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Research Ethics Overview

Sep 4, 2025

Overview

This lecture introduces the ethical guidelines and standards in psychological research, emphasizing participant protection, integrity, and responsible conduct, especially with vulnerable groups.

Foundations of Research and Ethics

  • Research aims to generate generalizable knowledge through systematic observation and experimentation.
  • Ethics are principles distinguishing right from wrong, guiding fair and harm-free treatment of participants.
  • Research ethics require informed consent (clear explanation before participation) and confidentiality (keeping participant data private).

Institutional Review and Participant Protection

  • Institutional Review Boards (IRBs) review research proposals for ethical compliance, especially studies involving humans or animals.
  • IRBs evaluate risks (physical, psychological, or social) and require harm minimization, such as debriefing.
  • Animal research must ensure humane treatment.

Vulnerable Groups in Research

  • Vulnerable populations include children, prisoners, pregnant women, people with mental health conditions, and underprivileged groups.
  • Inclusion is allowed only if research benefits the group and can't be conducted with non-vulnerable subjects.
  • Extra care and respect are needed, with special consent procedures like proxy consent.

Importance of Ethical Guidelines

  • Ethics protect participant rights, dignity, and welfare via informed consent, privacy, and minimized harm.
  • Ethical practices prevent misconduct (fabrication, falsification, plagiarism) and ensure credibility.
  • Following ethics protects researcher and institutional reputation.

Ethics Committees and National Guidelines

  • The Philippine Health Research Ethics Board (FREB) ensures ethical health research in the Philippines.
  • FREB oversees ethics review, participant protection, risk-benefit analysis, and confidentiality.

Ethical Guidelines in Mental Health Research

  • Mental health research in the Philippines spans surveys, clinical trials, genetic studies, and community research.
  • Objectivity methods include assessor blinding and separating control/experimental groups.
  • All eligible individuals should be considered participants without bias.

Informed Consent and Confidentiality in Mental Health Research

  • Informed consent is ongoing and must be adapted for illiterate or cognitively impaired participants (proxy consent).
  • Confidentiality is required but may be breached if safety is at risk.
  • Clinical trials need participant identity verification, accompaniment for vulnerable individuals, and continuous consent monitoring.

Special Considerations for Vulnerable Populations

  • Children: Require parental/guardian consent and child assent.
  • Older persons: May need a legally authorized representative due to cognitive limitations.
  • People living with HIV: Extra confidentiality to prevent stigma.
  • People with disabilities: Require accessible materials and communication.
  • Indigenous peoples: Require community consent and cultural sensitivity.

Key Ethical Principles (APA)

  • Beneficence and Non-maleficence: Maximize benefits, avoid harm.
  • Fidelity and Responsibility: Maintain trust and professionalism.
  • Integrity: Report results honestly and accurately.
  • Justice: Ensure fairness and equal opportunity in participation.
  • Respect for Rights and Dignity: Uphold participant autonomy, privacy, and informed consent.

Essential Ethical Practices

  • Informed consent: Detail the study, risks, and benefits to participants.
  • Voluntary participation: No coercion or undue pressure.
  • Protection from harm: Safeguard against physical or psychological harm.
  • Anonymity and confidentiality: Protect participant identities and data.
  • Debriefing: Explain any deception and address negative effects post-study.

Key Terms & Definitions

  • Informed Consent — Participants are fully informed about the study before agreeing to join.
  • Confidentiality — Keeping participants' information private.
  • IRB (Institutional Review Board) — Committee that reviews research for ethical compliance.
  • Proxy Consent — Consent given by a legally authorized representative.
  • Assessor Blinding — The observer is unaware of participant group assignments.
  • FREB — Philippine Health Research Ethics Board, oversees ethical health research.

Action Items / Next Steps

  • Watch the next video on Informed Consent Forms.
  • Enter the third attendance code: Research Ethics in the Google Form.