There's no agreed-upon conversion between talents
and US dollars but for our purposes let's just say that one talent is about a million bucks. So when
Caesar heard this sum, he straight up laughed at them and demanded that they ask for a much more
respectable 50 talents instead. The pirates, charmed by Caesar's overwhelming diva-ness
(and razor-sharp cheekbones I might add) Were all too happy to keep him around for the sheer
entertainment factor. He played games with them, told stories, and even wrote poems and speeches
for them. Sometimes they'd joke about how his speeches were bad, and Caesar would respond by
saying that when he got free he'd come back and crucify every last one of them, which the pirates
apparently thought was hilarious. Eventually the pirates did get their 50 talents so they let
Caesar go, and then about five seconds later Caesar came back with a bunch of ships and
arrested all of them, casually taking his 50 talents back. He brought the pirates to the
provincial governor but since he didn't really seem to care all that much, Caesar took matters
into his own hands and took the high road by keeping his promise and crucified all of them...
Fun! Moral of the story is Caesar cares a lot about his image, he's amazingly charismatic, he's
not afraid to take matters into his own hands if he needs to, and he does not screw around.
On to more historically significant matters, our
boy Gaius Julius Caesar was a well-to-do nobleman from a prestigious family that traced its ancestry
back to the epic hero Aeneas and his mother Venus. However, Caesar had a chip on his shoulder
because his dad was never Consul. You see in Roman culture, the concept of Nobilitas was rooted
in the idea that you can inherit excellence, but you have to confirm it by doing excellent
things in the present. So unlike in the middle ages and the renaissance and the enlightenment
and the industrial revolution and the early modern period you couldn't just coast by on familial
prestige, you actually had to, you know... DO something for it in ancient Rome. Caesar's dad
not being Consul was a big deal so his primary goal in life was to confirm his Nobilitas by just
being Consul. To do it he struck a deal with two other prominent Romans: Crassus the richest man in
Rome and Pompey Rome's most accomplished general, and they created an informal alliance. In other
words they made "The First Triumvirate". They were all good friends, Pompey married Caesar's
daughter, Crassus bribed Caesar's way to the consulship in 59 BC, Caesar passed all the laws
that Pompey & Crassus wanted. It was a good time!
In the process of ramming through debt forgiveness and land redistribution legislation, Caesar maybe
(definitely) broke several procedural norms and did things that were straight up illegal, but
since Ceasar was Consul he had "Imperium" the gold Mario star of roman politics, which meant that
he couldn't be prosecuted for his actions while he was in office. Regularly overriding the veto
of your co-consul on the principle of "Because I said so" and filling the city with legionaries to
dissuade your political opponents may be definite no-no's in the eyes of the Roman elite, but
no one could really do anything about it.
So for Caesar's year in power he was safe, but once that consulship and his Imperium
expired, Caesar had a big target on his back, so he needed to find a way to keep his Imperium
until he was allowed to run for consul again 10 years later. Conveniently, Governors and Generals
also have Imperium so Caesar's next move was to secure himself a governorship of a province
and the command of a few legions so he could go around campaigning with all the Imperium in the
world until he could stand for consul again. Some senators, fearing that Caesar would do literally
exactly that, tried to swap his guarantee for governor of a province for essentially governor
of the Italian woods, but Pompey and Crassus, again, had enough power to overturn that. Coins
and stabby things tend to get you a lot in life!
But here we see just how fragile the republic really was at this point:
anyone with enough connections and resources could effectively cripple the normal flow of government
and steer it in favorable directions for their own benefit. Speaking of, Caesar got himself four
legions and a cushy governorship in southern Gaul along with a metric butt-load of military Imperium
to keep him safe, and set about campaigning in Gaul for the next 10 years. It's astounding how
much we know in detail about these campaigns, and it's because Caesar himself wrote extensive
commentaries on them. This was critical, as he could justify his continued campaign in
Gaul year after year by showing how cool he was and how great of a job he was doing, while also
building up support among the Roman people by also showing how cool he was and how great of a job
he was doing. Plus we got a history out of it, so win-win-win. Caesar’s work happens to be
hideously boring to actually read, granted, but meh, quibbles.
Alright, so in enough detail that I can
still sleep at night but also in short enough form that we wont be here for hours,
Caesar's campaign went roughly as follows: In 58 BC Caesar attacked the Helvetii tribe on the
pretense that they were attacking an ally of Rome, because remember, Rome would never be so crass as
to attack unprovoked. At the end of each year's campaigning season, Caesar left his armies in
Gaul and spent the winters in northern Italy. The next year Caesar went north, won a battle and
got ambushed one time. In 56 Caesar claimed that the Veneti tribe had, quote, "revolted from Rome"
even though they were in god-damn Finisterre, so... he conquered it. Safe to say at this point
that Caesar functionally considered all of Gaul as already his, uh I mean Rome's. The next year
Caesar went really hard on the "Gaul is Roman" thing. He considered Britain and Germany as
threats to Gaul and therefore as threats to Rome So in the same year he bridged the Rhine
and attacked some Germans, and he sailed across the English channel. The invasion of Britain was
honestly a total bust, so the next year, he went back with a huge fleet because the man can't leave
well enough alone, and pushed as far north as the Thames. After his floundering humiliating scramble
on the British beaches the year before, Caesar had to prove that Rome was no pushover — to his
enemies, to himself, and to his Romans back home. Oh uh, also he lost an entire legion to an ambush
in the dead of winter. so uh... Whoops! In 53 he went back to Germany and afterwards left half of
his bridge still standing in a sort-of "Don't you make me come back there" kind of warning.
The following year was probably the biggest year
of the campaign, because king Vercingetorix had unified the remaining Gallic tribes against
Rome. After some battling back and forth, Vercingetorix camped out on the fortified hill
city of Alesia. Now, Caesar needed to surround and wall off the city to starve it out, but there
was also the distinct likelihood that he himself got attacked while investing the city. So Cesar
needed to fortify both directions! His army built a 10 mile long wall on the inside, and a 14 mile
long wall on the outside! That's 24 miles of WALL that Caesar threw down because he was determined
to take this city. But uh oh boys, next thing you know a ton of Gauls come down to attack Caesar. So
Caesar rolls a natural 20 on his deception check, sends out a cavalry detachment to attack them,
but the Gauls think it's the first of an ENTIRE Roman Reinforcement force, so they panic and
book it right the hell out of there, allowing Caesar to take the city, and just like that,
all of Gaul basically belongs to Caesar. BOOM, that's how you do a campaign.
The next two years were spent cleaning up the
last pockets of resistance, because remember, Caesar still had a few years before he's allowed
to buy his way to the consulship again. To complicate things Crassus died while on a campaign
in Parthia, and Pompey, feeling his oats, got the senate to rescind Caesar's governorship of Gaul.
So even the Triumvirate, which was supposed to be immune to the vices of factionalism, fell victim
to the vices of factionalism... That's uh, that's not a good sign. So Caesar got Pompey's note, and
astutely realizing that going back to Rome on his own was nearly a death sentence, Caesar – feeling
his oats – said "screw it" or more accurately said "Alea Iacta Est" and brought the 13th legion over
the Rubicon river and into Italy. Pompey and most of the Senate proceeded to nope right the hell
out of town and go to Greece. Caesar, rousing the support of the people, was proclaimed temporary
"Dictator" (Latin for speaker) with the goal of restoring peace, even though he technically
was the one who started the civil war but, shhh, details. — Against all odds, he proceeded
to absolutely demolish Pompey's army in Greece at the battle of Pharsalus. Then he chased poor
old Pompey to the end of the earth, which in this case was Egypt. Pompey sought refuge with the boy
king Ptolemy who owed him a favor and was likely very displeased to find himself beheaded
instead. Terrible way to start a vacation.
Caesar was absolutely horrified to see Pompey's head because, first of
all, gross, but also because he was a fellow Roman citizen, and Caesar was planning on pardoning him
afterwards, not killing him. See this is a lesson in how healthy communication saves lives. But
yeah Caesar was super big on clemency, that was pretty much his thing (except for you know the
pirates he crucified), but in addition to some small pardons during the Gallic campaign, Caesar
pardoned pretty much Pompey's entire army and all of his supporters who fled to Greece with him.
In my reading, that's one of the most important aspects of Caesar's character. He was certainly a
controversial one, and arguably a full-on menace, but it's important that we weigh the Nice with
the Yikes, because neither exists in a vacuum. He broke a ton of laws and sold his soul just to
become Consul, but he made moderate reforms that benefited the people. He killed a terrible sum
of Gauls and Romans in the wars following his consulship, but he granted clemency more than
any other Roman would have even considered. And he basically fashioned himself a king after he was
appointed dictator for life, but he was beloved by his people and he used his power to stabilize
Rome. All in all, he did a lot of serious and lasting good for Rome's people, but that good
was done through politically devious means for suspiciously power-hungry motivations. He's a
thoroughly controversial character, then as now, and even his nobler accomplishments are drenched
in blood and crime. My goal here is to give a full perspective, so you can get a feel for some of
the questions people like Brutus asked themselves when they were making plans to assassinate
him. But I' m getting behead of myself – Uh, "ahead" of myself... awkward.
While Caesar was in Egypt deciding what to do with
poor old Pompey's head, he was making moves both with and on the queen Cleopatra, supporting her in
her civil war against her brother. The arrangement proved beneficial for both of them, as Cleopatra
could count on Caesar's Rome supporting rather than annexing Egypt, and Caesar could count on
Cleopatra's Egypt as a continuous source of food, which helped supply Caesar's generous public food
programs. And for bonus points, by all accounts Cleopatra was utterly captivating to talk to,
so win-win. Following Caesar's return to Rome, his position as dictator was extended to
10 years. During his time as Dictator, Caesar managed to instate even more reforms that
promoted public welfare, government efficiency, and general stability. For one, he limited
the political and military power of provincial governors, mostly to stop other people from
doing to him what he did to Pompey and the senate. He reformed the monstrosity that was the
old Roman calendar so well that we still use a version of it today. He also conducted a census,
carried out several building projects, unified the roman provinces more closely with italy,
and was just all around a really solid leader. Did he pull a lot of super mega illegal stunts
to get himself to this point? Eheh, absolutely. But did he make substantially beneficial
reforms that the people loved? Absolutely.
Now, after a long career of breaking the system, Caesar’s first and final true mistake was
assuming that nobody could do to him what he did the republic. In march of 44 BC Caesar was named
Dictator for Life and this made a lot of senators really antsy, because at this point he was
basically king and Rome still very specifically didn't like kings. So on the Ides of March,
Brutus, Cassius, and about 60 other senators surrounded and killed Caesar in the theater
of Pompey. (Ironic). Caesar's last moments are rather disputed, but my take on it is that when
he saw Brutus, his friend, whom he had pardoned after Pharsalus, was a part of the conspiracy,
he accepted his fate and fell to the ground, covering his face with his toga. I don't think
Caesar even was eloquent enough to have fancy last words when there were 23 knives simultaneously
stabbing him. No one is. The assassins may have fancied themselves liberators and restorers of
the republic, but they didn't count on the fact that the Romans really liked Caesar because, oh
gee I don't know, he was a generous and effective leader? While I disapprove of Caesar's motives
and means, I abhor his assassins. He granted them clemency and they killed him! Dante puts
Brutus and Cassius in the lowermost pit of hell for betraying their protector, and I'm with Dante
on this one. So, that's Caesar. Stabbed 23 times and left bleeding out on the floor of the curia.
Brutus and Cassius were able to read the mood in the room well enough to tell they weren't wanted,
so they and a bunch of senators hightailed it to Greece to build up an army.
In my mind, Caesar killed the republic long before
he was even dictator. He proved how breakable the system was. I mean, let's count it: he bribed
his way into office, illegally rammed legislation through the Senate, intimidated his political
enemies with threats of force, escaped any and all consequences for his actions on a technicality,
commandeered roman resources for his own prestige and enrichment, marched an entire legion into
Rome, and declared war on a fellow Roman for his own political gain. The entirety of Caesar's
main political career was either distinctly unrepublican in character or explicitly illegal.
And remember that only after all of that did the senate name Caesar as dictator for the FIRST time.
By the time Caesar was named Dictator Perpetuo and functionally had become a king, he had long since
proven that the republic was fundamentally broken. For most of the republic's history, its success
came from fantastic Roman teamwork, but here its downfall came primarily from the selfishness of
powerful Romans. People realized how incredibly fragile and gameable the institutions of the
Republic were when you stretched them across the entire Mediterranean. So basically one
of two things could have happened to Rome: either civil wars continued on and eventually
ripped Rome to bits, or something in Rome's government changed to make it less susceptible
to all those civil wars in the first place. Barring a full overhaul of the republic’s deepest
mechanisms, it was basically monarchy or bust at this point because nothing else could stop the
chaos. While Augustus becoming emperor down the line was far from a guarantee, Rome's transition
from a republic to a monarchy was inevitable if it was to survive. It's a little paradoxical but
in a way Caesar saved Rome by destroying the then unstable and unworkable republic. He abused the
hell out of its institutions, but in doing so, he showed how effective a strong and stable
central government could be, and this was the basis of Rome's accomplishments for the centuries
to follow. Today Caesar kills the republic, next time, Augustus starts an empire.
Alright, Caesar’s dead, so uh… where do we go
from here? Well, Let’s do some History and find out! If you were one of the handful of senators
that had just forcibly perforated your dictator, your first move would be to get the Pluto out
of town. See, the assassins thought that they were about to restore Rome to the full glory of
the republic, but they didn’t count on Caesar’s massive popularity among the Roman people.
Needless to say, they didn’t quite get the warm welcome and round of applause they were hoping
for. So Brutus, Cassius, and some others pulled a Pompey and high-tailed to Greece to build an army.
Back in Rome, Caesar’s corpse was still sitting
there all squidgy-like on the floor of the Curia, part of the senate was gone, and most of what was
still there didn’t really like Caesar. So we had a power vacuum on our hands. The current consul
Marcus Antonius, Caesar’s trusted friend and ally, attempted to brand himself as Caesar’s avenger
against the assassins in order to rally the people to his side and fill that power vacuum.
As Consul, he was able to work out a compromise, so that the assassins would be granted a general
amnesty so long as Caesar’s reforms stayed in place. The problem for him, like Caesar, was that
even though the people liked him, the Senate, and Cicero in particular, very much did not. So
after his consulship ended, Antony bailed to go be governor of Cisalpine Gaul.
With Rome divided between dumpster fire
and more overtly treasonous dumpster fire, let’s leave all manners of fire behind us and
jump over to Augustus, who at this point was named the rather-less-august Gaius Octavianus,
after his father. For clarity, historians refer to the pre-imperial Augustus as Octavian instead.
Octavian was the great nephew of Julius Caesar, and they were decently close. At the time of
the assassination, he was studying astronomy in Epirus, and after learning that Caesar had
died, Octavian rushed back to Rome. Upon reaching Italy he read Caesar’s will, and promptly acquired
the single most valuable thing that Caesar could possibly have given him: his name. From that
day on Gaius Octavianus was known to everyone as Gaius Julius Caesar, the officially adopted
heir to the big man himself. And that was huge.
So now Gaius “Little Caesar’s” Octavian and Mark “I’ll bang anything that moves
and drink whatever doesn’t” Antony were both in the race to become Caesar’s avenger against
the assassins. This was important for both of them because that role would entail not only glory
but a butt-load of power. The short of it is that Octavian was successful in this because he was a
brilliantly crafty manipulator of iconography and cultural symbolism, and he even convinced
all of Rome that Caesar had become a god.
The next handful of political movements are honestly needlessly
complicated, but the gist is that most people just wanted to be on the winning side, regardless of
which side that was, so the alliances were almost constantly shifting. Octavian was probably the
one encouraging Cicero to give all of those angry speeches against Antony, and then after Antony
skipped town and went north, he had to wrestle the governorship from another one of Caesar’s
assassins. The Senate, being markedly anti-Caesar, sided with the current governor and against
Antony, and declared him an enemy of the state. The Senate wanted to send a legion or two to
deal with Antony, but they didn’t have an army. Octavian, however, had promised Caesar’s veterans
that he could pay them if they remained loyal to him. So Octavian, interestingly, buddied up with
the Senate to go fight Antony. Which, on paper, makes no sense, because, you know, the whole
“Caesar’s Avenger” business. In practice, however, Octavian was very pragmatic, and if helping
the anti-Caesar Senate fight the pro-Caesar Antony seemed politically expedient for him, you
bed he’d do it in a heartbeat. As such, Octavian and the two consuls that year marched up to Mutina
against Antony. Octavian’s Senatorial army won, but both consuls were killed in the battle. When
the Senate asked Octavian to give up his army, he said “hahahhh, eh, that’s a good one, NO”
and allied with Mark Antony to march on Rome with eight legions and politely request that the Senate
declare him Consul or else. And they did! With the Senate’s begrudging compliance, Mark Antony
hopped over to Spain to meet up with his Caesarian political ally Marcus Lepidus.
Meanwhile, anybody remember Pompey? Y’know, first
triumvirate, fought a civil war with Caesar, decapitated on an Egyptian beach? Yeah, that guy.
So the Senate granted Pompey’s son Sextus command of the Republic’s entire navy and Sicily to
use as a base. Also Brutus and Cassius were happily serving as governors of Macedonia and
Syria, respectively, just doing their thing, having fun, building up their armies, all that
jazz. The Senate got a really great deal out of that amnesty agreement.
Following the misunderstanding up at Mutina,
Octavian buddied up with Mark Antony and his friend Lepidus to form the Triumviri Rei Publicae
Constituendae, in English, the Triumvirate for the Reconstitution of the Republic, and in smaller
words, the “three guys for making Rome not-have a civil war again”-team. Unlike the first
triumvirate, which was an informal political alliance between Pompey Crassus and Caesar,
this second triumvirate, created by plebiscite, was a legally-recognized entity that gave
each triumvir full dictatorial power, so everything they said or did was law. Now, what
exactly “reconstituting the republic” meant was up for debate, but as far as the Triumvirate
was concerned, the most important matter was taking care of Brutus and Cassius in the east, and
financing the armies necessary for that would have been quite expensive. The senate would likely have
disagreed with this because, in their eyes, the formation of the Triumvirate was nothing more than
the Plebeian assembly handing over Rome to a few Caesarinos playing dictator. So the Triumvirate
had to contend not only with the remote threat of the assassins, but also with local hostility
in the senate. To solve this conundrum, they split the difference and killed all of them.
The Triumvirate pulled a page out of Sulla’s book and drafted up a hit list of Rome’s enemies,
which conveniently contained about 300 wealthy anti-Caesarian senators and some two-thousand
landowners in Rome. The kicker is that everyone’s funds were confiscated when they were killed, so
the Triumvirate conveniently accumulated insane amounts of money in the process of killing off
all of their political enemies. The proscriptions started with that initial 2000-some-odd people,
but rapidly ballooned to double that. They gutted over a third of the senate. This was… *whooof*
obviously pretty messed up. I mean, it worked, but jeez. They killed Cicero and hanged his head up
in the Forum. There’s no way the Triumvirate comes out of this not looking like Murder Tyrants. Civil
war is one thing, but this was domestic slaughter.
The next big event on the docket for the Triumvirs was using their
ill-gotten funds to finance a campaign against the assassins. Antony and Octavian led their
armies into Greece and met Brutus and Cassius at Philippi. Antony defeated Cassius, who killed
himself, and Brutus overran Octavian’s camp, but conveniently Octavian didn’t die because
for some reason he wasn’t there. Suspicious. After that, Antony came back to Octavian’s camp
and defeated Brutus, who then killed himself. So the Triumvirs win, but Antony did all of the
hard work, and also Octavian had maybe possibly bailed from the battle altogether. Forget
the proscriptions, in the eyes of the Romans, Philippi was the biggest disgrace in Octavian’s
career, and you can see him trying to make up for it by representing himself through calculated
military imagery for decades after the fact.
After Philippi, the Republic was somewhat, slightly reconstituted, and in the wake of a
reconquered East and gutted senate, the Triumvirs were the biggest players in the Roman world. So
they carved it up into East, West, and South, with Octavian taking Italy, Spain, Gaul, and Illyria,
Antony taking Greece, Anatolia, Cyrenaica, and Syria, and poor old Lepidus getting Carthage
and a little bit of African coast (if you got the sense that Lepidus didn’t matter, it’s ok because
you are correct. He did not… Poor Lepidus).
On paper, things were peaceful and stable, but late republican Rome being late republican
Rome, it really wasn’t. I mean, three people, two people, each controlling a third, half,
of the Roman world, each of whom was looking to follow Caesar’s example of unilaterally ruling
Rome, that’s fine, right? Yeah, I’m sure they’ll be just, totally perfectly fine. No stress!
In the wake of Caesar’s assassination, Roman politics got even weirder than
they were in the century beforehand, which, given the persistence and pervasiveness
of civil wars, is really saying something. After the military success of the Triumvirate, the
collective Roman citizenry hoped really really hard that it wouldn’t immediately explode into
another war. Well bad news, boyos, the Roman Republic had been living on borrowed time for
over a century by this point, so realistically we’re looking at four maybe five minutes tops
before it all crashes down. Fun times, right?
The period of peace after the defeat of the assassins and the gutting
of the anti-cesarian members of the senate in the notorious Proscriptions was an uneasy one to say
the least. Memories of several different battles fought, Italian fields burned and drenched
in Roman blood, and family members killed were swirling in everybody’s minds, so a lot of
people were unconvinced that they were looking at a long-term solution. In poetry, this period is
known as the Great Fear, when everyone was really anxious about civil wars, Fearful you would say!
And 100% certain that there would be more of them. Rome’s greatest poets of the time, Horace and
Virgil, both acutely touch on the constant fear felt by the populace.
And, as it happens, the poets were pretty much
right about the big bad specter of civil war. In the east, Antony has been consolidating his power
by striking up alliances with nearby monarchs in a bid to accumulate money and military power for
his planned campaign to Parthia, but perhaps most importantly, he pulled a Caesar and sauntered over
to Egypt to schmooze with Cleopatra. In the west, Octavian had a lot of problems. His land
reforms got the sympathy of his legions, but proceeded to alienate the rest of Italy pretty
handily. Because that’s kind of what happens when you confiscate people’s land and give it to your
army instead. In 40 BC, Antony’s wife Fulvia led a revolt against Octavian and very briefly captured
Rome. Octavian then pushed them out to Gaul and quashed the rebellion, after which he sacrificed
300 of the conspirators. Not imprisoned — not even executed — Sacrificed. Octavian performed
human sacrifices on fellow Romans on the altar of the deified Julius Caesar. The ancient
world was no stranger to animal sacrifices, but when it came to people, Romans did not do
that. So uh, I’m just gonna jot this up next to “Mass Murder of Wealthy Romans” on the list of
Octavian’s Deeply Distressing Personality Quirks.
Now the golden rule of late Republican Rome is that anyone named Pompey is guaranteed to be a
colossal pain in the butt for anyone named Caesar, and that’s definitely the case here. Sextus
Pompey, son of Pompey the Headless, had been tooling around in the Mediterranean for the better
part of 8 years following Caesar’s assassination, blockading ports and regularly cutting off Rome’s
food. Octavian was understandably miffed about this, but couldn’t really do anything since
Pompey had Senate-sanctioned control of Rome’s entire navy. Even though the Triumvirate was able
to defeat the assassins a few years beforehand in a land battle, they were practically powerless
against the only real navy in the Mediterranean. Technically Egypt had a pretty great navy too,
but they don’t count because they’re… you know, not Roman and also Cleopatra was solidly in Mark
Antony’s corner, so, not about to help. Anyway, after a treaty broke down and Pompey inflicted a
humiliating defeat on Rome, Octavian’s general and all around badass right-hand-man Marcus Agrippa
proceeded to take matters into his own hands by building up a navy of his own from scratch. The
problem was that with Pompey controlling the seas, Agrippa’s forces couldn’t train how to sail in
open waters without threat of being immediately murderized. So the madman DIGS A LAKE in the
middle of Italy and uses it as a makeshift naval base to train up a fleet, which proceeded
to demolish Pompey’s navy because Agrippa is a military GOD. My headcannon is that Agrippa,
equipped with nothing but a bucket, a shovel, and a mission, dug the whole lake himself in a
night, though archaeology has yet to corroborate my hypothesis. Yet.
After Agrippa’s solo-carry against Pompey,
Lepidus attempted to seize Sicily for himself, but Octavian said “woah woah woah who let you
leave the house?” and immediately ejected him from the Triumvirate, confining him to the priesthood.
Was this, by any chance, legal? Eh? So then there were two! Moving on. Now, on paper, they were
cool, because Antony had married Octavian’s sister Octavia after his first wife Fulvia casually
revolted against Rome, but in 32 BC he divorced her and officially married Cleopatra, confirming
what everyone in Rome already knew was happening for the better part of a decade. Observant viewers
will recognize that Not Being In-Laws Anymore is the same step in the process when hostilities
first flared up between Caesar and Pompey. So uh, get ready.
It’s around here that things start going
downhill really fast. The Mediterranean was shaping up to end in a violent showdown
between the muscular military man Antony and the super scrawny strategist Octavian. 32 BC
started off with the year’s two new consuls delivering what was apparently a devastating
verbal smackdown against Octavian. The next day, Octavian showed up in the senate with armed
guards. This strong statement was also a gross violation of traditional rap-battle protocol,
after which part of the senate bailed to go join up with Antony in the east. Hmm, you’ll have to
forgive me, it’s a little hard to hear with this massive echo in the history. Unfortunately
for the senators, they found that Antony’s half of the Republic was kind of suckish, so a few
defected back to Octavian. But, in the confusion, Octavian sneakily got a hold of Antony’s will,
which, among other things, included the neat little fact that Antony wanted to be buried in
Egypt with Cleopatra, and he bequeathed entire Roman provinces to his children with her. Not only
was this distinctly kingly behavior on his part, it was kingly behavior in service to a foreign
state at Rome’s direct expense. Octavian of course pounced on this like a cat on an expensive-looking
vase, and waged an intense propaganda war against Antony, branding him as having been bewitched
by scary foreigner Cleopatra and forgetting how to be properly Roman. Octavian, by contrast,
painted himself as the pinnacle of Roman-ness, as his family heritage traced back to the epic hero
Aeneas and the settlement of Rome itself — You know, insofar as anyone could trace anything when
it came to ancient genealogy. Coincidentally, just as soon as Antony’s will was exposed,
Octavian also began construction of a giant mausoleum right on the banks of the Tiber river
in Rome. Ahem. Bring on the propaganda fight:
But perhaps the most important message that Octavian pushed was that Antony had become
a slave to Cleopatra — by framing the problem as “Antony was corrupted by this evil foreign queen
and her probably mind-control boobs,” he neatly avoided the touchy subject of civil war.
Control over the narrative was key, and Octavian
had it. When he entered into war with Antony in 32, all of Rome was convinced that the prime
antagonist was Cleopatra, and didn’t think that Octavian was making a power play to seize
the whole Republic for himself. But no time to worry about the complex political implications of
large-scale conflict because off to war we go! And here, Octavian’s controversial land redistribution
scheme from a decade earlier paid dividends now that he was able to take the loyalty of several
entire legions to the bank. Once again, Agrippa, ma boy, comes in clutch. First he prevented Antony
from sailing from his base in Greece to Italy, which would have been a very bad time for Octavian
and friends because Rome was not a long march away. After that, Antony and Cleopatra’s armies
set up camp at Actium in Northwest Greece, with his supply chain running down to the
isthmus of Corinth and through to Egypt. Agrippa, because Awesome is his middle name, proceeded
to intercept and cut off Antony’s supplies at Corinth and then blockaded him in at
the bay of Actium, forcing a battle.
While dozens if not hundreds of poems have been written to
commemorate Actium, I’m not sure there has ever been a bigger anticlimax in all of Roman history.
Cannae? Heartbreak! Zama! Drama! Everything Caesar did in Gaul? *mwah* Tactical Brilliance! Actium?
… meh? For how consequential of a battle it is, it’s shockingly uninteresting. All the actual
cool stuff happened before the battle. Agrippa laid on the moves to force the fight, and then
after that Cleopatra and Mark Antony decided that leaving and losing was better than likely losing
anyway plus being captured and probably killed, because honestly, fair, so they broke the blockade
and bailed. After the battle, everyone just went home — Octavian went back to Rome to tidy up the
state and deal with a bread famine, and Antony and Cleopatra went back to Egypt, navy-less but alive.
The next year, Octavian came to a defenseless
Alexandria. Sources are all over the place but general gist is Antony killed himself,
Octavian tried to get Cleopatra to come to Rome to be a set-piece in Octavian’s triple
triumph, but Cleopatra pulled a Dido by giving Rome the finger through a dramatic suicide, which
honestly is entirely valid. From Octavian’s, and, by extension, Rome’s side of the story, Cleopatra
looks one-dimensional and evil, but that is a woefully inaccurate characterization. Historians
have treated Cleopatra so, so poorly. Sigh.
In any case, now that our boy Octavian cleaned up at Actium, he
annexed the Duat out of Egypt, and did who knows what with the bodies of Antonius and Cleopatra, so
the totally-not-a-civil-war-civil-war was won and Rome was finally at peace. Yay! Given the straight
century of world-spanning turmoil that Rome had just gone through, it should be no surprise that
people were really glad about this. In the years that followed, Octavian consolidated power under
the guise of restoring the republic, even though most people knew and honestly didn’t care because
they were either just glad the wars were over or were among the two thirds of the senate that
Octavian himself installed. Also to mark his new position, he changed his name to Augustus,
meaning, The Increased One or Majestic. He almost changed it to Romulus, presumably just to mess
with historians, so let’s be very glad he didn’t.
And that’s the near-immediate collapse of the Triumvirate and the final war of the Roman
Republic. Bottom line is that while Mark Antony was a very dangerous adversary who could have won
had he paid more attention to his wits instead of his wife’s … erm, let’s say eyes, Octavian had the
board tilted in his favor from day one. Not only was Octavian a superior strategist, but he had an
exquisite team, finding by far the best general of the day in bad-ass extraordinaire Marcus Agrippa,
and winning a crucial propaganda war thanks to his friend Maecenas, Rome’s biggest patron of poetry
and the arts. As underhanded and downright brutal as some of his tactics were, Octavian’s victory
reassembled Rome into one piece, and, critically, demonstrated that perhaps the only way to keep
it in one piece was to have one man in charge, and after coming this far there was no way
Augustus would let it be anyone else.
At barely 35 years old, Octavian Caesar, the
great-nephew of one prematurely perforated Julius, was the most powerful man in Rome. In the span
of a decade and a half, the “Impressive young man,” as Cicero called him, cleverly swayed the
people to view him as the rightful heir to the legacy of his“father” Julius Caesar, and struck
up an alliance with the prominent General Marcus Antonius to secure his revenge against the big C’s
assassins. From there, he spent the next decade consolidating his power in the Western Republic,
casting his co-triumvir Marcus Antonius as a turncoat slave to his mistress Cleopatra, because
she was queen of the last Non-Roman corner of the Mediterranean and c’mon it wasn’t going to conquer
itself. After waging and winning a war against the both of them, Egypt got annexed and the Roman
republic was pacified by the might of Octavian, now known by the name Augustus. But there
was still one issue: We’ve been here before, and if things were going to change, what needed
to be done next? And how could the republic really be restored if there’s one man clearly more
powerful than anyone else? Well, as we’ll see, even though the road to the Roman Empire wasn’t
the most obvious, Augustus, ever the clever little son of a god, pulled it off.
First things first, when he returned to Rome
from yoinking Egypt he astutely dodged the subject of whether or not he was going to make
like his old man and fashion himself a king. Instead he pulled a Bane and insisted that he was
restoring the republic and returning it to you, the people. Indeed, I’m Bane. erm, anyway. And
since Augustus had already offed the other two Triumvirs, he ditched the now awkward title
and resigned most of his official power. BUT he did stay on as Consul, and remained
the effective governor of Egypt, Spain, Gaul, Syria, and Illyria, so he had insane
funds, lots of territory, and most of Rome’s legions in his pocket. And that would make
for some large pockets… It’s like Pokemon, but instead it’s just lots of humans, land, and
coins in a giant burlap sack. He also took on the generally ceremonial role of Princeps Senatus,
but since Octavian had stacked the Senate in his favor over the past few years, it effectively
meant that he dictated legislation. That was basically his trick — he never changed any core
institutions… he just happened to hold several different key positions of extreme power all at
once. The Totalitarianism was a total accident.
Whereas the big C rolled into Rome like “waddup I’m dictator for life” and
got immediately murdered because he his plot armor wasn’t as strong as he thought, Augustus was much
more aware of feelings on the ground, and played himself up as a peace-bringer above everything
else. So, at this point, no one had the reason and especially not the means to start another
civil war. Half a decade into his not-quite rule over the not-quite empire, the Senate gave
its official thumbs up to his peace-bringing, republic-restoring, Pax Romana-securing ways, and
after that there were statues of Augustus going up everywhere and coins bearing his face and a shield
on the senate house with an inscription about how full of justice and piety he is. … Ok nuts, point
taken he’s definitely a king. But now, Romans saw a good king in practice but not in name as vastly
preferable to the stabby alternative. 100 years of civil war will do that to you.
The closest brush with rebellion happened a few
years into the empire, where a prefect of Egypt named Cornelius Gallus won a small campaign and
erected a monument to his victory. Augustus, visibly shaken by the wave of flashbacks to
Antony-and-Cleopatra, mailed Gallus a letter of stern reprimand and then also a dagger for which
to impale himself. Gallus, guilty of little more than pride and Governing-While-Alexandrian,
went down without a fight. After that, Rome collectively kept its mouth shut, and
Augustus kept a very keen eye on Egypt.
On the foreign front, Augustus expanded Rome’s borders to more or less
what they’d be for the next few centuries. He also secured a peace deal with the Parthians, who
had been a particularly troublesome thorn in Rome’s side for almost a century, as I’m sure
Crassus would tell you if he didn’t have gold poured down his throat. On the domestic side,
the princeps selected senators, magistrates, and generals to keep everything running smoothly.
On the literary front, Augustus had his poets working in high-gear to crank out some of Rome’s
best literature. Given what came before that was a low bar to clear, but this new stuff was pretty
sweet. It probably goes without saying that the most famous Augustan-era work is Virgil’s Aeneid,
a masterful epic poem glorifying Rome’s ancient Trojan history. And while Virgil slides in a
non-negligible number of digs at his boss, the Aeneid was still a key component of the so-called
Augustan Program in the arts, literature, and architecture: the celebration of just how dang
glorious Rome was, and the coolness of Augustus for making Rome its best self. – and nowhere
was that more visible than in architecture. Of all the things Augustus did, his most widely
celebrated accomplishment was having found Rome as a city of bricks and leaving it as a city of
marble. After the historian Suetonius put that quote in the first emperor’s mouth, nothing else
in his impressive and winding career emblazoned itself so thoroughly into the popular historical
conscience: not avenging his great uncle's assassination, not winning Rome's last*-ish civil
war, not even conquering Egypt from the formidable Cleopatra, and it also wasn't transforming the
Roman Republic into an empire or founding a royal dynasty (despite their massive long-term
implications). Augustus himself would like us to remember him for "Restoring the Republic" and
bringing peace to the Mediterranean, as he made a very big deal about those two – but those may well
have been the groundwork for his lasting and most tangible achievement of giving Rome its identity.
Now it's not as if the Roman people didn't have a district character to them already – the previous
five centuries had shown them to be calculating, devoted, opulent, fiercely pragmatic, more
fiercely militaristic, and mayhaps a tad narcissistic - but these traits were understood
conceptually, through old fables of great Romans demonstrating virtue in the face of peril. These
ideas of Roman-ness or "Romanitas" had yet to take real physical form. While Rome had its temples
and one especially spiffy theater, Augustus saw an opportunity to make the city itself into a
monument to Roman excellence. Now, there's a word for this, and that word is "Propaganda",
but all his life Augustus was really really freaking good at it, and his building program was
a natural extension of that weaselly talent. But without a doubt, the centerpiece crowning his
city of marble, his greatest accomplishment, was a strikingly-humble building called the Ara
Pacis Augustae: the Altar of Augustan Peace.
So if we consider the city as Augustus would have – namely: a canvas for imperial propaganda,
we should appreciate just how blank it was in the first century BC. The city was situated among
seven hills on the east bank of the Tiber river, it was protected by the pre-republican-era Servian
wall, and the legal scope of the city was defined by a boundary called the Pomerium, supposedly the
original course Romulus had plowed when founding his city. Everything inside the Pomerium was the
true Rome, while everything outside the Pomerium was just stuff that belonged to Rome. But with
trinkets like Athens, Ephesus, and Alexandria, Rome’s belongings were rather more impressive
than itself, because Rome in the Republican era was fully lacking in the big-ticket megaworks
that later came to define it: no Colosseum, no Pantheon, no palaces, no massive baths,
and only very recently had Caesar spent his dictatorial winnings on a major Forum and upgrades
to the Circus Maximus, which even still was an open racetrack with wooden bleachers. Pompey had
earlier spent his campaign spoils on a new stone theater and meeting house for the senate, and
that was the single nicest building in Rome. Which IS cool, but when Alexandria had temples
with vending machines that gave out holy water and the most magnificent library in the ancient
world, it was time Rome stepped up its game.
So, what to build, and where? Well, first things first: libraries. Augustus built a
library for Greek and Roman literature in a new temple to Apollo on the Palatine hill, and another
one in the Portico of his sister Octavia just outside the Pomerium. At the same time, he built
another structure further outside the Pomerium: an ornate mausoleum for him and his family that
signified his commitment to Rome by his intent to die there. It’s a grand tholos-shaped tomb covered
with trees, and it was also a giant middle-finger to his rival Marcus Antonius, who allegedly
wished to be buried in Alexandria rather than Rome. Scandale!
Now one bit of land between the hills and the
Tiber river has some special significance due to both geography and complex ancient legalese. See,
one of the Pomerium’s quirks is that armies were forbidden to cross it and enter the city. History
informs us that they did, with distressingly high frequency, but the point is they weren’t supposed
to. So in the republican period, the military needed an easily-accessible place to train and
drill, and they dedicated this handy floodplain by the river to their god of war and made it into
the Field of Mars, or Campus Martius. Various generals over the centuries had built a handful of
temples with the spoils of successful campaigns, but by the time of Augustus it was still pretty
sparse, so it would make the perfect place to commemorate his victories – not just because it
was free real estate, but also great symbolism. Mars was the father of the twins Romulus and Remus
and, by extension, the ancestor of Rome. Augustus, meanwhile, traced his ancestry up to
the hero Aeneas and his mother Venus, who was notably a consort of Mars. So this pairing
of Mars and Venus is echoed down the generations by the match of their descendants, Rome and
Augustus. Mythologically this is fun and cool, but the practical outcome was our favorite
Princeps making himself inextricable from the very concept of Rome. That meant restoring
dozens of temples and finishing political buildings like the Saepta Julia, a vote-counting
hall first commissioned by Caesar, so that way, even while he made a big show of restoring the
institutions of the republic, the very machinery of government was associated with the patronage
of Augustus. Clever – Bastard – But clever.
Another structure was more cosmic in scope, as Augustus put an Egyptian
obelisk in the Campus Martius to work as a sundial meridian, casting a shadow on a marble
grid to track the days of the year according to Caesar’s Julian Calendar. This Solarium
Augusti not only celebrated the subjugation of Egypt by flaunting an obelisk, but it was
dedicated 35 years after the Calendar reform, conveying the message that the Julio-Augustan
imperial family literally controls time. And that’s not the only time he pulled this
nonsense. Back to the patronage thing, Augustus spent over a decade on a whole new forum,
complete with a temple to Mars Ultor, the Avenger, in celebration of his victory against Caesar’s
assassins. This forum was not only another place where public business was conducted under the
auspices of the Princeps, but it had two statue galleries on either side: one of famous men from
the Republican era, and one tracing the lineage of the Julian family back up to Aeneas, both of
which culminated in our favorite boy. And then he also built a new Theater to honor his dead nephew
Marcellus, but he specifically made it bigger than Pompey’s theater. There’s a whole dynastic angle
to this, but frankly I just find this one petty, which, granted, is less obnoxious than
proclaiming yourself the ruler of time.
Luckily, he wasn’t quite so pompous as to take all the credit, and was happy to let his
badass right-hand man Marcus Agrippa show off as well. Most famously, he made the first draft of
the as-of-yet tragically-domeless Pantheon, but he also built the first major public baths in the
city of Rome, supplied by water from his new Aqua Virgo – one of two aqueducts overseen by Agrippa
out of three built during the reign of Augustus, the third of which was used to fill the Naumachia,
an arena across the river that staged whole-ass naval battles. The Romans are among the rare few
who could make something so basic as water into something so immensely hardcore.
So with all that built, we come to 13 BC, when
Augustus returned from campaigns in the west and the Senate voted to build an Altar
of Augustan Peace on the Campus Martius, finished and consecrated a few years later in
9 BC. Unlike, say, the temple of Mars Ultor, this wasn’t a temple, it’s a sacrificial altar.
It’s raised on a podium with one staircase leading in and walls on all 4 sides, but there’s no
roof! Roman state religion was a public affair, and many sacrifices were done outdoors. But
since this was part of the Augustan program, it was another vehicle for, of course, Propaganda!
And even by the standards of what he did so far, the Ara Pacis was thick with symbolism, much of
it self-serving. The inside walls are decorated with bountiful fruit garlands and ox skulls in the
traditional style, and the bottom of the outside walls have ornate floral patterns of Acanthus
leaves and some 50 other species of plants and animals. And as with all classical sculpture-work,
it would have been painted, so every leaf, vine, & figure were brightly-colored and gilded to
really sell the natural beauty and the idea of a new Golden Age that Augustus had created for Rome.
Looking upwards now toward the business portion
of the frieze, we find a selection of four panels depicting mythological scenes. The figures are
a smidge dubious to identify, as some panels are quite thoroughly trashed, but we can make some
educated guesses. On the front-left of the altar is the scene of baby Romulus and Remus with their
wolf-mom and probably Mars looking over them; While on the right side is a scene of sacrifices
made by probably Rome’s Second King Numa Pompilius, who has strong associations with peace
and piety, but people used to say he’s Aeneas, so ehhhh? The back right panel has the goddess
Roma armored up and sitting on a pile of either her own weapons or ones she confiscated. unclear.
And finally, there’s the real splash panel of anyone from Pax to Roma again to Mother Earth to
maybe Venus Genetrix, holding two children that likely symbolize the people of Rome, surrounded
by the bounty of the lands on one side and the sea on the other. Exact figures notwithstanding,
the combined effect is pretty clear: front panels show “here’s what we came from” & the back panels
say “look at us, we did it, Golden Age ahoy”.
And lastly, the long ends of the altar have paired processional friezes, possibly
in reference to the ones on the Parthenon, but here depicting a religious procession from around
13 BC when the altar was commissioned. One side shows politicians and the senatorial elite, while
the other shows the extended imperial family, as a representation of The Senate and People of
Rome, except here the People is Augustus’ people, rendered so specifically that we can actually
pick out individuals like the Princeps and his wife Livia, Agrippa and Julia, and even some royal
kiddos – One kid is shown being visibly bored and pulling on Agrippa’s toga so that he can see
better, which is pretty adorable, especially by the standards of, again, vigorous propaganda.
The intermingled imagery of deities and royals, celebrations of a plentiful Golden Age, and the
triumph of peace are all supporting Augustan political power and pushing this concept of the
Princeps as a divine patron of Rome’s success. And by putting all this on the Field of Mars,
it creates a causal chain between Roman power, the Pax Romana, and natural prosperity, of which
our boy the Time King guarantees all three.
The design of the Ara Pacis is so elegant, and
the sculpture-work is absolutely exquisite; it’s in no small part because of powerful iconography
like this that Romans were willing to put up with monarchs again, because the results spoke for
themselves and it all just seemed to fit. Perhaps the symbolism is too powerful, as the Ara Pacis
was the focal-point of the most consequential moment of Classical reception in the 1900s:
Fascism. But whatever subtlety was possessed by the Divine Son of the Deified Julius Caesar,
the lord of time, Imperator Caesar Augustus, that subtlety was fully lacking in Il Duce Mussolini,
so the already fiercely propagandistic iconography of Augustan Rome was flipped on Turbo and used
by Italian and German fascists as an excuse for, y’know, atrocities. So it’s rather important that
historians and audiences alike be careful to not blindly glorify any civilization. We should
celebrate the Nice and criticize the Yikes, because neither exists in a vacuum. Augustus
was endlessly clever – he was also a lying, weaselly rascal and I f***ing hate
him. The Ara Pacis is spectacular, Augustan Rome is magnificent, the empire’s new
identity was glorious, but what did it cost them? So as we might imagine, it wasn’t all smiles
in Augustan Rome, as the poet Ovid needs to be absolutely certain you are aware. The short
of it is that Augustus tried to impose new laws on marriage, so our boy Ovid decided to write a
giant poem about where and how to seduce any man or woman in Rome. As it happens, the How often
involved seducing the maid first (which I don’t quite follow but Rome was a different place
so who knows), and the Where was pretty much every monument Augustus built. Unsurprisingly,
the new emperor was less than pleased at the thought of those wild youths using his carefully
crafted high-brow iconography as set dressing for casual hookups, and Ovid got exiled to the Black
sea for the rest of his life. Coincidentally, Augustus also exiled his own daughter
at the same time. One and two may or may not have gone together, but it would have been
completely in character for that salacious Ovid.
One successful empire later, Augustus died in 14 AD at the age of 75. By the
time he died, almost no one could remember what the Old Republic was like, either because they
were too young or too murdered. Although Augustus was one of Rome’s longest-serving emperors, he
suffered from a recurring sickness that almost killed him every other year. Yeah, throughout this
whole process, not only did he have to contend with Brutus, Cassius, and Antony trying to kill
him, but he also had to, you know, not die to RNG.
And speaking of dying, his heirs weren’t so lucky. See, being emperor and all, Augustus
wanted to choose a successor. So he groomed his nephew Marcellus to become emperor, but then he
died (23 BC). Oh well, that’s Roman medicine for you. So then he started preparing his stepson
Drusus and nope he’s dead too (9 BC). Oookay, how about his two grandkids Gaius and Lucius
and are you kidding me (4, 2 AD). So with options A-through-D exhausted, succession went
to his wife Livia’s first son Tiberius. With the benefit of hindsight, a terrible choice,
but options were slim so what’ll’ya do.
While historians have written about Augustus up and down the timeline, he made their jobs a
bit easier by writing not quite an autobiography, but a pretty thorough resume. Upon his death,
he published the Res Gestae Divi Augusti, basically “The Awesome Stuff I Did”. Some of it
is embellished, some of it is straight up lies, but it shows what he thinks mattered most
about himself: and it was the stability he brought to Rome. At the end of the day, that’s
why this whole emperor thing worked. Between the senator murdering and the human sacrificing it’s
fair to say Augustus is a little problematic, and the moderate amount of deception underpinning
his entire career is also a bit distressing, but the Romans weren’t about to argue
with results. Through a long career of carefully strategized political maneuvering,
military operations and cultural production, Augustus laid the groundwork for
over one thousand more years of Rome, and that’s a feat. His ascent to
power was far from guaranteed, but this 19-year-old kid outplayed all of Rome,
and one metric History-Summarized later, this kid was a 75-year old man who is also dead. So… with
the Age of Augustus finished, onward to Empire! Aah, the Roman Empire. Established by the
eternally baby-faced Augustus in 27 BC, this innovation in governance placed one
emperor in charge of the entire Roman state, which in turn ruled over the whole Mediterranean
world for the next half millennium. As the earlier history of the Republic has shown, Rome is a dense
topic, but the ironic difficulty with Imperial Roman history is that the great Senatus Populusque
Romanus had already won. At the death of Augustus, Rome stretched from Iberia to Africa, the
long way – and while emperors did add a few more provinces in the following centuries,
this new age was not defined by conquests, but the victorious quiet of the Pax Romana.
Likewise, the poets and artists of the Augustan era had codified a new imperial identity for
Rome, stepping out of Greece’s shadow to set the standard for Roman culture. With so much
groundwork diligently laid in the centuries BC, Imperial Rome in these first 200 years AD was at
the top of its game, with nothing left to do but make the most lavishly glorious civilization they
could. This rather uncharacteristically-calm state of affairs gives us an opportunity to look at
the structure and breathtaking scale of the Roman world, before, of course, everything starts to go
wrong. Don’t worry, we’ll get there. SO, to see how Mediterranean society reached its peak under
the rule of the Caesars, Let’s do some History.
To begin with we have... [Tiberius and Caligula crash into
frame] Sigh, okay we might need to get through some shenanigans first. Because what the empire
lacks in grand conflicts between civilizations it makes up for in an absolute carousel of royal
wackos. These monarchs generally lack the charm of Caesar or the cleverness of Augustus, and
are instead best known for the nonsense they got up to in their abundant time away from their
One Job. This all makes for excellent gossip, but the trainwreck fascination runs thin by
the time a fifth locomotive careens off the rails and crashes into the nearest chaos-orgy.
And frankly, enough of these stories come to us from historians and senators with axes to grind,
in a culture that already loves exaggerating, that it’s just best not to dwell on them: which
is why I invite your imagination to run wild as I treat the emperors as glorified timestamps. So,
the distressingly-low survival rate of Augustus’ heirs led to Tiberius’ landing on the throne,
whereupon he holed up in his palace on the scenic island of Capri to enjoy the aforementioned
carnival of orgies. His successor Caligula, whose nickname means “Little Boots”, is remembered
for antics like nominating his horse for Consul to insult the Senate and sending an army to
collect seashells off the coast of Gaul – but he started a few notable trends: more building
projects, for one, but also concentrating more power on himself, and critically, being
assassinated by his own guards in 41 AD.
Now this may have been useful in the short term, but it doesn’t bode great for future emperors, so
we’ll have plenty of time to discuss that later. At the moment, the Augustan reforms ensured that
Roman armies didn’t serve factions in the Senate or the personal whims of their generals, but the
emperor. And after the chaos of the Late Republic, this setup lessened the threat of civil wars and
let the army maintain the hard-won peace. By this point, the Roman military had reached peak form,
or at least peak aesthetic, and the 30-odd Legions were permanently stationed at the frontiers of
the empire to project power beyond Rome’s borders. On paper, there’s quite a contrast between this
smooth operating in the provinces and the hijinks of the royal palace, but by concentrating all of
the Crazy into one guy, the rest of the empire could function without obstructions or conflict.
I doubt that was the plan, but it seemed to work.
And it’s here in the imperial era that the Roman world transformed from "Italy’s Pile of Provinces”
into an integrated Mediterranean system. Centered on the sea they called Mare Nostrum, the low cost
and high speed of seaborne transportation allowed goods, resources, and plenty of food to flow
between port cities. Grain from North Africa, metals from Iberia, wines from Gaul, and scholars
from Ephesus could be found in every corner of the empire, and even far beyond. As was often
the case with Rome: commerce followed conquest, as new provinces made for new and exciting sources
of wealth, and overland trade operated along the robust network of roads that was built to
transport armies. This roadmap is one of the single most beautiful sights I’ve ever laid
eyes on, and my wife Cyan is really pretty. And the marblework doesn’t stop there, because lest
we forget, the Romans were engineering maniacs. Concrete, domes, arches, water-highways that ferry
delicious H2O from the mountains down into cities, HEATED FLOORS, the Romans literally had no chill
when it came to construction. And this marks a distinction between the quiet vibrance
of private art and the big public works, where they never built a thing for the sake of
its beauty, but rather for the sake of their glory. The true Roman artists were the engineers
who built not only temples and theaters but roads, bridges, aqueducts and baths. It's a practical,
functional artistry where the beauty lies in the accomplishment and its usefulness to the empire,
and the fact that they are also beautiful is a flourish. A really big one.
To illustrate a few converging themes, let’s
look at the single greatest monument to Roman extravagance: the Colosseum. This neighborhood
of the city had burned down in 64 AD, swiftly to be replaced with a palace for the
exceptionally crazed emperor Nero, and then replaced again by the new emperor Vespasian – the
victor in a brief but fierce four-way civil war after Nero’s death. Vespasian’s plan to legitimize
his new Flavian dynasty was essentially to bribe the Roman people with a grand public project and
the promise of splendid games in said arena once it was done. This herculean accomplishment
relied not just on Rome’s wealth, talents, and technologies like concrete, but on an imperial
system specifically designed to make these projects possible. State-owned stone quarries
and brickyards produced standardized building materials which could be used for whatever the
emperor needed. And as far as Rome was concerned, Slavery was just as vital to Rome’s growth,
development, and success, as every stage of buildings like the Colosseum relied in part on
slave labor: first in the mines, quarries, and brickyards, then in working alongside freedmen and
day laborers to actually build these megaworks, and once the Colosseum was finished, slaves fought
in the arena to the delight of tens of thousands. Somewhere around a quarter of the empire’s
population was enslaved and treated like property; from the fields to the cities, the institution of
slavery permeated every aspect of Roman society.
The potential Cognitive Dissonance between Rome’s accomplishments and the cruelty of
its methods was of distressingly-minimal concern to the Roman people, as the Colosseum itself
shows how casually Romans went to a magnificent theater for the sole purpose of watching
people get f*cking bodied. Gladiatorial matches were the most notorious of festivities,
but there were also beast hunts, chariot races, and, when they were feeling bold, entire naval
battles – all of which could be themed and choreographed to represent famous stories from
history and myth. Even when celebrating peace, the Romans loved a violent spectacle.
Zooming back out, let’s jump northwest to
Britannia, where emperor Claudius’ first foray onto the isle was later consolidated by Agricola,
the governor who conquered Wales and northern England during the reign of Vespasian. Britannia
was one of a few provinces added during the imperial era, and while its capital of Londinium
was not a major metropolis of the Roman world, it does show us how fast Rome could plop down
roots and establish a fully-functioning city out of what seems like thin air. And while the city
of Rome looks like an urban planner’s nightmare, their later additions are planned so well it’s
insulting to the rest of us. Ah, the grids, its beautiful! And Roman Britain is surprisingly
well-documented because Agricola’s son-in-law was the historian Tacitus. His account of Britannia
gives a good look at how the Romans saw conquered peoples: not treating them with any particular
warmth, but very inclined to keep things running smoothly. A common strategy was to designate
Client Kingdoms to preserve the local order within the broader aegis of Rome’s authority. This
could be done on its own, or made as a first step before direct Roman administration, or instead
done to pacify a frontier with the light touch of diplomacy rather than throwing legions at it.
Most cultural transmission between the Romans and their new subjects involved the “Barbaric”
party taking on Roman customs to become more “Civilized”, but the diversity of cultures
within the empire produced a wide variety in what it meant to be Roman – as Rome was in turn
influenced by local language, art, dress, and, most crucially, religion. Having more or less
copy-pasted their entire pantheon, Rome had no trouble seeing opportunities for crossover between
cultures and doing DBZ-fusions on similar deities.
This is… not how Rome treated Judaism. For one, Judaism was
pointedly non-polytheistic, but it also didn’t help that Rome and the province of Judea had
a frequently-adversarial relationship. After a bloody conquest by Pompey, a string of oppressive
governors tightened the screws on Judea until a revolt broke out in 66 AD, whereupon Vespasian
delegated the war to his son (and soon-to-be emperor) Titus. Jerusalem was ultimately sacked
and looted, as the commemorative Arch of Titus shows legionaries carting off a giant menorah, and
the Jews went into diaspora after the destruction of the second temple. There are faint echoes of
this in how Rome treated Christianity, another monotheistic religion considered subversive to
the empire, but for these first two centuries, persecution of Christians was only a sporadic and
localized concern. Now, whether it was karma for Jerusalem or just bad luck, Titus got hit
by twin crises during his brief two years as emperor. In addition to another fire in Rome,
he had to pick up the soot-covered pieces after Mount Vesuvius went kaplooie on the entire Bay of
Naples. After he died his brother became emperor, continuing some trends and resuming others
from earlier: like more big building projects after the fire, more power stripped away from
the senate, and more getting assassinated.
This time, the Praetorian Guard further bullied the new
emperor Nerva to adopt the general Trajan as his heir. And for all the inherent corruption that
led us to this point, this is where things start really getting shiny. Trajan was a military master
who pushed Roman territory to its fullest extent, and built a triumphal column to commemorate how
dope his conquest of Dacia was. The spoils of this newly-subjugated province paid for yet more
public works, including the last and grandest forum in Rome, complete with two libraries. And
this is a pleasant running theme this century: anyone can spend money on their own palaces,
but only a real G gives it back to his people.
Trajan’s conquest of Mesopotamia was impressively-flashy but completely untenable,
and his successor Hadrian had no interest in more outward expansion, instead focusing on fortifying
Britannia and Germania and otherwise splashing money on monuments across the empire. Rome hadn’t
completely given up hope of walloping its enemies, as even the Philosopher-Emperor Marcus Aurelius
spent 14 long years begrudgingly waging war against the increasingly-pesky Germans, but
I think this is about when the practical reality finally set in: all the rich or easy
borderland territories had already been taken, so the strategy of conquer everything that
looks at you funny was no longer viable, and this is where Rome topped out. That’s far from
terrible, as these last three of the so-called “Good Emperors” presided over a Rome at the
absolute height of its power and prosperity, and there’s plenty to respect in several decades
of pleasantly-quiet history characterized by wise rulers and a steady empire – But… and
remember now, we’re talking about Rome here, it won’t be long until the Romans’ legendary
discipline starts to lapse and things go ouch, because the great SPQR always maintained the
potential for a remarkably-precipitous drop. But for now, there wasn’t a better time to inhabit
beautiful cities, to enjoy brilliant engineering, to prosper from expansive trade, and to live
in a secure society. It wasn’t always the best, but it was Roman Civilization at its best. And
honestly, doing our best is all we should ask. When discussing the history of Rome, it’s
only natural to come across a handful of points at which things seem to go very wrong.
War here, plague there, civil war over here, another general marches his army on Rome — and
after a certain point it doesn’t even register. But these are all fairly momentary crises; a bad
time, to be sure, but ultimately a self-contained catastrophe. Yet there is one truly abysmal
chapter in Roman history that takes the cake: A quintuple-barrel calamity for the ages — and
no, I’m not talking about the Byzantines because I’m not looking to cry today — I’m talking
about the Crisis of the Third Century, which, by every reasonable prediction, should have
destroyed everything. Fully everything. Yet, in a classic twist of Roman irony, the causes of
this crisis and even a few of its symptoms would become the strategies used by Roman emperors
to end the crisis and even keep Rome going for centuries to come. So let’s take a look
to find out how on earth that is possible.
The Roman Empire entered the 200s AD in an iffy state. The golden age of the last century was
losing some of its shine thanks to a succession of truly garbage emperors, starting with Commodus
the gladiator tyrant and not getting much better: But beyond the scandalous hedonism of emperors
with more concubines than sense lay far more dangerous habits, like how emperor Alexander
Severus bought the loyalty of larger and larger armies by ballooning their pay. To afford this, he
debased the currency by mixing the gold and silver with plebby dork metals, which tanked their
value. And far from actually protecting Rome, this dynamic just gave the army leverage. In the
old Augustan days, legions served at the pleasure of the emperor, but now, the emperor was just
some guy who wore purple, and if Commodus could get strangled to death in a bath by his wrestling
buddy, the bar for intimidating, puppeting, or just replacing an emperor was, like, 5 praetorian
guards. But then whomst to replace him with? Why, one of the generals of course! And this was the
same basic trick that Sulla and Caesar had pulled, but it saved the legwork of marching an army
on Rome. E-fficiency! So in the 50 years since the first guy got axed, over 20 such “Barracks
Emperors” took their brief turn at the top. These guys weren’t the most legitimate since they
conspicuously weren’t the children or legal heirs of the previous emperor, but heyyyy, you’re
the emperor! Nevermind that another general two provinces over is taking notes on how you got to
that point, you’ll be fine… for a few months. All it took was some general beating up some goths for
their soldiers to say “great job, you should be the emperor!” and then they get ideas and suddenly
there’s a mini civil war to sort out. And all this squabbling left the door wide open for Rome’s
rivals beyond the frontier to come right on in.
Which frontier, you may ask? Good question! All of them. In the good old days, Germania was
the primary Ouch-Zone, but now the entire North was subject to incursions, from the Rhine all the
way across the Danube, with fun new friends like Franks, Marcomanni, Goths, and plenty others.
Some of these migrations were simply people looking for new lands to settle, while others
were significantly more forceful. Terrifyingly, they also sailed down the Atlantic coast and
into the Eastern seas, striking as far as Athens in 267. The Roman army was good, but it wasn’t
that good. When an emperor focused on one area, another was left wide open, but when the emperor
tried to delegate, he might find his trusty general scheming for that big promotion.
Meanwhile, the Eastern frontier was also
a nightmare. The Parthians has been a sore spot for Rome since moneybags Crassus was
defeated and supposedly Taxidermied with Gold back in 53 BC. But Parthia rarely went on
the offensive, they we just hard to conquer, so all of Rome’s failed campaigns were essentially
self-inflicted. However, the newly-formed Sassanid Persian Empire which took their place in the 220s
was far better organized, and much more of an outward threat. In the 250s, King Shapur I pushed
into Armenia, Roman Mesopotamia, and briefly into the Levant. The Sassanid menace would become a
running theme for the next few centuries, but it came out of the gate real fast in the mid 200s.
In 260, they captured emperor Valerian in battle, wherafter the King used him as a footstool. As
if being the emperor wasn’t bad enough already.
But let’s not limit our sample-size, it was miserable to be any
kind of Roman nowadays. We’ve got coins getting debased throughout the century to bribe the
army, trade routes constantly disrupted by war, and entire regions being destroyed by invasions
and counterattacks. Plus, a plague in the 250s killed thousands a day in Rome and whittled
cities like Alexandria down to half, which in turn drastically reduced the labor force available to
farm and fight, resulting in widespread food and soldier shortages. As if the actual wars weren’t
enough of a problem, piracy within the empire was rampant, so cities and provinces spent what little
resources they had on defensive walls and small forts along major roads. All of this made clear
that the society enjoyed during the Pax Romana was long gone, as it required the stability of strong
government and a strong military, both of which were fully absent here in the 200s. Functions of
government were carried out primarily by the army, who were only accountable to their very stab-ably
general. Luckily, when Rome worked, it worked, so if those political and military foundations
could be patched up, at least on a local level, things could be alright.
Now, believe it or not, the first three decades
of the crisis were actually rather straightforward (and even a bit tame) compared to what went down
after 260. Valerian being captured by Persia left Rome to his son and Co-Emperor Gallienus. Faced
with the problem of everything everywhere all of the time, he was happy to delegate the Rhineland
frontier to Postumus, a general and Governor of Roman Germania. Naturally, it took all of five
minutes for Postumus to be acclaimed as emperor, but not for all of Rome, just the western
provinces. Gallienus couldn’t really do anything about this, so Postumus had free
reign to form a quasi-intendent state in the West that stretched from Britannia through Gaul
and Germania and down into Hispania. He created parallel Roman institutions like the Senate
and Consuls, and had no intention of causing trouble with the rest of Rome, he just wanted his
slice, and he was able to defend it fairly well.
Meanwhile, a strikingly similar story plays out on the other end of the empire, where prince
Odaenathus of Palmyra fought back against King Shapur and began acting independently of the new
emperor Gallienus. Rome entrusted Odaenathus with defense of the east and granted him governorship
of the provinces of Cilicia and Syria down to Arabia. With only the Eastern front to worry
about, Odaenathus held off the Sassanids until his assassination in 267, when his widow Zenobia
became the de-facto ruler of Palmyra and governor of all those provinces. Like in the west, this
Palmyrene territory was essentially an independent state allied to Rome rather than provinces within
it. And Rome was too occupied to really complain, until 270, when Zenobia took advantage of a
couple quick emperor deaths to annex Egypt and Galatia and proclaim her son as Imperator Caesar
Augustus, which we can now fairly categorize as open revolt. Even then, the new emperor only cared
that Egyptian grain exports stayed on schedule. And it’s painfully telling that he could see part
of his empire in a state of active rebellion and think “ehh, I’ll double back to that one later, I
have more immediate problems.” Plus, half of Egypt was in favor of their annexation. It seems weird,
but you can see why: the Palmyrene Empire and the Gallic Empire were smaller, more nimble, more
stable, and (slightly) less susceptible to upstart barracks emperors. It just felt good to know that
the person in charge was only one province over, rather than halfway across the sea and probably in
the process of getting murdered by his own guards.
Really, the actions of Postumus and Zenobia show that they did work in the interest of
Rome, just, their corner of Rome, independently, and with the power of an emperor. Both states paid
consistent homage to Rome, and, despite how bad it looks on a map, were far less of a problem for the
emperor than his own usurping generals, and even, arguably, a help, as they each removed an entire
front from the emperor’s To-Do list. And this, wildly, set the stage for their later reconquest,
as the emperor Aurelian was free to focus the first few years of his reign squarely on fighting
rival usurpers and barbarians along the Danube and, uh oh, in Italy. In 271 he drove the Alemanni
tribe off the peninsula and built a new system of walls around Rome. He also organized a retreat
from the always-slightly-untenable province of Dacia, making the much-more-defensible Danube
River the consistent imperial border. With the northern front temporarily settled, he turned
East, defeating Zenobia and reconquering the Palmyrene territories by the end of 273, and then
the next year he schlepped west to reincorporate the Gallic state. To the empire’s collective
astonishment, Aurelian had reunified Rome under the singular authority of the emperor in just a
few years, and was granted the title of Restitutor Orbis, no small praise! With the World Restored,
he turned his focus to reform of the state. But, we’re not out of the woods yet, because Aurelian
got murdered by his own troops. In the decade following, things were definitely better but still
kinda crap, with uncomfortably squishy emperors, a nonfunctioning economy, and more Frankish
invasions in the 270s. But more people presented a new opportunity, and Rome essentially employed
them in the reconstruction of devastated cities and farmland in exchange for letting them stay.
This practice becomes quite a big deal in later centuries.
So in the 250s and ‘60s the empire spiraled
out of control, and the 270s saw big progress, but the 280s and ‘90s are where Roman authority
finally came back, during the reign and reforms of Diocletian. After his acclamation as
emperor in 284, he issued more stable currency, firmly separated military and civil leadership to
stop the army muscling in on the state, and moved the Western seat of government up to Mediolanum
to better oversee the front while he took up residence in the Eastern city of Nicomedia.
Further, he delegated regional authority to his most capable officers and made his general
Maximian co-emperor in 286. Two Emperors wasn’t a new idea, but by placing Maximian in charge
of the West and Diocletian taking the East, this arrangement looked awful similar to
the business with Gaul and Palmyra, except this time it was intentional, and formalized by
intermarrying the families, which also created a line of legitimate succession. In 293 he expanded
this setup by adding two junior co-emperors known as Caesars to support the two senior Augusti. This
Tetrarchy kept Diocletian firmly at the top, but each emperor had regional autonomy. By recognizing
that Rome tended to split along geographic fault lines, Diocletian’s Diet-Federalism turned a
perennial problem into a stabilizing strength. He also snuffed the threat of civil wars by cutting
all the provinces in half, so each of the hundred governors had a clearer responsibility and less
power to stand up against his local Tetrarch. He also also grouped these new small provinces
into 12 regional Dioceses to really layer the strata onto government. So in an insanely trolly
twist of fate, the Gallic and Palmyrene breakaway empires were a trial-run of what Diocletian would
make official policy: Rome was too fragile for one emperor, so, take it in parts. It was no Pax
Romana, and even the Tetrarchy would be temporary, but it was enough! Diocletian’s reforms
made a difference where they counted, and brought Rome out of the crisis on a much more
stable footing than they ever could have hoped for two decades earlier.
I think people get excited about Rome for
the wrong reasons. “Rome conquered this, Oh they conquered that!” those are all whatever —
what’s impressive are the moments when Rome stares into the pale face of death and tells him to wait
his goddamn turn. No civilization could veto their own demise quite like Rome, and there’s no greater
refusal than the Crisis of the Third Century: to suffer five chaotic decades, but then learn
from chaos itself to adapt the empire and come out on top. Rome would die, but not yet.
The beautiful city of Rome is great to visit
year-round because you can see all four seasons, winter, spring, summer, fall—ohno *beep,
cut to pain* There’s a lot to unpack with “The Fall of Rome”. Going from one of the
greatest civilizations in human history to not existing at all is quite a long ways
to drop. So questions of why it happened, when, and even if are hotly debated, and the
academic discourse starts to sound like a game of Clue – It was the Vandals with the sack
in 455! No, stupid, it was Constantine with the Christianity in 312! Mmmm, clearly it was
the Ottomans with the cannons in 1453! – So instead of trying to pinpoint specific answers to
a frankly-impossible question, let’s run through late imperial history to understand The Fall
as a process rather than any singular moment.
Just a century after the death of Rome’s favorite philosopher-emperor, the
sullen-stoic Marcus Aurelius, the Pax Romana was shattered and the fall looked like it was coming
any minute now. You could say that it was a lot of damage – but in came Diocletian to Flex-Tape the
empire back together with a slate of reforms, and at the turn of the 300s things were looking solid!
After 21 years and a whole lot of tape, Diocletian retired from being emperor, taking a well-earned
rest at his Adriatic palace in direct emulation of the Republican hero Cincinnatus, who’d saved Rome
from crisis and then relinquished all his power to go home and farm. In the face of all the chaos
from the past century, Diocletian’s retirement was a monumental gesture, not only declaring that
the empire was saved, but celebrating how Roman Virtues had likewise survived.
One thing Diocletian really didn’t count on was
that, in his absence, the Augusti and Caesares would immediately start fighting civil wars
with each other. I mean, you know what they say: “When in Rome… sack it”. In this somewhat
refreshing return to form where Rome’s biggest enemy is just itself, a Western Augustus by the
name of Constantine got to conquering his rival tetrarchs. In the fight for control of Italy and
North Africa, he received a vision from an angel telling him to paint the symbol of Christ onto his
army’s shields. And let’s be real here, if it’s the fate of the empire, you’re not in the business
of saying No to angels, so he got doodling and won the Battle at the Milvian bridge in 312. It’s
unclear whether Constantine fully converted, but whatever the case, he was convinced enough
that he legalized Christianity throughout the empire in 313 with the Edict of Milan, ending its
sporadic persecution. Now toleration is different from incorporation, as Christians had their One
And Only God who remained firmly separate from the pagan pantheon, but as far as the state was
concerned, they were both chill. Constantine’s big hoist was to paint Christianity as compatible
with a concept called Pax Deorum: where Rome gets divine favor if it’s good and pious. So whereas
Christianity had earlier been seen as subversive, it could now be a team player. But the Eastern
empire was still controlled by a Tetrarch who made the mistake of not being Constantine, so our boy
got to fixing that by conquering the rest of the empire in 324 and founding an eastern capital
named Nova Roma, soon to be Constantinople. Constantine was more successful at economic
reform than Diocletian, but he continued to rely on foreign mercenaries for much of Rome’s defense,
and this will have unintended, albeit predictable, consequences over the next century.
Through the 300s, Rome held on. Administration
was split between Rome and Constantinople, sometimes there was one emperor, other times the
job was shared – that one guy tried and failed to re-outlaw Christianity, big mess – but in the wake
of Constantine, things were loosely good, if a little uneasy. So as long as nobody comes to rock
the bo– [BARBARIANS]. AAH, ahem, right. There’s a lot we could unpack about the false dichotomy
between Civilized and Savage, but the simple fact is that the term “Barbarian” was coopted from
Greek to describe all non-Romans. In centuries past they were often allied with Rome to defend
imperial territory, but the trouble started with the Huns to the northeast. When these aggressors
pushed into new land, they forced the current residents, Ostrogoths, Visigoths, lots of goths,
to move somewhere else. The easiest and best option was usually into allied Roman territory,
and just as back in the Third Century Crisis, emperors often negotiated these relocations. So
the image of “Barbarian Invasions” obscures what’s more of an awkward and bloody but managed domino
effect. This explains why the push was so gradual, and why these people became increasingly
integrated into the military and political framework of Rome as vassal Foederati. Even in the
most extreme examples when they started carving their own entire kingdoms out of the provinces,
it was done by treaty, under the auspices of Rome, in a remarkably-similar arrangement to the Gallic
and Palmyrene empires during the big Crisis.
So now that we have all these barbarians at the edge of and even
inside the Roman world, I think it’s time that we talk about ahem, Sacks Baby [Careless whisper
sting]. And this, like the rest, was a process: as some Goths out east wanted to run away from
the Huns and get themselves some farmland, so per the terms of their treaty, they asked and
received permission from Constantinople to cross the Danube into the Balkans. They were joined
by some other Goths, who were denied permission but crossed anyway, and the provincial generals
treated them all so harshly they rose in revolt, meeting the Eastern Roman army outside Adrianople
in 378 and utterly thrashing them. Yet after some more battles and negotiations, the result of all
this was more foederati. Perhaps not surprising, because what choice did Rome have? Once again, the
military had started to eclipse the power of the state, but instead of the legions & Roman generals
of the late Republic, here the leverage belonged to the Foederati and their kings. And what do
armies do when they want something from the state? They march on Rome! See, Roman traditions
alive and well! So in 410, the Visigoths made their request for more land and better treatment
by means of rolling up to the city and promptly sacking it. The damage was honestly minimal, but
the notion that the ancient capital is now in striking distance was a real Oh Sh*t moment.
Elsewhere in the early 400s, more western
territory slowly fell away as huge populations of Goths, Franks, and Vandals flowed in past the
Rhine & Danube and converted Roman provinces into their own kingdoms. By far the scariest of these
were the Huns, who first arrived to torment the empire around the turn of the century and landed
on the city of Rome’s doorstep in 452. In comes Pope Leo I, who rode out to meet their leader
Attila and persuade him with either words, the well-timed apparition of a couple angels
or the simple jingling of gold coins to kindly not destroy our empire thank you very much.
To literally everyone’s surprise, Attila was convinced, and withdrew from his campaign to get
married and then immediately die. Man, timing. The city’s respite from invasion was brief, as soon
came the Vandals in 455 to give Rome a proper sacking, like, Vandalized. Pope Leo had less
diplomatic success this time around, persuading the Vandals not to kill people or destroy stuff on
the condition that they could plunder anything or anyone they wanted. Still pretty bad!
With all the Foederati getting out of hand in the
Western part of the Roman empire, what about the east? Well, back in the 390s, Emperor Theodosius
ran with two trends that Constantine had started: first was mandating Nicene Christianity as Rome’s
official religion, which sounds pretty extreme but in practice was one step in a long and steady
process of Christianization, starting from big urban power-centers and spreading out to the
countrysides over the course of centuries. His other move was having his two sons each inherit
half of the empire. Now we’ve seen this happen before, and even since the Tetrarchy the
East & West had separate imperial courts, but this division would prove to be permanent. The
timing was unfortunate, because things swiftly got rough for the west, but this alone didn’t doom
them. Rather, it highlights some core issues that started to stack up: the west was poorer and
less urbanized, had a far longer border to defend, and was almost fully reliant on Foederati for
their armies. So when strained legions had to prioritize the defense of Italy, Britannia and
Gaul quickly fell away, and soon went Hispania and North Africa along with them, leading to
the kind of death-spiral that would make even Aurelian terrified. Gang, I don’t think this
Orbis can be Restitutor’d, because in less than a century the Roman empire had gone from this
(395) to thiiis (475), so how ‘bout we call it?
The armies of king Odoacer conquered Italy and deposed
the 16 year old emperor Romulus Augustulus, sending word to the Eastern Roman emperor Zeno
that he “had assumed control of the Western empire on your behalf”, to which Constantinople said “I
didn’t ask you to do that but, thank you?”, to which Odoacer responded “You’re welcome!” And with
that, the Western Roman Empire had transformed into a series of Frankish and Gothic kingdoms, and
Italy was ruled by non-Romans for the first time in 700 years. Unfortunately for our ability to
easily categorize history into Rome and Not Rome, 476 is less solid of an endpoint than we might
expect – the entity that was the Roman Empire had collapsed like the Republic before it, and
a millennium-spanning state based in the Italian peninsula did indeed go poof, but the concept of
a singular empire had already been dead for two centuries, and Romans across the Mediterranean
were already learning how to have Roman Culture without a Roman State – even so, that culture
had shifted as Rome transformed from Pagan to Christian. Meanwhile, the Foederati had thoroughly
blurred the line between barbarian and Roman, and were often more than happy to preserve Roman
institutions in their new kingdoms – Like Gothic kings of Italy retaining and even empowering
the Senate. Looking ahead, the Mediterranean world would remain fundamentally Roman in
character until the arrival of Islam in the 600s. So just as Rome had created an empire long
before Augustus became its first proper monarch, the death of the Roman Empire lands both earlier
and later than the last emperor’s overthrow. Late antiquity is absolutely fascinating, but
it sure as hell is not easy to categorize.
So we have kind-of a when and a few whys for the fall of Rome, but it’s
a testament to Rome’s strength and flexibility that it survived this long at all. It should have
been conquered by Hannibal during the Punic Wars, it should have fractured in the Late Republic
with the carousel of military dictatorships, and it should have collapsed during the
five-pronged Crisis of the Third Century. And while on one level any civilization founded
on continuous conquest will run into extreme difficulty when that expansion stops, we should
recognize that much as the Republic had faltered, the unified empire was similarly no longer
cutting it. So Rome did what it does best, and adapted. While the empire died, parts of Rome
very much lived on, via the Byzantine empire in the East, the Christian Church and the Pope in
Rome, the Romance Languages, and intangibles like literature, the culture of laws, and the
Platonic ideal of what it means to be an empire.
There’s a reason the question of why and how Rome fell fascinates and even haunts us. It’s this
megalithic, world-conquering, seemingly-immortal civilization, totally thrashed by a confluence
of factors, and any society can see a little bit of themselves in the Fall of Rome. Now, permit me
to get philosophical here: but the fall isn’t the sad ending to an otherwise-pristine civilization,
rather a constant process that began the instant Romulus gave his city a name. And their frequent
failures remained inextricable from their great successes, as they overcame unrelenting crises
throughout their history by learning from their weaknesses, thinking practically, and adapting:
from kingdom to republic to empire to papacy. The fall was always there, but so was Rome.
When the western Roman empire fell in 476 AD,
the average citizen could be forgiven for not noticing. The Roman senate still convened, the new
king Odoacer was a Christian like his predecessor, and he ruled over Italy with the full approval of
the emperor in Constantinople. Compared with the sacking Rome suffered 21 years earlier at the
hands of the Vandals, the arrival of Odoacer, “Barbarian” though he may be, was painless. Any
citizen old enough to remember the city at the start of the century could say what monuments
were smashed or which provinces had been lost, but even they had only known Rome since it became
Christian, and could never imagine a time when their battered city was the singular master of the
world’s grandest empire. By 475, Rome’s capital, its culture, and its state were already
unrecognizable from the time of Constantine – let alone the glory days of Hadrian or Marcus Aurelius
three centuries earlier – so as consequential as it was to depose the last Roman emperor in 476,
the Fall had already been happening for a while. Yet, as we will learn, there was a long way still
to drop. But despite its many, many hardships, the next half-millennium also saw Rome renew
itself, changing with circumstance to take on a vital role in the new Medieval world as the seat
of the Popes. So, let’s trace how this city of ruins became a city of cathedrals.
In answering what’s essentially the question of
“How did Ancient Rome become Medieval Italy”, we should start with Demographics, because it’s
around the end of the empire that several new groups began making themselves at home. For your
convenience and my sanity, let’s start with our boy Odoacer, who came to Rome with a Germanic
army on one side and an entire population of Germanic agriculturalist families on the other.
These were the most recent of several client kingdoms whose people resettled in the empire
over the last century, and their unfamiliarity with Latin didn’t stop them from fitting in with
Roman customs or Christian religion, and they even played ball with the Roman aristocracy. Sure
as hell beats a sacking. But while the eastern emperor Zeno had given Odoacer tacit approval to
take hold of Italy, he then gave the Ostrogothic king Theodoric explicit approval to take it from
Odoacer. So Theodoric beat him in battle and then killed the man during their truce dinner, and
proceeded to rule Italy and Illyria for the next three decades as viceroy of the Byzantine emperor,
during which time he re-instituted the food-dole, paid to host games, restored temples, imperial
monuments & public infrastructure, and even gave the Senate a boost with coins inscribed “Senatus
Consulto”, By the Decree of the Senate. This Goth was more effective and arguably more Roman than
most late Roman emperors. But also more imperial, as Theodoric pulled some crafty diplomacy
to gain direct control of the Visigothic Kingdom in Iberia, and also leveraged
marriage alliances to make the Burgundian and Vandal Kingdoms into his vassal states.
This was brief, but damn was it impressive.
Theodoric’s badassery aside, Italy was once again a singular kingdom, lacking the
centralized networks of trade and power that made the empire thrive, but it fared better than most
western provinces in the wake of the Fall. The cultural incentives and financial means to indulge
in any new public megaworks were long gone, and likewise the population decline of Late
Antiquity cut Rome’s residents to a tenth as people increasingly opted for the countryside; but
life carried on, empire be damned. That is, until 535, when Theodoric’s daughter Queen Amalasuintha
was killed by Gothic usurpers at the same time the Byzantine empire was conquering its way up into
Italy on the orders of Emperor Justinian. In the ensuing conflict between the new Gothic kings and
the incoming Byzantines, the winner was neither, but the undeniable loser was Rome.
To simplify an embarrassingly-convoluted
back-&-forth, the Byzantine general Belisarius recaptured Naples through an aqueduct and soon
retook Rome itself without a fight. Recovering the ancient capital for the emperor in Constantinople
was almost as impressive as it was short-lived, because the new-new Gothic king came down to
lay siege the following year. Rome held strong, but Belisarius was recalled to defend the East
against Persia, during which time, plague hit, and the peninsula fell right back under Gothic
control, this time with a new-new-new king who plundered everything left in Rome that wasn’t
bolted to the floors. He wanted to burn the whole city and turn it into a pasture, but relented
only after Belisarius implored the man not to, on the basis that Rome stood as a monument to
the vast possibility of human achievement across generations. Profound words, and broadly
accurate, but also rather generous given the state of the city in the mid 500s. Even
before the wars, Rome was a shell of itself, with only tens of thousands of residents living
in a city built for a million, and a steadily dwindling catalogue of intact monuments. Aqueducts
ran dry, temples and palaces were stripped bare, residents occupied the ruins of ancient
monuments, and centuries without repairs became apparent when buildings large and
small toppled from earthquakes, floods, or a particularly stuff breeze. And frequent
floods by the Tiber covered the city in layers of silt, burying old ruins and turning piles of
scavenged rubble into grass-topped hills. Rome’s destruction wasn’t the work of sack-bois alone,
but of systemic disrepair; it decayed, slowly, consistently, over centuries, beyond what even the
most well-meaning kings could maintain – until one day in 546 when the Goths had the city forcibly
abandoned and Rome was utterly, totally, empty.
Now… I know this looks bad… And it IS, because the hollow city flipped between Goths
and Byzantines three more times before the Byzantines finally held it for good in 552 and
helped some Italians resettle – yet, with an astoundingly-prompt incursion by the new Germanic
Lombards, things continued to get worse for Italy in the 500s. But consider: Rome cannot die. It is
too important and too stubborn for something so trivial as death to claim it for long. Because
just as steadily as it had first been built, so too could it be rebuilt, and that began with
the Church. Now, Christianity had been The New Normal for a few centuries, but it was here,
as a frontier province of the Byzantine empire, that the institution of the Papacy had free
reign to change from a purely-religious authority in European Christianity to also
become something approximating a monarch for its corner of Byzantine Italy. With the regional
Exarch governing all the way over in Ravenna, Rome paid lip service to the emperor through
the 5 & 600s as the Popes became more confident and capable leaders, leveraging their position as
the biggest landowner in Italy to be the de-facto governors of the province. This evolved gradually
and then all at once, as the Byzantines embroiled themselves in controversy about religious artwork
in the 720s, then the Lombards conquered Ravenna and killed the Exarch in 751, but in 756 the
Frankish King Pepin donated that territory back to the Popes for them to govern directly.
This special relationship with the Franks developed under Pepin’s son Charlemagne, who
confirmed Papal authority in central Italy and was later crowned by Pope Leo III as Emperor
of the Romans in 800 AD. Whoof, busy century.
So by the turn of the 800s, Rome had grown its religious power over Europe,
took direct control over their Papal States, and now had an entire empire in their pocket. This
would remain, despite some growing pains in the coming centuries, the status quo of European
geopolitics for the next one-thousand years. Charlemagne’s ascension also set the role of Latin
in the medieval world. The language of Rome always had regional variations, and spoken Latin was
rarely as formal as oratory or literature; but without an empire there to enforce linguistic
consistency, colloquial Latin began evolving into the Romance Languages, sooner than you
might expect. Latin speakers across Europe were softening consonants and merging vowel sounds
even before the fall of the West. It was all still “Latin”, but it had diverged from the classical
model, and was already resembling Italian, French, and Spanish. So Charlemagne’s big swerve was
to dictate that all Latin used in church should fit a standard, classic-style pronunciation. But
since this new Church Latin sounded so different from everyday speech, Europeans began writing
their vernacular languages phonetically to distinguish the sounds from Latin. So it’s here
that Latin fossilized into a uniform standard, while allowing these early vernaculars to
freely grow & evolve into the Romance Languages.
While the Idea of Rome was completely reinventing itself over these centuries, so too was the actual
city. This started back in the 3 & 400s with Rome’s first purpose-built Churches: like Saint
John in the Lateran, Santa Maria Maggiore, and Old St Peter’s, all classically-styled but forgoing
the cramped layout of pagan temples to instead emulate the roomier Basilica structure used in
Law courts; and soon enough this would become THE standard design for European churches. Basilicas
kept popping up through the Fall of the West, but the next few centuries were a little thin on
construction on account of those Gothic Wars and the sacks therein causing the most concentrated
damage the city of Rome had ever suffered. So despite the Popes’ growing power and influence,
this didn’t immediately correlate with imperial splendor, as even this first batch of churches
was proving very costly to maintain. However, this constraint provided an opportunity, as
in 609 AD the Pope made a brand new church by reconsecrating the old Roman Pantheon as Saint
Mary of the Martyrs. Cheap, effective, and great for preservation! The city’s ruins proved to be
remarkably useful through the medieval period, as old buildings could be retrofitted into
housing, marble cladding could be plied off and reused in churches, bronze statues could be
melted for new metal, and even marble statues could be broken down into lime for mortar. It’s
painfully unsentimental, and I try not to think about it too hard or I’ll cry about it, but it
was extremely practical. And some old structures like the Aurelian walls were still perfectly fit
for purpose, persuading some 50,000 Italians to move back into Rome after the Lombard conquests.
Finally, true to Belisarius’ word, Rome’s greatest asset was ancient prestige, because when the
Muslim Conquests locked the Holy Land out of the Christian pilgrimage circuit, that left Rome
as the premier destination for Christian pilgrims, and that meant business.
For the average pilgrim arriving in Rome at the
turn of the millennium, they might be surprised to encounter not one city, but seemingly three.
The old core among the hills had become largely uninhabited, as the population clustered by the
Campus Martius around the Pantheon, while the Papal government operated in the Lateran to the
southeast, and pilgrims stayed in Leonine city up by St Peters, which was enclosed by a newly-added
Leonine wall. Despite its shrunken stature, Rome was still the largest city in Christian
Europe after Constantinople, and centuries of income from tolls, taxes, pilgrim lodgings,
souvenirs, gifts from royal Christian patrons, and the occasional bribe all paid for shiny new
cathedrals in the city, allowed the Popes to renovate some aqueducts and infrastructure,
as well as re-implementing the food dole for the city’s poor. Pilgrimage was such big
business even dead visitors could be profitable, as the church confiscated the possessions of
pilgrims who died in the city. If Rome could no longer collect its payout by imperial right, they
were more than happy to become a tourist trap.
The reigns of Rome didn’t belong exclusively to the Papacy, as there were still a dozen big noble
families who built personal fortresses in the ruins of the city, but that’s a far cry from the
thousands of aristocrats in the classical period; and this political climate left zero room for
Rome’s oldest institution: the Senate. Justinian tried to save it by lowering the property
qualifications to join, but its power, prestige, and headcount steadily eroded over the decades
until, on some unknown day, it ended. In the 570s it was still sending embassies to the East, and
they greeted the emperor when he visited in 603, but by 628 Pope Honorius had them disbanded, and
converted the senate house into a church. All the more striking than deposing the child emperor
in 476: the most fundamental and persistent institution of the Roman state had died with
so little fanfare we don’t even know when. Yet, the ancient aristocratic tradition of causing
trouble for the state was alive and well, as those powerful families vied for influence over the
Papacy in the 10th and 11th centuries to wildly chaotic and extraordinarily debauched results –
and that is all I have the PG-clearance to say.
Finally, Rome’s earlier political break with Constantinople was cemented by a religious schism,
dividing the Pope’s Catholic church from the eastern Orthodox church. And three decades later,
Rome got sacked by the Normans in 1084. Aah, after all these centuries, the Gauls return to
sack Rome… nature is healing. So – what on earth have we just witnessed transpire? Frankly, a lot
of contradictions: the empire fell, but a version of Roman society endured; the city shrank, but
it didn’t die; provinces were reconquered by the Byzantines, but became more independent; and
still, old ruins were used for new purposes, religious diplomacy created an entire empire,
Latin simultaneously took on new life and became immortal, and, once again, a millennium of
European geopolitics sprung out from Rome. Even Belisarius couldn’t have realized just how right
he was about the meaning and unending significance of Rome - as these five transformative centuries
established its identity not just as an ancient capital, but as The Eternal City.
You ever lie awake at night thinking wistfully
about the Roman Empire, or is that just a me thing? Sigh, this is so sad, Alexa, play Roman
Empire 2. *byzantine chanting* Oh HELL yeah, this is my jam. See, the big plot twist of the
Fall of Rome is that it didn’t. While the West was off transforming into medieval Europe,
the East continued being The Roman Empire for another thousand years. First question,
HOW? And two, a millennium is a long time, what traits stuck to the classical roots, and
what innovations came in during the medieval period? To see how we got from point R(ome)
to point B(yzantines), let’s do some history.
Our story begins in the early 300s AD, with a barely-standing Roman empire now split
into 4 administrative regions in the hopes of easing the govern—ohhh no they’re already fighting
each other. Look away kids, this is real messy. Flash forward 2 decades, Constantine reconquers
everything, picks up Christianity along the way, and decides that the empire really needs a
new capital. So he chose the ancient site of Byzantium at the northeast corner of the Aegean
sea, as it stood at the crossroads of the Black Sea and the Mediterranean, and was closer to the
rich and well-urbanized provinces of the east, so it would be the perfect spot for a new imperial
city. After 6 years of whirlwind construction, Constantine consecrated the city in 330 as New
Rome, much to the annoyance of the Romans back in, you know, the first Rome.
But reunifying an empire and introducing an
entirely new religion comes with challenges, and Constantine soon found Christians fiercely
debating the nuances of trinitarian theology. Academic discussion about church doctrine
is all well and good until the Alexandrians started rioting about it, so Constantine exerted
some imperial authority to keep Christianity under control. Instead of the vivid but
ultimately-ahistorical method of lions, he held the church-wide Council of Nicaea,
for bishops to negotiate a universal, legally binding orthodoxy of the empire. Now, this being
the Roman empire we’re talking about, nothing can stop these people from finding an excuse to
throttle each other, but broadly speaking, the Council of Nicaea did the trick by establishing a
consistent theological and political framework for Roman Christianity. In doing so, they coopted an
intrinsically disruptive social force into Roman power structures. Slick move.
These two changes marked the start of the East’s
geographical and religious divergence from the Old empire, but things really accelerated
in the century after. After Constantine’s 3 sons got into a civil war with each other,
the world’s most tragic introvert Julian got dragged kicking and screaming into being the
Roman emperor, whereupon he spent two years trying and failing to reconvert the empire to
paganism before being speared to death while on a poorly-organized campaign in Persia. Then a
series of unremarkable emperors took turns doing absolutely nothing to solve the serious problems
the Empire still faced after Constantine: wars, weak administration, and a wimpier army than Rome
was used to having. Sure, Constantine pulled the hard-carry to give the empire another century of
life, but things were still looking mighty grim.
In came Theodosius, an emperor who had the wildcard idea (not actually all that wildcard) to
permanently split the empire into an independent Eastern and Western half. Other Emperors cut
their administration in halves or quarters, but it always came back together one way or another;
only Theodosius made it stick. So it’s here in 395 that the Byzantine empire officially gets going,
but that’s somewhat of a misnomer, as the Eastern Empire wasn’t widely called “Byzantine” until
the 1500s. Confusingly enough, that name was used as early as the 500s, but in specific cases and
usually for poetic effect. But for the empire’s whole runtime, as far as its inhabitants were
concerned, they were Rhomaīoi living in Rhomāniā. No ambiguity. Still Rome! Back to the western
imperial collapse at hand, this bisection went pretty poorly for them, but it put the East in a
position to stay strong, productive, and cohesive. So if Theodosius indirectly sentenced Western Rome
to death, then his successors plunged the knives by responding to the perilous threat of Goths
by bribing them to go bother the west instead. Classy. Meanwhile the Western emperors were too
feckless to stop very simple problems from boiling over into Rome getting sacked… twice. But the
Byzantine defense strategy was more than just making everything Italy’s problem. At the turn of
the 5th century, Constantinople outgrew its first fortifications and began building the Theodosian
walls, a massive set of three-tiered ramparts that defended the city for the next thousand years.
But even the strongest walls couldn’t save the
empire from its greatest danger: Sports. See, Romans loved their chariot races, and aligned
themselves with either the blue or the green team. Ah yes, I see no way in which this rabid tribalism
could ever go wrong. But this rapidly spun out of control as the blues and greens evolved into
entire social clans and began butting heads on politics and religion and started throwing hands
about it in the middle of church. But by far, the worst riots broke out during the reign of
emperor Justinian. For context, him and his uncle and adoptive-father Justin came from humble
beginnings and rose through the military ranks to rule the empire in one of history’s rare-few
reverse regencies, where the younger Justinian was the power behind his father’s throne.
While he wasn’t pulling the imperial strings, Justinian was falling in love with the famed
actress Theodora, and they together would become the ultimate power-couple of the 6th century. But
back to the riots, Emperor Justinian tried to curb the influence of the Blues and Greens in politics,
and succeeded only in irritating both of them so badly that they teamed up in open revolt. These
wiley sportsfans shouted victory chants (Νίκα) and poured out of the chariot stadium to light
Constantinople on fire for five straight days.
This might seem excessive, but it was a standard mode of political demonstration. The races
were one of a few spots where the citizens of Constantinople would regularly see their emperor,
and this proximity meant that mass demonstration was an effective and ultimately common way of
expressing political discontent and demanding that the emperor step down. Just as Roman armies
often acclaimed a new emperor while on campaign, the centralization of power in Constantinople
meant that citizens could de-acclaim them! Even in a monarchy, the citizens held considerable
sway, and the old idea of the SPQR wasn’t truly dead. That’s bad news for Justinian, who was ready
to hop on a ship and bail the hell out of there, but Empress Theodora told him to face his fate
with honor and live, or die, as an emperor. Quote: “May I never see the day when those who meet me do
not call me Empress. If you wish to save yourself, my lord, there is no difficulty. We are rich;
over there is the sea, and yonder are the ships. Yet reflect for a moment whether, when you have
once escaped to a place of security, you would not gladly exchange such safety for death. As for
me, I agree with the adage, that Royal Purple is the noblest shroud.” YES Basilissa, SLAYYYY. That
is only part of why she is the biggest Hellenic badass this side of Cleopatra.
Ahem, it’s good, I’m good, we’re good. The Nika
Riots ultimately fell to the blade during a bloody massacre in the stadium, and Justinian was left
to pick up the charred pieces of his ruined city, having earned the brutal honor of being the only
roman emperor to violently oppose de-acclamation and succeed. So he made up for it by giving the
people a win, immediately setting about rebuilding Constantinople even shinier than before, and that
meant a new centerpiece church: the Hagia Sophia. In an evolution from your standard Roman Temples,
this one’s got a dome. And in a doubly brilliant move, the dome is ringed with windows, which cast
an ever-changing light onto the gold mosaics, and the halo-effect makes the dome look like it’s
damn-near floating. When Justinian first entered the completed church, he exclaimed “Solomon, I
have surpassed thee”. We’re extremely lucky to still have this masterpiece of a church around
today, and you can see the influence of its design all throughout the eastern Mediterranean
and well beyond the empire’s lifetime. Good. Dome. Meanwhile, Justinian was also hard at work
codifying hundreds of years of Roman laws into one standard law book. The Corpus Juris Civilis
remains the basis of most European law codes to this day.
Justinian liked big ideas: one law, one church,
and one empire. But this last one was a sticking point, because the Roman Empire had been
missing its Rome for over 50 years. Now, you likely wouldn’t have seen the Italians
complaining, because the Ostrogothic kings were decidedly much better at their
jobs than the latter Western emperors, and Italy still saw itself as Romans living in a
Roman state with Roman institutions – Heck, these Gothic Kings still consulted with the Senate!
However, this was of no concern to Justinian, who simply wanted to paint the map purple, so he
put Belisarius in charge of retaking the West. And retake he did, because Belisarius, is a boss.
For his first act, he reclaimed Carthage and the north-African coast from the Vandals of all
people, with minimal casualties, in just under a year. To celebrate his spectacular victory,
Justinian awarded Belisarius with a triumph, an honor exclusively reserved for Emperors ever
since Augustus. With this foothold in the west, Belisarius launched his reconquest of Italy. This
would prove trickier, but with careful progression up the peninsula and inventive tactics like
storming Naples by aqueduct, Belisarius pushed all the way into Rome and made Hannibal look like
a chump. Marching on Rome is a right reserved only to Roman generals, thank you very much.
The Ostrogoths put up a fierce counterattack, and surrounded the city of Rome for nearly a year,
but Belisarius held out, and continued up to Milan and the political capital of Ravenna.
But the problem with investing manpower into
the strategically-dubious west is that the much-more-consequential East lay severely exposed.
The Sasanian Persian King Khosrau was well aware of this, as he even joked with Justinian that
he was just as much to thank for the victory as Belisarius, because he had the good manners
to not invade the east while they were busy. Justinian obligingly paid Khosrau a share of
the spoils for his “help”. This is par for the course with that scamp Khosrau, because 6 years
later he did invade, sacked the city of Antioch, and then built a city he literally named Khosrau’s
Better Antioch. What a champion. This dynamic was no mere joke, but after an entire millennium of
Roman-Persian history, the two rivals were so deeply familiar they couldn’t help but respect
each other, and many of their rulers maintained genuine friendships even in the middle of great
power conflict. In Khosrau II’s words, Rome and Persia were the Two Eyes of the world, chosen by
God to illuminate human civilization. Sure they fought, business is business, but as such, they
were professionals. That said… Khosrau did proceed to invade Mesopotamia in 540.
So now Justinian found himself split between
two distant fronts, with the Ostrogoths still carving out pockets of resistance in Italy. And
all of this was made worse by the sudden guest appearance of the Black Death, which ravaged
Byzantines and Persians alike. The empire would have surely collapsed if not for the herculean
efforts of Theodora, who kept it all in one piece while Justinian was actively in a plague-coma. In
the middle of all this battling back-and-forth, Ostrogoths sacked and destroyed Rome, leaving the
city a complete ghost town, and forcing Belisarius to re-reconquer Italy from the boot to the alps.
The one bright spot amid all this is the city of Ravenna, which soon became home to some splendid
and miraculously preserved feats of Byzantine art and architecture. As early as the 500s, Byzantines
had already gotten their golden aesthetic and talent for mosaics to near perfection.
Over the course of his four decades in
power, Justinian survived de-acclamation, rebuilt Constantinople, codified the laws,
standardized the church hierarchy, survived a plague, and reconquered the west, or at least what
was left of it. For better and definitely worse, Justinian’s reign was a massive step in the
evolution of the Byzantine empire. And for all his (arguably-misguided) efforts to reclaim
Rome, Justinian’s lasting legacy proved the empire no longer needed it. And it’s just as
well, because 3 years after Justinian died, the Lombards came across the alps, and by the end
of the century they’d swiped 2/3 of Italy. Oops.
Meanwhile, back in Constantinople, things were going somewhere between eh and oof.
Emperor Maurice was deposed by the army in favor of the completely incompetent Phocas, so the
Persian king Khosrau II, who really liked Maurice and was personally indebted to him for his help
in an earlier civil war – vowed revenge, declared war, and pushed all the way into Anatolia, before
diverting south to capture the levant and Egypt. This is really bad, and would have probably been a
total game-over if not for the miraculous arrival of Heraclius, the son of North Africa’s governor.
He showed up, booted Phocas right on out of there, and assumed control of the Empire. By combining
civil and military authority, his government was flexible and better able to repel the Persian
threat. Earlier Roman armies just threw legions at a problem until it went away, knowing they could
always raise more, but Heraclius the army he had, and that was it. Byzantine armies from here out
needed to be reserved and efficient in their use of force. So after a long and hard-fought
campaign that nearly bankrupted the empire, Heraclius impressively pushed into the heart of
Persia and brokered a peace. Everything reverted to pre-war status, and both empires stood
battered to within an inch of their life.
But the long-term consequences of this would become all-too clear all-too soon, as
the newfound Muslim caliphate soon began expanding out of Arabia, and neither Persia nor Byzantium
had the means to stop them. In 8 short years, the Rashidun caliphate conquered the entire levant,
and within another 10 they had Egypt and Persia as well. Constantinople itself was threatened by an
Arab siege, but they held out thanks to a little trick called Basically Napalm. This was a colossal
break from the status quo that Rome and Persia had held for a millennium, to the point where the
Byzantines even sent help to the Sasanians against the Caliphate. But by the end of the century,
the Byzantine empire found itself shut out of the entire southern Mediterranean for good. Meanwhile,
the other front wasn’t looking much better; What other front, you ask? Well, Slavic forces had
pushed down into the Peloponnese, splitting Greece in half and leaving the empire looking like a
checkerboard. It’s at least good to see that the time-honored Roman tradition of spectacular
territorial implosion is alive and well. Let’s take solace in at least that.
It’s no coincidence that this chapter in
Byzantine history is considered the beginning of the so-called “Dark Ages”, hereafter exclusively
referred to as the “Ouch Times”, but we’ve still got over 700 years left on the clock, so as we’ll
see, the empire’s best years still lay ahead of them. Amid all the land getting yoinked, it’s easy
to miss what else has changed and to easy forget what continuity is still there. The empire in
300 was Pagan, bilingual in Greek-and-Latin, and spread out over the whole Mediterranean.
The empire now maintained the same core laws and form of government that Rome’s had for several
centuries, but geographically and culturally, this newly-Christianized empire was becoming far
more Greek. They’d still call themselves Romans, and they were, but we can associate them with
distinctly Greek traits. Its borders much more closely reflected the classical Greek world,
Greek became the main language, and the empire’s strongest literary legacy was in its preservation
and continuation of ancient scholarship. Some 2/3 of all the ancient Greek texts we have today came
to us from the Byzantines. Forget the library of Alexandria, it’s the Library of Constantinople
that did the Hard Carry. On the one hand, all this Greekness and newfangled Christianity lets
historians take pot shots saying the Byzantine empire isn’t really the authentic Roman empire
nyehhhh, but we’ll see how the Byzantines maintain that fundamentally Roman capacity to adapt and
evolve to survive in changing circumstances. Both literally and figuratively, the Byzantine golden
age was just over the horizon. My god, like, so much gold mosaic, it’s honestly kind of insane.
The Byzantine Empire has long maintained a delicate balance of simultaneously doing fantastic
and also being constantly in peril. Normally this would be a contradiction, but the Byzantines
made “Golden Disaster Empire” their entire damn brand. As we’ll see over the next 500 years, the
Ouch Times brought genuinely brilliant reforms while the Golden Age endured some catastrophic
failures – But just like the Romans of old, the Byzantines kept on keeping on despite the
odds, and earned their place as one of the longest-lasting empires in history. SO, let’s see
how the Byzantines survived the middle ages and gained their golden reputation.
When last we left our purple-robéd friends,
the entire southern half of the empire had been swiftly yoinked by the shiny new Muslim
Caliphate, and within a century these new neighbors had landed on Constantinople’s doorstep
on two separate occasions, only to be repelled by the very fires of Hell itself. See, the
Byzantines had a little trick called Greek Fire, a secret substance that could be shot from a
siphon at an incoming navy, burning everything from the mast down to the surface of the water.
But that’s not all the Byzantines had learned from the Fall of Rome — In addition to their
functionally-impenetrable Theodosian walls, they maintained hundreds of underground cisterns
to fortify their water supply. No city on Earth was better defended than Constantinople, but the
same couldn’t be said for the Byzantine provinces, as the Muslim armies were having their run of
the place all the way up into Anatolia. It was only in 740 that Emperor Leo III finally held the
Eastern line, and his son Constantine V fortified the other troublesome frontier by pushing back
against the Slavic peoples in the west. Hey, it took a century and a half, but solid
recovery. However, there’s a more literal reason that some historians have described this
age as “Dark”, and it has to do with Icons.
The Byzantines were a rather artistic bunch, and they loved to have images of Jesus, Mary and
friends in their churches and in their homes. But in the eyes of people like Emperor Leo, this
was beginning to look a lot like Idolatry, where images are worshipped more piously than
even God. His response, simple enough, was to smash every last image he could get his hands on.
So starting in 726 he and his fellow Iconoclasts destroyed every mosaic, fresco, statue, and
doodle in sight. Constantine V, for his part, doubled down, and began persecuting the clergy for
spurring this apparent idolatry. Meanwhile, across the Adriatic, the Pope in Rome was justifiably
horrified, and the Byzantine province of Ravenna took the occasion to declare independence, which
is why their mosaics are among the few to actually survive this mess. After Constantine died, his
wife Irene called a council to outlaw Iconoclasm, but Emperor Leo V reinstated it, and then
eventually empress Theodora re-outlawed it for good in 843. The final rules were that
statues are No-Bueno, but all 2D art was chill, so the Byzantines got back to work with gorgeous
frescos and mosaics. Greek art would proceed to snub visual realism in favor of stylized figures
with enough gold to give a protestant a seizure, and that style governs eastern orthodox art to
this day. So while I weep on a weekly basis for how pathetically few pieces of original art
survived Iconoclasm and the Ottomans — the dreaded double-whammy — I can take comfort knowing
that the Byzantine style has well over 1500 years of continuity.
For all the well-meaning damage the Iconoclasts
did to art, they made some crucial reforms to the Byzantine military and government by, as
it happens, making them the same thing. See, back in the classical days, Roman Provinces had
no innate defenses, and had to wait for stationed Legions to show up from Jupiter-Knows-Where.
Clearly that model didn’t work anymore, so the Byzantines reconfigured their armies
and their provinces to fit. In the 6 and 700s, the provinces were gradually redrawn as Themata,
with the governor taking on the additional role of Strategos, overseeing both the civic and military
care of his Thema. And in place of old-fashioned imperial legions, Byzantine Themata each had their
own army, staffed with citizens from that Thema, and funded by land grants within that Thema,
so every soldier had a tangible stake in the wellbeing of the state. Though the empire
shrank to half its size between 6 and 800, the extremely perilous eastern front went
from an unmitigated disaster-zone to a fortress — the Byzantines were stronger and
safer than ever thanks to the Thema reforms.
Meanwhile, the boys in the libraries were also hard at work protecting the empire, as
scholars and historians were writing and revising military manuals. Books like the Strategikon laid
out grand strategy and pinpoint tactics to help generals in the field. The empire was well past
the expansionist glory days where they could slog it out in big decisive battles and raise a fresh
army the next year. With potential enemies on each frontier waiting to pounce at the first sign of
frailty, every victory was a pyrrhic victory. So campaigns were won by carefully calculated
strategy and good intelligence operations. It was all a game of restraint and flexibility, so
the empire kept on top of trends by voraciously adopting outside ideas.
Those are the big picture swerves, but the tactics
and composition of the Byzantine army also got an upgrade, trading raw manpower for peak efficiency.
While infantry remained a staple, the Byzantines stayed in fashion by remodeling the old Roman
Legionary into the fancy new Skutatoi. Namely, they ditched the Scutum for the hotness that
is the Kite Shield, which explains why the name Skutatoi literally means “Shield Boys”.
There to support our favorite Shieldy Bois were the Toxotai archers, but the biggest and baddest
unit in the Byzantine army was the Kataphraktos. They were basically hoplites on horses, with
the steed and rider decked out head to hoof in scale armor. Their name technically means
“Fully Armored,” but I like to translate it as “Full-Metal Cavalry”. Kataphrakts traced their
origins to the Parthian wars of the late Republic, but came to prominence here as a counter to the
Arabic cavalry – At first the Arabs ran circles around the poor Skutatoi, but eventually the
Kataphrakts became the core of the Byzantine army, and a byword for Byzantine power. Infantry and
archers would weaken an enemy line, and then the Kataphraktoi would hammer through the weak points
and shatter the enemy formations. GG. And like, saying it in English – Karaphracts – it’s cool
enough, but when you get real the Greek into it you get Kataphraktos, and then you really
feel the Byzantine power, y’know? … What, just me? Ah fine whatever.
So as an empire that’s about 75% coast, the
Byzantines also had ports to protect on all sides: in the Aegean, along the Mediterranean, and on
the Black Sea – so they maintained a pretty beefy navy. In the world’s best case of “If It isn’t
broke, don’t fix it” the Byzantines still used a version of the Trireme, some 2,000 years later,
as their primary ship. The Dromon, as it became known, had been upgraded with a Lateen sail and
got absolutely loaded with catapults, ballistae, and of course, Greek fire siphons. Plus, instead
of simply ramming into enemy ships like some ancient Athenian doof, the Dromoi were equipped
with spurs to smash enemy oars and immobilize them, for ease of boarding and/or burning. Slick
upgrade. Unfortunately, the Navy wasn’t enough to stop repeated Muslim incursions into Crete,
Sicily, and Sardinia, but they dutifully protected the mainland coasts, the islands of the Aegean,
and the many trade routes that passed through Constantinople via the Bosphorus river.
With Iconoclasm over and the empire no longer
teetering on the edge of total collapse, the Byzantines entered two centuries of prosperity
and relative peace. Starting with Basil I, who I can’t help but picture as a leaf, a line of
Macedonian emperors guided the Byzantine empire through its Golden Age, the peak of imperial
prestige and of its cultural influence abroad. With the Muslim armies to the east & south at
least somewhat handled, the Byzantines turned their attention to the Bulgarians, and used
a clever mix of religious diplomacy to pacify them via conversion to Christianity. They did the
same with Prince Volodymyr of the Kyivan Rus’, which set Eastern Europe with their quasi-Greek
Cyrillic alphabet and their Byzantine-leaning brand of Orthodox Christianity. In return,
Volodymyr hooked the Byzantines up with the Varangian guard, a legendary band of Scandinavian
mercenaries who served as the emperor’s royal guard for centuries. Now this was no Pax Romana –
the Byzantines still had to fight on all fronts, and the Bulgarians even swiped northern Greece in
the 900s, later recovered by the efforts of Basil II a century later – but compared to the way
things were, the Byzantines were doing great.
Meanwhile, Constantinople had never been better. By the year 1,000 it held half-a-million people,
and remained the largest, best-defended, and most magnificent city in the world. Hagia Sophia
was one of countless churches to get gorgeous new decorations after iconoclasm. Times clearly
changed, but Constantinoupoli remained a gorgeous window into the classical world, with Roman-style
churches, a cartoonishly huge chariot stadium, and marble and porphyry as far as the eye could see.
But Constantinople wasn’t just a Roman capital: it was the keystone city of the Mediterranean, a
Cosmopolis where people from all over could come, trade, work, and live – Just as there were
Catholic churches in the Italian quarters of the city, so too was there a Mosque for the city’s
Muslim population and diplomatic guests. The Romans never missed an opportunity to commemorate
culture through architecture! And all across the empire, Byzantine architects were hard at work
building gorgeous urban cathedrals and cliffside monasteries. But funnily enough, our best looks at
peak Byzantine art come not just from outside the empire, but from its rivals. To the west, Venice
and the Normans made for some of Constantinople’s oddest frenemies, because as much as they used
spears and ships to snag some Byzantine power and prosperity for themselves, they were the most
enthusiastic adopters of the Byzantine style. Seriously, between Saint Mark’s Basilica and the
Palatine Chapel, Italy is the best place to see golden-age art. Then to the north is Saint Sophia
cathedral in Kyiv, still to this day the pride of Ukraine’s Byzantine Orthodox legacy.
Culturally, things had never been better, but
politically, the cracks in the proverbial mosaic were starting to show. The Byzantines had been
steadily reaching back out to the Balkans and out of Anatolia, but the empire was more comfortable
being on the defensive than the offensive, and the carefully-constructed Themata system began
suffering from bloat. Strategoi got complacent and ignored their civic duties to play Monopoly-Men
within their Thema, and between Theodosian walls and gold-covered domes, cushy bureaucrats in
Constantinople barely raised their heads from their books. So each camp blamed the other for the
empire’s problems, and both did exactly nothing to fix it. The emperor didn’t help matters by
ignoring the Themata to rely more and more on the Tagma, a standing army meant primarily
for campaigning. This put the Byzantines in an extremely precarious position, spread too thin and
poorly prepared to face new threats, like trying to stab your enemies with a limp spaghetti. To
the west, the Normans swooped into southern Italy to conquer the last Byzantine pockets, and to the
east, the Seljuk Turks dunked on the Byzantines so hard that Anatolia just disappeared. And they
didn’t even have to try that hard! Half the Byzantine army deserted en-route to the battle of
Manzikert in 1071, and the generals made a series of miscalculations on their way to an entirely
avoidable outcome. It was hardly even the battle that doomed them, after Manzikert, the Byzantines
kind of shrugged and let them have the rest. By 1075, the empire had never been smaller or weaker.
You’d think the Greeks would know a thing or two about Hubris, but apparently not!
And unfortunately for our Grekbois here, the
1000s only frayed the already dodgy relationship between the churches in Constantinople and
Rome. Justinian’s big idea of One Church and One Empire went kaput as soon as the southern
Mediterranean went poof, and Byzantine authority in Rome remained nominal at best. When the Papal
States officially split in 754 it was only a formality. Communication between east and west was
already tricky because of how few Byzantines spoke Latin and how few Italians spoke Greek. And tiffs
like Iconoclasm exacerbated disagreements about whether the Pope had supreme spiritual authority
or whether Byzantines had the right to mind their own business. These views were… fundamentally
incompatible, and this multicentury spat came to a head when a Roman delegate excommunicated the
entire Byzantine church in the middle of Hagia Sophia in the middle of service, daaaaaaamn (but
like literalllyyyyy), so the Greeks responded with excommunications of their own, and just like that
we’ve got a Schism. While nobody at the time quite realized the implications, this marked the final
split of ties between the Catholic church in Rome and the Eastern Orthodox church.
But one Byzantine emperor saw this as a rare
opportunity. Alexios I ended nearly a decade of civil war to assume the throne in 1081, and his
Komninos dynasty oversaw a remarkable revival of Byzantine fortunes throughout the 1100s. He
held the empire steady for nearly 4 decades, made new trade agreements with the Venetians, and
hatched a clever plan to regain Anatolia. He went to Pope Urban with the offer to recognize Papal
supremacy in exchange for a dispatch of soldiers to help with the Byzantine reconquest. But Urban’s
hearing was a little selective, because he ended up sending along several armies’-worth of European
bandits who wanted to, lemme make sure im hearing this right: Retake The Holy Land? That wasn’t
the plan at all! *sigh, Well I guess this is our life now, so now Alexios had to wrangle this
box of Oops All Crusaders and point them towards Jerusalem so they didn’t Deus Vult all over
his empire instead. Ultimately, the Crusaders were much more excited to conquer their own new
lands than restore lost Byzantine territories, and subsequent crusades would only entangle the
Byzantines further into the mess that is medieval European politics, earning nothing but antagonism
from their western neighbors. Meanwhile the Normans were constantly poking and prodding into
Greece, and soon enough the Venetians would have a monopoly on Byzantine trade. But despite all
that, the Komninoi left the empire a lot better than they first got it, having reclaimed coastal
Anatolia, modernized the economy by Venetian supervision, and continued to make churchloads of
gold-covered art. Also during this time, princess Anna Komnene composed an epic poem about the reign
of her father Alexios, and in so doing became the first woman historian and absolute literary
badass! Honestly, I feel like that’s kinda the Byzantine motto at this point — definitely
precarious, but hey, it could’ve been a lot worse!
When we picked up this chapter of Byzantine history, the empire was in a really
bad way, what with the hemorrhaging provinces and smashing all of their art — but it’s no accident
that they went on to steady their empire and revitalize their culture. The Byzantines survived,
and then dug themselves out of the Ouch Times by being clever and never giving up — The Thema
System is a genius innovation in statecraft, and it bought the Byzantines an entire
Golden Age to work with — And of course, as time went on they got a little careless, but
then when things got dire, they persevered and turned things around, again! I don’t just like
Byzantine history in spite of their setbacks, I love Byzantine history because they’re a
Golden Disaster Empire dammit. Remember, in life, it doesn’t matter how you get knocked down, or how
you lose all of North Africa, or all of Greece, or Anatolia too, wow they’ve really been through
it haven’t they? What matters – What matters, is that you keep on trying no matter what, because
golden ages can dawn when you least expect it.
It’s easy to lose track of just how long-running the Byzantines
are. While the Roman Empire in the west was getting Goth-smacked into oblivion in 476 AD, the
eastern half of the empire, with its capital of Constantinople, was, by comparison, doing pretty
great. For one, they existed, so that’s a plus, and the Byzantine Empire evolved into a gorgeous
gold-coated hybrid of classical Greco-Roman and medieval Christian culture. But unfortunately
for our Byz-Bois, shiny mosaics and ginormous domes couldn’t prevent the infinite abyss of
disasters that lay in wait over the millennium to come. Between Persians, Goths, Arabs, Turks,
Normans, and the more-than-occasional civil war, it’s safe to say the Byzantines could not catch
a break. And the latter medieval period continued this distinctly Promethean trend, where they
suffer a constant and arduous Evisceration by Eagle without ever actually dying from it. As we
will indeed see in just a moment, our favorite Golden Disaster Empire managed to keep on thriving
and defying the specter of death despite even the most Garbâge of circumstances. So, let’s see how
the Byzantine Empire procrastinated its own death and even then, kinda slipped past the deadline.
I tell ya, those Romans are crafty bastards.
Now, we begin, contradictorily, with the fall of the Empire – about two
centuries ahead of the typical 1453. I know, we’re making great time. Because long before the
Ottomans ever enter the picture, the Byzantines were struggling to coexist with the Italian
merchant empires they were growing so reliant on. Venetian and Genoese traders tussled in the
Latin neighborhoods of Constantinople like they were street gangs in Shakespearean Verona, but
the Byzantines poured the proverbial Greek Fire on the problem by arresting and then murdering
tens of thousands of Latin citizens in the city. Bad look. This Giant Yikes was compounded by the
baffling ineptitude of the ruling Angelos dynasty, whose constant infighting left the empire woefully
mismanaged. This got… infinitely worse when the powers of Europe launched Crusade Numero 4 on the
promise of: “This Time It Might Actually Work”. To the ensuing surprise of precisely nobody, it
got off to a rocky start, with their understaffed army getting excommunicated by the Pope before
they even left the Adriatic sea. But the light at the end of the Crusaders’ tunnel was prince
Alexios Angelos, who offered Byzantine money and military support in exchange for reinstating his
deposed father. Money he distinctly did not have.
So here we see Mr Angelos ignoring the key rules from Alexios Komnenos’
Declassified Crusading Survival Guide: Rule #1: Under Any Circumstances, Do Not Ask Crusaders
for Help. We’ve been through this before, it is not worth it. Rule #2: If the Crusaders
arrive anyway, transport your Crusaders across your empire as fast as humanly possible. Do
Not let them get any ideas. Rule #3: While your Crusaders are inside your empire, never for
any reason provoke your Crusaders. They are armed, violent, and prone to fits of disproportionate
holy rage. Yet, in 1204, the Angeloi failed spectacularly on every point – And, spying
an opportunity to quit while they were ahead, the Crusaders simply sacked Constantinople.
Venice deliberately instigated the pillaging, but by this point the Byzantines Really
Should Have Known Better than to Tee Them Up.
So, The Sack. Beyond being a rough approximation of Literal Hell On Earth for the
Byzantines unfortunate to be on the receiving end, the Crusaders desolated the art and architecture
of the city. Venetians had the good sense to steal the priceless relics of Constantinople
for The Glory Of The Republic instead of mindlessly burning and/or murdering everything
and/or one — but whether trashed or taken, Constantinople still ended up ruined, and the
rest of the Empire was next on the To-Thieve list.
Venice, the crafty little devils, chose to
swipe up the islands of the Aegean, while the Franks installed a Latin emperor on the Byzantine
throne and carved up the Greek mainland. On paper, the Byzantine Empire breaks right here: the
capital was now kaput, and the Aegean Basin which so long preserved the Greco-Roman world
went poof. But even The End Of The Empire couldn’t shake that damn Hellenic persistence, as Byzantine
nobles in Survival-Mode quickly carved out states in the wake of the Crusade, in Trebizond, Nicaea,
and Epirus. Each became a haven for Greeks fleeing their new Frankish overlords in Mainland Greece,
whose Latin Empire proved to be little more than a post-crusade money-pot. But the Franks quickly got
bored by the prospect of actually governing and soon became weaker than the assorted Byzantines
they had so recently stomped. Are we actually surprised?
The three Hellenic states started out on the
defensive, to put it mildly, but some shifty strategy and good old-fashioned luck gave Nicaea a
leg up. The man in charge Michael Palaiologos was an old-fashioned Big Ideas guy, and he retooled
his army away from pure defense to be more nimble and aggressive, allowing him to campaign on
four fronts at once, spread out over the Western Anatolian coast and gain a foothold in Thrace
and Macedonia. And then the Nicaeans reconquered Constantinople kind of by accident. While a small
army scouted around the city to suss out its defenses, they learned that the Frankish army was
out on campaign, so the Byzantines snuck through a small break in the wall, opened a gate, and then
took the city. For all the disasters to befall the Byzantines, it’s only fair that the RNG Just
This Once works out in their favor. That said, Emperor Mikey-mike Pabbity-labbity soon found his
work cut out for him, as the city had hardly been cleaned since the crusade half a century earlier,
and sliding so close to death’s door prevented the Byzantines from cutting quite as Imperial a
figure as they used to. Still, it was better than the alternative.
As we’ve seen, it was hard enough to defend the
Byzantine dominion back in the good old days, but with the emperor now presiding over a
kingdom and a capital that were both hollow shells of their former selves, the more impressive
achievement was not in retaking Constantinople, but in keeping it. Tricky, but not impossible,
as Romans in every era adapted their military to the needs of the moment, and a weakened empire
on the backfoot had to win harder fights with inconsistent resources. So they got clever: their
solution was to update a taxation system called the Pronoia by applying it to the military –
essentially staffing your heavy cavalry by giving them local taxation rights rather than paying and
equipping them yourself. The Emperor was still in charge of all the contracts and could revoke
or transfer them at will, so weirdly enough, this functions like a militarized version
of the tax-farming Publicani system from way back in the Republic! And according to
contemporary sources, the army’s infantry manpower seems to have just… shown up whenever
there was a battle?? So the late Byzantine army retained the iconic heavy cavalry, paid for by
a medieval innovation on a Republic-era system, and all supported by a throwback to Polis-era
farmers-turned-soldiers – A patchy system to be sure, and the implied desperation is apparent,
but it did the trick, and it’s one hell of an illustration for how old Greek and Roman ideas
were still at play in the Byzantine world.
Otherwise, clever diplomacy was the sharpest weapon in the Byzantine
arsenal; and as ever, the rivalry between Venice and Genoa made this difficult, as their schoolyard
slapfight had a conspicuous habit of always going down in Constantinople. And of course, there were
a few strategic flubs, such as when the Byzantines hired a band of Catalan mercenaries who went rogue
at the slightest provocation and claimed the Duchy of Athens for the next 7 decades. But even this
wasn’t the worst mercenary customer experience the Byzantines would endure. As, in 1343, the royal
treasury was too thin to pay for Venetian help, so the former-empress Anna pawned what she
had, which was the empire’s crown jewels. Despite selling Constantinople’s royal honor
for some warships, Anna lost her war, which, I should say, was a civil war, against the
empire. This one really illuminates what kind of fuster-clucks the Byzantines regularly
threw themselves into, because the death of the last emperor Andronikos left a beeby 9 year
old John Palaiologos in charge. His mother Anna sought to rule as regent, but Andronikos’
second-in-command John Kantakouzenos wanted to be co-emperors until the kiddo was old enough.
That civil war split Byzantine society across class lines and featured its very own religious
controversy. So when John Kantakouzenos and his wife Irene were officially coronated in 1347,
the original crown jewels were off in Venice, like every other Byzantine artifact, so
their crowns were copies made of tinted glass – augh God that’s so sad it Hurts; forget
the crusade, that’s what kills me. Naturally, Johnny P turned 20 a few years later and threw
another civil war to kick out his co-emperor, so this whole tragedy was a giant waste.
Yet, somehow, despite all of that, hardly the
worst thing to happen in the 1340s, because, fun surprise: Plague. Man, it does not let up.
Population is ravaged, economy in ruins, let us not dally here, friends, we all know the drill,
and this would provide a golden opportunity for the Ottomans over in Anatolia. See, back while our
Byz-bois were busy reconstituting their empire, several tiny principalities sprung up in the east
after the collapse of the Sultanate of Rum. No, not the drink, that’s the Arabic and Turkish
word for Rome. But where had the Rum gone? Well, each individual Beylik was eager to carve out
its own space, and the state of Osman Bey was the most adept and dynamic of the bunch. From their
starting spot on Nicaea’s doorstep, they leveraged their own military skill, a diplomatic talent
for playing rival Byzantine factions against each other, and the convenient apparition of Plague
to recast the entire Eastern Roman world in only a century. Of course, the Ottomans were not Roman
in the way the Byzantines were Roman – they were a Sunni Muslim state with unique institutions
and culture – but they were one of many, many societies who found themselves in the Roman
orbit and slowly began to scoot themselves toward the center. This wasn’t a rivalry between the
Two Eyes of the World like back with Persia, and this wasn’t a surprise arrival of a brand-new
society like the early Caliphate, this was, in the grand scheme of Roman history, the last
in a long line of a very familiar situation. The Roman world was a lush and expansive grove,
and a lot of societies fancied themselves enjoying that fruit. The Ottomans’ rise would
not be immediate, but they quickly made it clear they were the next big Muslim power, at
the direct expense of the last big Roman one.
So, about a century after the reconquest of Constantinople, there were four fundamental
and unavoidable problems to the empire’s long-term health: The Ottomans were gaining strength and
pushing west, Venice and Genoa turned the Aegean into their personal battlefield, and the complete
lack of a Byzantine economy meant they were fully dependent on those two for trade, then, to cap it
off we’ve got the endless internal power struggles and succession crises — let’s not kid ourselves,
this is still the Romans we’re talking about here. With worries like that, fully rebuilding
the empire was a no-go, so the Byzantines were picking their battles and biding their time, which
meant putting themselves under the protection of the Ottomans. But, ever defiant in the face of
peril, giving up was never an option. While The Empire was shrinking down to Just Constantinople,
things looked shockingly different on the other side of the Aegean.
Back when Michael Palaiologos was tripping
ass-first into retaking Constantinople in 1261, he also had the good fortune of capturing the
Latin Prince of Achaea in a battle, and ransomed him back in exchange for a few castles down in
the Peloponnese. They weren’t much, but they were well-fortified among the mountains, much like
the ancient Spartans had been way back when. Over the next two centuries, this distant Byzantine
outpost in Lakonia became a prosperous corner of the Hellenic world, as Greeks from the Morea and
beyond flocked into the city of Mystras to try and pick up where the empire left off. So in the
13 and 1400s, Mystras became a haven of Byzantine culture and scholarship. And, I mean, look, I’m
not going to pretend like one decently well-off corner of the Greek world is on par with the
empire pre-crusade, because of course it’s not, but I will come to bat for the Morea as a paragon
of that Romano-Hellenic perseverance, to keep on trying even after everything seemed lost. No I’m
not getting sentimental, that’s just marble dust in my eye, shut up. *Ahem. Anyway, like with
Constantinople, keeping this territory safe required a gentle diplomatic touch, but the game
was a hell of a lot easier with water on 3 sides and mountains on the 4th. And with Constantinople
sweating javelins at the sight of incoming Ottomans, it became clear that the Morea could
handle itself, so it gained autonomy in 1349. By the early 1400s they expanded outside Lakonia
onto almost the entire Peloponnese, and briefly had authority over Attica. The Byzantine Morea
also had a practical benefit to Constantinople, as emperors-in-waiting got their political training
as governors down in the Peloponnese, to the point where the last emperor Constantine XI was actually
crowned in Mystras rather than up in the capital. Uh oh, did I say last? Yeah, about that.
The thing with the Ottomans is they didn’t…
stop. Despite the empire’s best efforts and the too-little-too-late help of European
Crusader armies that disintegrated on impact, it was clear the show was wrapping up. By 1453,
Sultan Mehmet finally had the means to take the city of Constantinople, and by means I mean
cannons the size of a house. After blockading the Bosphorus and cutting off the city’s line of
supply, the Ottomans blasted open the Theodosian walls and poured in. Emperor Constantine is said
to have given a rousing speech to his countrymen before charging into where the fighting was
fiercest, never to be seen again. After the battle, the Sultan toured the city and was
so awed by the beauty of Hagia Sophia that he preserved it and converted it into a mosque,
rather than blasting it and starting from scratch, as was more often the move.
But even after this (he said, moving the goalpost
back for dramatic effect), it wasn’t The End for the Byzantines. For one, the Ottomans continued
the time-honored love of ultra-domed architecture, and ethnic Rhomaioi would play a meaningful
role in Ottoman history and culture as artists, administrators, artisans, sailors,
soldiers, and people. After all, Kostantiniyye remained the keystone city of the
Mediterranean, more prosperous and secure than it had been in centuries. It’s disingenuous
to pretend that nothing was lost when Mehmet breached the Theodosian walls in 1453, that
blood was not spilled and a state did not end, but when the man declares himself Kaysar-I Rum,
he's declaring in Rome’s own terms that, as its new Caesar, he is both conqueror and builder –
That civilization was now his responsibility; he took it, yes, but he did not destroy it. It's
a similar case in other corners of the once-Greek world, where Hellenic culture persevered and
prospered for centuries despite being part of Other People’s Empires. There’s an old saying
that “Rome conquered Greece but Greece conquered Rome” describing how Hellenic culture always
pervades whatever state it becomes part of, and that has never stopped being true, be it
Rome, the Ottomans, or anyone else. The Venetian Republic’s outlying territories in the Aegean and
Ionian seas were also majority-Greek, and here they played an outsized role in bringing classical
ideas to a Catholic European audience. Venetian Greece contributed mightily to the budding
Renaissance, and Crete especially became a beacon for art and scholarship that mixed traditional
Hellenism with Renaissance innovations. So, despite the earth-shattering treachery of
Crusading Venetians centuries prior, the painfully ironic end-result is that Venice played a vital
part in the long-term preservation of Byzantine culture — Man that is uncomfortable to say out
loud. But as we enter the 15 and 1600s, the days of Greeks in Constantinople ruling their ancient
empire are long, long gone – so let’s wrap up.
The standard question of the Byzantine Empire is essentially “Why didn't
they die way the hell sooner when everything was always on fire?” Because, on one level, yeah, the
Byzantine story is over 1,000 straight years of the map getting smaller, but that time-lapse would
have been swift if they didn’t persevere. Let’s not forget they had over 1,000 years. By some
metrics, that’s The Longest Empire. And it got that far because at no point in Byzantine history
was it too late to care, or too late to try, because they believed that they had something
about their state, their people, their faith, and their identity that was worth dying for
and worth living for. And even when the last mini-golden-age was a distant memory, that
tireless determination to Do Their Best kept them going in even the most dire circumstances
to create the next mini-golden-age. So when we look back at the empire to ask why the Byzantines
endured after Rome falls in 476, it’s for the same reason as when Constantinople fell in 1204, but
the Byzantines, the greeks, the Rhomaioi, endured. And here we are – that's it. That's the history
of Rome – from the first origins of that city by the Tiber to the fall of the Basileia Rhomaion and
the end of the last true Roman State. Of course, that's not quite the entire story, as I easily
could have gone on gushing about architecture, or followed the progression of Roman literature
across that multi-millennium span, but that was never the goal here – This was, as concise as I
could hope to get it, a clean, singular narrative of Roman civilization across more than 2000
years – a comprehensive and unifying history, but certainly not a definitive one.
Notably, my history of Roman statehood ends
right at the dawn of the Italian Renaissance, where classical art and scholarship would
spring to the front of European consciousness and continue to influence Western culture up
through our present day. And in the meantime, Germany sat at the helm of a Roman-inspired Empire
for its own thousand-year run. In that regard, the Roman legacy left a massive impact
on European society long after the original Roman state was gone. Because
although the old empire “Fell” in 476 AD, by the year 1000 Rome remained the cultural
center-point for all of Europe: in religion, language, art & architecture, literature,
and politics. Likewise in the East, the civilization cultivated by the Byzantines
endured long after Kostantiniyye came under the reign of the Sultan. Even when those states died,
the ideas they stood for and the people who called them home carried on regardless. Rome always
adapts, and these were its final transformations.
And that’s just as true outside their Mediterranean heartland as it
was within it. Roman Christianity spread further afield in the Medieval period than any legion had
dared to march. Across the sea, the new Muslim empires made classical Greco-Roman scholarship
a key ingredient in the Islamic civilization they created. Then far away in a once-unknown
continent, descendants of Roman Britannia looked to the ancient Republic as a model for their new
nation. And farthest-reaching yet subtlest of all is their language of Latin, which lives on through
the Romance languages as well as their goofball hybrid cousins like English. If you can understand
this video in the language I’m speaking it, odds are pretty damn good that you live in a
world substantially shaped by Roman civilization.
Even in death, Rome is ever-present: it’s not the first layer of European or Christian
culture, it’s not the most important layer, it’s not even the most obvious layer sometimes, but it
is always there: influencing the ways we interact with the world, how we understand our societies,
and the things & ideas we value. Rome is a mess, but it earned its place as our mess too.
Thank you all so much – truly, so so much, for watching. This is the culmination
of years and years and years of work on this channel, and it’s so fulfilling to bring all those
10-minute intervals of biweekly history into one comprehensive documentary’s-worth of storytelling.
A tremendous thanks to our longtime viewers and our lovely patrons for making a project this
colossal into a reality. Now pardon me as I take the absolute thickest nap imaginable, and
I’ll see you in the next, much shorter, video.